0001104659-20-065891.txt : 20200526 0001104659-20-065891.hdr.sgml : 20200526 20200526163109 ACCESSION NUMBER: 0001104659-20-065891 CONFORMED SUBMISSION TYPE: SD PUBLIC DOCUMENT COUNT: 3 13p-1 1.01 20191231 1.02 20191231 FILED AS OF DATE: 20200526 DATE AS OF CHANGE: 20200526 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SD SEC ACT: 1934 Act SEC FILE NUMBER: 001-36632 FILM NUMBER: 20911035 BUSINESS ADDRESS: STREET 1: 2015 W. CHESTNUT STREET CITY: ALHAMBRA STATE: CA ZIP: 91803 BUSINESS PHONE: 626-293-3400 MAIL ADDRESS: STREET 1: 2015 W. CHESTNUT STREET CITY: ALHAMBRA STATE: CA ZIP: 91803 SD 1 a20-20737_1sd.htm SD

 

As filed with the Securities and Exchange Commission on May 26, 2020

 

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM SD

(SPECIALIZED DISCLOSURE REPORT)

 


 

EMCORE CORPORATION

Exact Name of Registrant as Specified in its Charter

 


 

New Jersey

 

001-36632

 

22-2746503

State of Incorporation

 

Commission File Number

 

IRS Employer Identification Number

 

2015 W. Chestnut Street, Alhambra, CA 91803

Address of principal executive offices, including zip code

 


 

 

EMCORE Corporation

2015 W. Chestnut Street

Alhambra, CA 91803

(626) 293-3400

(Name and telephone number, including area code, of the person to contact in connection with this report)

 


 

The rule pursuant to which this form is being filed, and the period to which the information in this form applies:

 

x           Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2019.

 

 

 


 

INFORMATION TO BE INCLUDED IN THIS REPORT

 

SECTION 1 - CONFLICT MINERALS DISCLOSURE

 

Item 1.01  Conflict Minerals Disclosure and Report

 

In accordance with the disclosure requirements promulgated by the U.S. Securities and Exchange Commission, EMCORE Corporation has prepared a Conflict Minerals Report for the calendar year ended December 31, 2019. The Conflict Minerals Report is publicly available at the following Internet website: http://www.emcore.com/our-company/quality-management/supply-chain-management/.

 

Item 1.02  Exhibit

 

The Conflict Minerals Report required by Item 1.01 is provided as an Exhibit to this Form SD.

 

SECTION 2 - EXHIBIT

 

Exhibit 1.01 - Conflict Minerals Report, as required by Items 1.01 and 1.02 of this Form SD.

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

EMCORE CORPORATION

 

 

 

 

By:

/s/ Tom Minichiello

Dated: May 26, 2020

 

 

 

Name:

Tom Minichiello

 

Title:

Chief Financial Officer

 

2


EX-1.01 2 a20-20737_1ex1d01.htm EX-1.01

Exhibit 1.01

 

EMCORE Corporation

Form SD-2019

 

Conflict Minerals Report

 

Conflict Minerals Disclosure

 

I.         Introduction

 

EMCORE Corporation is providing this Conflict Minerals Report (“CMR”) for calendar year 2019, as an Exhibit to Form SD, pursuant to Rule 13p-1 and Form SD under the Securities Exchange Act of 1934 (the “Rule”), as amended. The Rule requires disclosure of certain information when a company manufactures or contracts to manufacture a product and any “conflict mineral” specified in the Rule is necessary for the functionality or production of such product. Conflict Minerals are defined by paragraph (d)(3) of Form SD as columbite-tantalite (coltan), cassiterite, gold, wolframite, or their derivatives, which are limited to tantalum, tin, and tungsten, or any other mineral or its derivatives determined by the U.S. Secretary of State to be financing conflict in the Covered Countries (collectively, “Conflict Minerals” or “3TG”). The “Covered Countries” for purposes of the Rule and this CMR are the Democratic Republic of the Congo (“DRC”) and any country that shares an internationally recognized border with the DRC.

 

As used in this document, “Emcore,” the “Company” and the words “we,” “our,” and “us” refer to EMCORE Corporation and its subsidiaries.

 

II.        Overview

 

Company Profile

 

Emcore is a leading provider of advanced mixed-signal products that provide the foundation for today’s leading-edge aerospace & defense systems and high-speed broadband communication networks. Our optical chips, components, subsystems and systems enable broadband and wireless service providers to continually enhance their network capacity, speed, and coverage to advance the free flow of information. The mixed-signal technology at the heart of our broadband transmission products is shared with our fiber optic gyros and military communications links to provide the aerospace and defense markets with state-of-the-art navigation systems technology. Emcore’s optical components and systems serve a broad array of applications including cable television, fiber-to-the-premise networks, telecommunications, data centers, wireless infrastructure, satellite RF fiber links, navigation systems, and military communications.  EMCORE has vertically integrated manufacturing capability through our ISO 9001 certified indium phosphide compound semiconductor wafer fabrication facility at our headquarters in Alhambra, California and our quartz processing and sensor manufacturing facility located in Concord, California that is registered to AS 9100 standards.

 

As described in this CMR, certain of Emcore’s operations manufacture, or contract to manufacture, products that contain 3TGs that are necessary to the functionality or production of those products. However, we do not directly source 3TGs from mines, smelters or refiners. We believe that, in most cases, we are several steps removed in the supply chain from these market participants, limiting our influence over their sourcing. We must therefore rely on our direct suppliers to provide information regarding the origin of necessary 3TGs that are included in our products, including sources of 3TGs that are supplied to them by sub-tier suppliers.

 

Conflict Minerals Policy

 

Emcore is committed to responsible sourcing from its suppliers and each supplier is required to provide information about their Conflict Minerals programs and sourcing practices related to 3TGs by submitting a CMRT. Upon Emcore’s request, each of our suppliers shall permit Emcore to assess its practices and procedures and shall provide Emcore with any information reasonably requested. In addition, each supplier agrees to provide information to Emcore necessary for Emcore to comply with its conflict minerals reporting requirements, including without limitation information under the Responsible Minerals Initiative’s (“RMI”) Conflict Minerals Reporting Template (“CMRT”). Our Conflict Minerals Policy is available on our corporate website at http://emcore.com/our-company/quality-management/supply-chain-management.

 


 

III.      Reasonable Country of Origin Inquiry Information

 

Emcore has conducted a good faith reasonable country of origin inquiry (“RCOI”) to determine whether the necessary 3TGs included in and necessary to the functionality of our products described under “Product Description” in Section V below originated in the Covered Countries or came from recycled or scrap sources. We engaged a leading 3TGs data management consultant (the “Consultant”) to assist us in conducting this RCOI. We utilized a software-as-a-service (SaaS) platform provided by the Consultant to complete and track supplier communications, as well as allow suppliers to upload completed CMRTs for validation, assessment and management. The platform also provides functionality that meets the OECD Guidance process expectations by evaluating the quality of each supplier response and assigning a health score based on the supplier’s declaration of process engagement. Additionally, the metrics provided in this report, as well as the step-by-step process for supplier engagement and upstream due diligence investigations performed, are managed through this platform.

 

The use of the CMRT allowed for some elimination of irrelevant suppliers. We also periodically reviewed the supplier list to ensure that irrelevant or “out of scope” suppliers were removed from the survey process. Our program continues to include automated data validation on all submitted CMRTs. The goal of data validation is to increase the accuracy of submissions and identify any contradictory answers in the CMRT. This data validation is based on questions within the declaration tab of the CMRT which helps to identify areas that require further classification or risk assessment, as well as understand the due diligence efforts of the Tier 1 suppliers. The results of this data validation contribute to the program’s health assessment and are shared with the suppliers to ensure they understand areas that require clarification or improvement.

 

All submitted forms are accepted and classified as valid or invalid so that data is still retained. Suppliers are contacted in regard to invalid forms and are encouraged to submit a valid form. Suppliers are also provided with guidance on how to correct these validation errors in the form of feedback to their CMRT submission, training courses and direct engagement help through the Consultant’s multilingual Supplier Experience team. Since some suppliers may remain unresponsive to feedback, the Company tracks program gaps to account for future improvement opportunities. As of May 11th, 2020, there were 4 invalid supplier submissions that could not be corrected.

 

The Consultant compared the list of smelters and refiners provided in our suppliers’ responses to the lists of smelters maintained by the RMI and, if a supplier indicated that a facility was certified as conflict-free, confirmed that the facility was listed on RMI’s list of validated conflict free smelters and refiners of 3TGs.

 

To the extent applicable, Emcore’s RCOI utilized the same processes and procedures for our due diligence described in Section IV below. This RCOI process included conducting an inquiry of our direct suppliers using a mechanism common in the technology industry: the CMRT version 5.12. Based on the results of our RCOI, we are required to exercise due diligence on the source and chain of custody of the necessary 3TGs contained in our products. Our due diligence efforts are discussed further in Section IV of this CMR.

 

IV.      Due Diligence Process and Measures Performed

 

Based on the results of our RCOI, the Consultant engaged by Emcore also assisted us in conducting due diligence on the source and chain of custody of 3TGs in our products. The Company’s due diligence measures are designed to attempt to ascertain the facilities used to process any 3TGs in our products, the country of origin of any 3TGs in our products and the mine(s) or location of origin with the greatest possible specificity.

 

The design of our due diligence system, its conformity with an internationally-recognized due diligence framework, and a description of the measures we have undertaken to exercise our due diligence, are detailed below.

 

Emcore’s due diligence measures have been designed to conform in all material respects to the internationally- recognized due diligence framework of the Organization for Economic Co-operation and Development (“OECD”) Due Diligence Guidance for Responsible Supply Chain of Minerals from Conflict- Affected and High-Risk Areas (Second Edition), and its related supplements. This OECD framework (“Framework”) is the only due diligence framework recognized by the Securities and Exchange Commission (“SEC”) to date. The Framework stresses five main areas of

 


 

Due Diligence design, detailed below in IV(a) - (e).

 

Due diligence requires the Company’s necessary reliance on data provided by direct suppliers and third-party audit programs. There is a risk of incomplete or inaccurate data as the process cannot fully be owned by the Company. However, through continued outreach and process validation, this aligns with industry standards and market expectations for downstream companies’ due diligence.

 

a.         Establish Strong Company Management Systems

 

First, Emcore has assigned a Senior Director of Operations to (i) manage the 3TGs compliance program, (ii) liaise with the Consultant, (iii) conduct reviews of collected data, and (iv) make decisions regarding the due diligence program, including risk mitigation. Second, Emcore has requested that suppliers of goods incorporated into our products provide us with CMRTs for their products (see below, Section IV(b & c)). Third, Emcore’s position statement with respect to 3TGs, which is located on our website (https://emcore.com/our-company/quality-management/supply-chain-management/), encourages our suppliers to source responsibly, through their sub-suppliers and on down through their own supply chains. In this position statement, we encourage our suppliers and their sub suppliers to use smelters or refiners (“smelters” or “SORs”) that are conformant to assessment protocols for conflict-free sourcing wherever possible. Using its Responsible Minerals Assurance Process (“RMAP”) audit program, the RMI, an organization founded by members of the Electronic Industry Citizen Coalition (“EICC”) and the Global e-Sustainability Initiative (“GeSI”), is taking action to address responsible sourcing, using independent third-party audits to identify smelters and refiners that have systems in place to assure sourcing of only conflict-free materials.

 

The Company also leverages the Consultant’s Managed Services in order to work with dedicated program specialists who support the Company’s conflict minerals program. The Company communicates regularly with the Consultant’s team in order to receive updates on program status. Each member of the Consultant’s Customer Success team is trained in conflict minerals compliance and understands the intricacies of the CMRT and conflict minerals reporting, as well as Section 1502 of the Dodd-Frank Act.

 

Grievance Mechanisms

 

We established multiple longstanding grievance mechanisms whereby employees and suppliers can report violations of Emcore’s policies, including with respect to conflict minerals. Suppliers and others outside of Emcore may contact our conflict minerals team to communicate with us, including to report grievances. In addition, our employees may anonymously report suspected violations using our anonymous ethics hotline, either via our website at https://emcore.alertline.com or by calling 1-877-874-8416 in the United States, 10-800-110-0812 or 10-800-711-0887 in China, or 1-888-690-3865 outside the United States and China.

 

Maintain Records

 

The Company has adopted a policy to retain relevant conflict minerals related documentation for a period of 5 years, including supplier responses to CMRTs, and implemented this policy through the Consultant.  The Consultant stores all of the information and findings from this process in a database that can be audited by internal or external parties.

 

b.         Identify and Assess Risk in the Supply Chain

 

To obtain chain of custody declarations from our suppliers, we utilize the CMRT described above. This CMRT is distributed to all of our suppliers, with regular and persistent follow-ups (“Escalations”), to ensure maximum compliance and feedback. The CMRT includes questions on (i) the use and origin of 3TGs in our components, (ii) supplier engagement with their sub-tier suppliers, and (iii) smelters and points of origin of the constituent 3TGs. The Consultant provides suppliers with guidance and requirements to prepare them ahead of time for full compliance in completing the CMRT, our principal information-gathering step on the origin, source and chain of custody of 3TGs contained in components and materials supplied to us. This kit includes materials to educate suppliers about the SEC rule on 3TGs, responsible supply chain management, and a letter that suppliers can use if they need to request information from their sub-tier suppliers.

 


 

The CMRT responses are only a first step in our engagement with suppliers. The responses from suppliers are then individually validated and examined both for completeness and any internal inconsistencies between the data they provide. Any of these issues are resolved with our suppliers by phone and email. This follow-up to incomplete or invalid information is described further in Section IV(c), below.

 

To the extent that a completed response identified a smelter or refiner, the Consultant determined if the smelter had been audited against a standard in conformance with the OECD Guidance, such as the Responsible Minerals Assurance Process (“RMAP”). The Company does not have a direct relationship with smelters and refiners, and does not perform direct audits of these entities within the supply chain. Smelters that have completed an RMAP audit are considered to be DRC-conflict free. In cases where the smelter’s due diligence practices have not been audited against the RMAP standard or they are considered non-conformant by RMAP, follow-ups are made to suppliers reporting those facilities. Smelters are then assessed for the potential for sourcing risk. The Company also attempted to ascertain whether the smelter or refiner information provided was specific to the products supplied to the Company to determine whether the identified smelters are in the Company’s supply chain.

 

Each facility that meets the RMI definition of a smelter or refiner of a 3TGs mineral is assessed according to red flag indicators defined in the OECD Guidance. The Consultant uses numerous factors to determine the level of risk that each smelter poses to the supply chain by identifying red flags. These factors include:

 

·                  Geographic proximity to the DRC and covered countries;

 

·                  Known mineral source country of origin;

 

·                  Responsible Minerals Assurance Process (RMAP) audit status;

 

·                  Credible evidence of unethical or conflict sourcing;

 

·                  Peer Assessments conducted by credible third-party sources.

 

As part of our risk management plan under the OECD Guidance, when facilities with red flags were reported on a CMRT by one of the suppliers surveyed, risk mitigation activities are initiated. Through the Consultant’s software, submissions that include any smelters of concern immediately produce a receipt instructing the supplier to take their own risk mitigation actions, including submission of a product specific CMRT to better identify the connection to products that they supply to Emcore, and escalating up to removal of these red flag smelters from their supply chain. In addition, suppliers are guided to the educational materials on mitigating the risks identified through the data collection process.

 

c.         Design and Implement a Strategy to Respond to Identified Risks

 

As outlined above, we have developed processes for Escalations and supplier engagement. This allows us to direct needed questions and follow-up to suppliers based on their varying responses to the CMRT. Escalations are used when, among other issues, suppliers are late in responding, have incomplete information, provide feedback inconsistent with prior responses, or when other issues are identified. An Escalation may include individual written requests for information, conference calls and meetings. Each Escalation is dated and tagged in our data management system, for a variety of further actions. These actions might include direct supplier contact through our business channels, changes of scope of the diligence request, reformatting supplier responses into the correct format, time extensions for delayed responses, follow-up with alternative contacts in the supplying organization, or the dropping of outdated component parts from the Emcore products list.

 

d.         Carry Out Independent Third Party Audit of Supply Chain Due Diligence at Identified Points in the Supply Chain

 

Because the Company does not source 3TG directly from smelters or refiners, we rely on third parties, including the RMI, to coordinate and conduct third party audits of these facilities. The Company utilizes the published results of these third-party audits to determine whether a specified smelter or refiner processes 3TG that directly or indirectly finance or benefit armed groups. The Consultant also directly contacts smelters and refiners that are not currently enrolled in the RMAP to encourage their participation and gather information regarding each facilities’ sourcing practices on behalf of its compliance partners.

 


 

e.         Report on Supply Chain Due Diligence

 

Our Form SD and this CMR are both available under “Quality Management” in the Company section of our website at http://www.emcore.com/our-company/quality-management/. Emcore will file a Form SD (and CMRs, as necessary) with the SEC on an annual basis, pursuant to Rule 13p-1 of the Securities Exchange Act of 1934, as amended.

 

V.        Product Description; Processing Facilities

 

Product Description - Currently, EMCORE’s business is of a broad portfolio of compound semiconductor-based products for the fiber optics markets.

 

·          Fiber Optic Gyroscope Products

 

These include products ranging from tactical to navigational grade fiber optic gyroscopes for applications including unmanned aerial systems, line-of-site stabilization, aviation and aeronautics.

 

·          FOG-Based Inertial Measurement Units and Navigation Systems Products

 

These include inertial measurement units, inertial navigation systems and micro inertial navigation systems that have broad application within the aerospace and defense markets for land, sea, air and space navigation.

 

·          Quartz MEMS Gyroscope Products

 

These include quartz MEMS Gyroscopes, Accelerometers, Inertial Measurement Units and GPS/INS products that have broad application within the aerospace and defense markets for land, sea, air and space navigation.

 

·          Satellite/Microwave Communications (Defense Optoelectronics) Products

 

These include transmitters, receivers, subsystems, and systems that transport wideband radio frequency and microwave signals between satellite hub equipment and antenna dishes.

 

·          Cable TV Lasers and Transmitters Products

 

These include forward and return-path analog lasers, receivers, photodetectors and subassembly components, analog and digital fiber-optic transmitters, quadrature amplitude modulation transmitters, optical switches and cable tv fiber amplifiers.

 

·          High-Power Gain Chips Products

 

These include gain chips for tunable lasers and transceivers utilized in coherent DWDM optical transmission systems.

 

·          Photodiode Products

 

These include 2.5G and 10G APD top and bottom illuminated chips and COB, along with 10G PIN photodiode chips.

 

·          GPON Fiber-To-The-Premises (FTTP) and Data Center Chip Products

 

These include 2.5G and 10G PON DFB and 10G Fabry-Perot laser chips.

 

·          Wireless Communications Products

 

These include DFB lasers and optical receivers specifically designed for wireless networks, 3 GHz and 6.5 GHz fiber optic links for cellular backhaul, 4G LTE and distributed antenna systems.

 


 

·          Laser, Receiver and Photodetector Component Products

 

These include lasers, receivers, photodetectors, including CWDM (Coarse Wavelength Division Multiplexing) and DWDM (Dense Wavelength Division Multiplexing) products, 1310 nm and 1550 nm Distributed Feedback lasers and optical receivers optimized for CATV, DOCSIS (Data Over Cable Service Interface Specification) 3.1 and wireless applications.

 

Processing Facilities - Based on our RCOI or due diligence process, as applicable, and the information received from our suppliers, the facilities listed on Annex A were identified by the Company’s suppliers as the smelters and refiners that processed the 3TG present in and necessary to the functionality of products manufactured by the Company in the calendar year 2019.

 

Due to our position in the supply chain, which we discuss above, we rely on our suppliers for accurate smelter and refiner information. Our due diligence measures cannot provide adequate certainty regarding the source and chain of custody of the necessary 3TGs contained in our in-scope products. The information from our suppliers is still evolving and may contain company level declarations. As such, this smelter list is presented in good faith as the best information we have to date. This list may contain smelters that are not in our supply chain and there may be other smelters not yet identified in our due diligence process. We will continue to update the list as our information and the relevant third-party data from RMI, LBMA, and RJC improves.

 

VI.      Future Due Diligence

 

We will continue to communicate our expectations and information requirements to our direct suppliers. Over time, we anticipate that the amount of information globally on the traceability and sourcing of the necessary 3TGs in our products will increase and improve our knowledge. We will continue to make inquiries to our direct suppliers and undertake additional risk assessments when potentially relevant changes in facts or circumstances are identified. If we become aware of a supplier whose due diligence needs improvement, we may continue the trade relationship while that supplier improves its compliance program. We expect our suppliers to take similar measures with their suppliers to ensure alignment throughout the supply chain.

 

In addition to those above, the Company will undertake the following steps during the next compliance period:

 

·          Continue to collect responses from suppliers using the most recent revision of the CMRT.

 

·          Engage with suppliers that did not provide a response in 2019 or provided incomplete responses to help with our data collections for 2020.

 

·          Monitor and track performance of risk mitigation efforts.

 

·          Compare and validate RCOI results to information collected via independent conflict-free smelter validation programs such as the RMI.

 


 

Annex A

 

Smelter and Refiner Information

 

Metal

 

Standard Smelter Name

 

Smelter ID

 

RMI Audit Status

Gold

 

8853 S.p.A.

 

CID002763

 

Conformant

Gold

 

Abington Reldan Metals, LLC

 

CID002708

 

Non Conformant

Gold

 

Advanced Chemical Company

 

CID000015

 

Conformant

Gold

 

African Gold Refinery

 

CID003185

 

Outreach Required

Gold

 

Aida Chemical Industries Co., Ltd.

 

CID000019

 

Conformant

Gold

 

Al Etihad Gold Refinery DMCC

 

CID002560

 

Conformant

Gold

 

Allgemeine Gold-und Silberscheideanstalt A.G.

 

CID000035

 

Conformant

Gold

 

Almalyk Mining and Metallurgical Complex (AMMC)

 

CID000041

 

Conformant

Gold

 

AngloGold Ashanti Corrego do Sitio Mineracao

 

CID000058

 

Conformant

Gold

 

Argor-Heraeus S.A.

 

CID000077

 

Conformant

Gold

 

Asahi Pretec Corp.

 

CID000082

 

Conformant

Gold

 

Asahi Refining Canada Ltd.

 

CID000924

 

Conformant

Gold

 

Asahi Refining USA Inc.

 

CID000920

 

Conformant

Gold

 

Asaka Riken Co., Ltd.

 

CID000090

 

Conformant

Gold

 

Atasay Kuyumculuk Sanayi Ve Ticaret A.S.

 

CID000103

 

Due Diligence Vetting Process

Gold

 

AU Traders and Refiners

 

CID002850

 

Conformant

Gold

 

Aurubis AG

 

CID000113

 

Conformant

Gold

 

Bangalore Refinery

 

CID002863

 

Conformant

Gold

 

Bangko Sentral ng Pilipinas (Central Bank of the Philippines)

 

CID000128

 

Conformant

Gold

 

Boliden AB

 

CID000157

 

Conformant

Gold

 

C. Hafner GmbH + Co. KG

 

CID000176

 

Conformant

Gold

 

C.I Metales Procesados Industriales SAS

 

CID003421

 

In Communication

Gold

 

Caridad

 

CID000180

 

Communication Suspended - Not Interested

Gold

 

CCR Refinery - Glencore Canada Corporation

 

CID000185

 

Conformant

Gold

 

Cendres + Metaux S.A.

 

CID000189

 

Conformant

Gold

 

CGR Metalloys Pvt Ltd.

 

CID003382

 

Outreach Required

Gold

 

Chimet S.p.A.

 

CID000233

 

Conformant

Gold

 

Chugai Mining

 

CID000264

 

Conformant

Gold

 

Daye Non-Ferrous Metals Mining Ltd.

 

CID000343

 

In Communication

 


 

Gold

 

Degussa Sonne / Mond Goldhandel GmbH

 

CID002867

 

Outreach Required

Gold

 

Dijllah Gold Refinery FZC

 

CID003348

 

In Communication

Gold

 

DODUCO Contacts and Refining GmbH

 

CID000362

 

Conformant

Gold

 

Dowa

 

CID000401

 

Conformant

Gold

 

DS PRETECH Co., Ltd.

 

CID003195

 

Conformant

Gold

 

DSC (Do Sung Corporation)

 

CID000359

 

Conformant

Gold

 

Eco-System Recycling Co., Ltd. East Plant

 

CID000425

 

Conformant

Gold

 

Eco-System Recycling Co., Ltd. North Plant

 

CID003424

 

Conformant

Gold

 

Eco-System Recycling Co., Ltd. West Plant

 

CID003425

 

Conformant

Gold

 

Emirates Gold DMCC

 

CID002561

 

Conformant

Gold

 

Fidelity Printers and Refiners Ltd.

 

CID002515

 

Due Diligence Vetting Process

Gold

 

Fujairah Gold FZC

 

CID002584

 

Outreach Required

Gold

 

GCC Gujrat Gold Centre Pvt. Ltd.

 

CID002852

 

In Communication

Gold

 

Geib Refining Corporation

 

CID002459

 

Conformant

Gold

 

Gold Coast Refinery

 

CID003186

 

Outreach Required

Gold

 

Gold Refinery of Zijin Mining Group Co., Ltd.

 

CID002243

 

Conformant

Gold

 

Great Wall Precious Metals Co., Ltd. of CBPM

 

CID001909

 

Outreach Required

Gold

 

Guangdong Jinding Gold Limited

 

CID002312

 

Outreach Required

Gold

 

Guoda Safina High-Tech Environmental Refinery Co., Ltd.

 

CID000651

 

Outreach Required

Gold

 

Hangzhou Fuchunjiang Smelting Co., Ltd.

 

CID000671

 

Outreach Required

Gold

 

Heimerle + Meule GmbH

 

CID000694

 

Conformant

Gold

 

Heraeus Metals Hong Kong Ltd.

 

CID000707

 

Conformant

Gold

 

Heraeus Precious Metals GmbH & Co. KG

 

CID000711

 

Conformant

Gold

 

Hunan Chenzhou Mining Co., Ltd.

 

CID000767

 

Outreach Required

Gold

 

Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd.

 

CID000773

 

Outreach Required

Gold

 

HwaSeong CJ CO., LTD.

 

CID000778

 

Communication Suspended - Not Interested

Gold

 

Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.

 

CID000801

 

Conformant

Gold

 

International Precious Metal Refiners

 

CID002562

 

Outreach Required

Gold

 

Ishifuku Metal Industry Co., Ltd.

 

CID000807

 

Conformant

Gold

 

Istanbul Gold Refinery

 

CID000814

 

Conformant

Gold

 

Italpreziosi

 

CID002765

 

Conformant

Gold

 

JALAN & Company

 

CID002893

 

Outreach Required

Gold

 

Japan Mint

 

CID000823

 

Conformant

Gold

 

Jiangxi Copper Co., Ltd.

 

CID000855

 

Conformant

 


 

Gold

 

JSC Ekaterinburg Non-Ferrous Metal Processing Plant

 

CID000927

 

RMI Due Diligence Review - Unable to Proceed

Gold

 

JSC Uralelectromed

 

CID000929

 

Conformant

Gold

 

JX Nippon Mining & Metals Co., Ltd.

 

CID000937

 

Conformant

Gold

 

Kaloti Precious Metals

 

CID002563

 

RMI Due Diligence Review - Unable to Proceed

Gold

 

Kazakhmys Smelting LLC

 

CID000956

 

In Communication

Gold

 

Kazzinc

 

CID000957

 

Conformant

Gold

 

Kennecott Utah Copper LLC

 

CID000969

 

Conformant

Gold

 

KGHM Polska Miedz Spolka Akcyjna

 

CID002511

 

Conformant

Gold

 

Kojima Chemicals Co., Ltd.

 

CID000981

 

Conformant

Gold

 

Korea Zinc Co., Ltd.

 

CID002605

 

Conformant

Gold

 

Kyrgyzaltyn JSC

 

CID001029

 

Conformant

Gold

 

Kyshtym Copper-Electrolytic Plant ZAO

 

CID002865

 

Outreach Required

Gold

 

L’azurde Company For Jewelry

 

CID001032

 

RMI Due Diligence Review - Unable to Proceed

Gold

 

Lingbao Gold Co., Ltd.

 

CID001056

 

Outreach Required

Gold

 

Lingbao Jinyuan Tonghui Refinery Co., Ltd.

 

CID001058

 

Outreach Required

Gold

 

L’Orfebre S.A.

 

CID002762

 

Conformant

Gold

 

LS-NIKKO Copper Inc.

 

CID001078

 

Conformant

Gold

 

LT Metal Ltd.

 

CID000689

 

Conformant

Gold

 

Luoyang Zijin Yinhui Gold Refinery Co., Ltd.

 

CID001093

 

Outreach Required

Gold

 

Marsam Metals

 

CID002606

 

Conformant

Gold

 

Materion

 

CID001113

 

Conformant

Gold

 

Matsuda Sangyo Co., Ltd.

 

CID001119

 

Conformant

Gold

 

Metalor Technologies (Hong Kong) Ltd.

 

CID001149

 

Conformant

Gold

 

Metalor Technologies (Singapore) Pte., Ltd.

 

CID001152

 

Conformant

Gold

 

Metalor Technologies (Suzhou) Ltd.

 

CID001147

 

Conformant

Gold

 

Metalor Technologies S.A.

 

CID001153

 

Conformant

Gold

 

Metalor USA Refining Corporation

 

CID001157

 

Conformant

Gold

 

Metalurgica Met-Mex Penoles S.A. De C.V.

 

CID001161

 

Conformant

Gold

 

Mitsubishi Materials Corporation

 

CID001188

 

Conformant

Gold

 

Mitsui Mining and Smelting Co., Ltd.

 

CID001193

 

Conformant

Gold

 

MMTC-PAMP India Pvt., Ltd.

 

CID002509

 

Conformant

Gold

 

Modeltech Sdn Bhd

 

CID002857

 

Non Conformant

Gold

 

Morris and Watson

 

CID002282

 

Communication Suspended - Not Interested

 


 

Gold

 

Moscow Special Alloys Processing Plant

 

CID001204

 

Conformant

Gold

 

Nadir Metal Rafineri San. Ve Tic. A.S.

 

CID001220

 

Conformant

Gold

 

Navoi Mining and Metallurgical Combinat

 

CID001236

 

Outreach Required

Gold

 

NH Recytech Company

 

CID003189

 

Non Conformant

Gold

 

Nihon Material Co., Ltd.

 

CID001259

 

Conformant

Gold

 

Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH

 

CID002779

 

Conformant

Gold

 

Ohura Precious Metal Industry Co., Ltd.

 

CID001325

 

Conformant

Gold

 

OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet)

 

CID001326

 

Conformant

Gold

 

OJSC Novosibirsk Refinery

 

CID000493

 

Conformant

Gold

 

PAMP S.A.

 

CID001352

 

Conformant

Gold

 

Pease & Curren

 

CID002872

 

Outreach Required

Gold

 

Penglai Penggang Gold Industry Co., Ltd.

 

CID001362

 

Outreach Required

Gold

 

Planta Recuperadora de Metales SpA

 

CID002919

 

Conformant

Gold

 

Prioksky Plant of Non-Ferrous Metals

 

CID001386

 

Conformant

Gold

 

PT Aneka Tambang (Persero) Tbk

 

CID001397

 

Conformant

Gold

 

PX Precinox S.A.

 

CID001498

 

Conformant

Gold

 

QG Refining, LLC

 

CID003324

 

Outreach Required

Gold

 

Rand Refinery (Pty) Ltd.

 

CID001512

 

Conformant

Gold

 

Refinery of Seemine Gold Co., Ltd.

 

CID000522

 

Outreach Required

Gold

 

REMONDIS PMR B.V.

 

CID002582

 

Conformant

Gold

 

Royal Canadian Mint

 

CID001534

 

Conformant

Gold

 

SAAMP

 

CID002761

 

Conformant

Gold

 

Sabin Metal Corp.

 

CID001546

 

Outreach Required

Gold

 

Safimet S.p.A

 

CID002973

 

Conformant

Gold

 

SAFINA A.S.

 

CID002290

 

Active

Gold

 

Sai Refinery

 

CID002853

 

Outreach Required

Gold

 

Samduck Precious Metals

 

CID001555

 

Conformant

Gold

 

Samwon Metals Corp.

 

CID001562

 

Communication Suspended - Not Interested

Gold

 

SAXONIA Edelmetalle GmbH

 

CID002777

 

Conformant

Gold

 

SEMPSA Joyeria Plateria S.A.

 

CID001585

 

Conformant

Gold

 

Shandong Humon Smelting Co., Ltd.

 

CID002525

 

Outreach Required

Gold

 

Shandong Tiancheng Biological Gold Industrial Co., Ltd.

 

CID001619

 

Outreach Required

Gold

 

Shandong Zhaojin Gold & Silver Refinery Co., Ltd.

 

CID001622

 

Conformant

 


 

Gold

 

Sichuan Tianze Precious Metals Co., Ltd.

 

CID001736

 

Conformant

Gold

 

Singway Technology Co., Ltd.

 

CID002516

 

Conformant

Gold

 

SOE Shyolkovsky Factory of Secondary Precious Metals

 

CID001756

 

Conformant

Gold

 

Solar Applied Materials Technology Corp.

 

CID001761

 

Conformant

Gold

 

Sovereign Metals

 

CID003383

 

Outreach Required

Gold

 

State Research Institute Center for Physical Sciences and Technology

 

CID003153

 

Outreach Required

Gold

 

Sudan Gold Refinery

 

CID002567

 

Outreach Required

Gold

 

Sumitomo Metal Mining Co., Ltd.

 

CID001798

 

Conformant

Gold

 

SungEel HiMetal Co., Ltd.

 

CID002918

 

Conformant

Gold

 

T.C.A S.p.A

 

CID002580

 

Conformant

Gold

 

Tanaka Kikinzoku Kogyo K.K.

 

CID001875

 

Conformant

Gold

 

The Refinery of Shandong Gold Mining Co., Ltd.

 

CID001916

 

Conformant

Gold

 

Tokuriki Honten Co., Ltd.

 

CID001938

 

Conformant

Gold

 

Tongling Nonferrous Metals Group Co., Ltd.

 

CID001947

 

Outreach Required

Gold

 

Tony Goetz NV

 

CID002587

 

Non Conformant

Gold

 

TOO Tau-Ken-Altyn

 

CID002615

 

Conformant

Gold

 

Torecom

 

CID001955

 

Conformant

Gold

 

Umicore Brasil Ltda.

 

CID001977

 

Conformant

Gold

 

Umicore Precious Metals Thailand

 

CID002314

 

Conformant

Gold

 

Umicore S.A. Business Unit Precious Metals Refining

 

CID001980

 

Conformant

Gold

 

United Precious Metal Refining, Inc.

 

CID001993

 

Conformant

Gold

 

Valcambi S.A.

 

CID002003

 

Conformant

Gold

 

Western Australian Mint (T/a The Perth Mint)

 

CID002030

 

Conformant

Gold

 

WIELAND Edelmetalle GmbH

 

CID002778

 

Conformant

Gold

 

Yamakin Co., Ltd.

 

CID002100

 

Conformant

Gold

 

Yokohama Metal Co., Ltd.

 

CID002129

 

Conformant

Gold

 

Yunnan Copper Industry Co., Ltd.

 

CID000197

 

Outreach Required

Gold

 

Zhongyuan Gold Smelter of Zhongjin Gold Corporation

 

CID002224

 

Conformant

Tantalum

 

Asaka Riken Co., Ltd.

 

CID000092

 

Conformant

Tantalum

 

Changsha South Tantalum Niobium Co., Ltd.

 

CID000211

 

Conformant

Tantalum

 

CP Metals Inc.

 

CID003402

 

Conformant

Tantalum

 

D Block Metals, LLC

 

CID002504

 

Conformant

Tantalum

 

Exotech Inc.

 

CID000456

 

Conformant

Tantalum

 

F&X Electro-Materials Ltd.

 

CID000460

 

Conformant

Tantalum

 

FIR Metals & Resource Ltd.

 

CID002505

 

Conformant

 


 

Tantalum

 

Global Advanced Metals Aizu

 

CID002558

 

Conformant

Tantalum

 

Global Advanced Metals Boyertown

 

CID002557

 

Conformant

Tantalum

 

Guangdong Zhiyuan New Material Co., Ltd.

 

CID000616

 

Conformant

Tantalum

 

H.C. Starck Co., Ltd.

 

CID002544

 

Conformant

Tantalum

 

H.C. Starck Hermsdorf GmbH

 

CID002547

 

Conformant

Tantalum

 

H.C. Starck Inc.

 

CID002548

 

Conformant

Tantalum

 

H.C. Starck Ltd.

 

CID002549

 

Conformant

Tantalum

 

H.C. Starck Smelting GmbH & Co. KG

 

CID002550

 

Conformant

Tantalum

 

H.C. Starck Tantalum and Niobium GmbH

 

CID002545

 

Conformant

Tantalum

 

Hengyang King Xing Lifeng New Materials Co., Ltd.

 

CID002492

 

Conformant

Tantalum

 

Jiangxi Dinghai Tantalum & Niobium Co., Ltd.

 

CID002512

 

Conformant

Tantalum

 

Jiangxi Tuohong New Raw Material

 

CID002842

 

Conformant

Tantalum

 

JiuJiang JinXin Nonferrous Metals Co., Ltd.

 

CID000914

 

Conformant

Tantalum

 

Jiujiang Tanbre Co., Ltd.

 

CID000917

 

Conformant

Tantalum

 

Jiujiang Zhongao Tantalum & Niobium Co., Ltd.

 

CID002506

 

Conformant

Tantalum

 

KEMET Blue Metals

 

CID002539

 

Conformant

Tantalum

 

LSM Brasil S.A.

 

CID001076

 

Conformant

Tantalum

 

Metallurgical Products India Pvt., Ltd.

 

CID001163

 

Conformant

Tantalum

 

Mineracao Taboca S.A.

 

CID001175

 

Conformant

Tantalum

 

Mitsui Mining and Smelting Co., Ltd.

 

CID001192

 

Conformant

Tantalum

 

Ningxia Orient Tantalum Industry Co., Ltd.

 

CID001277

 

Conformant

Tantalum

 

NPM Silmet AS

 

CID001200

 

Conformant

Tantalum

 

PRG Dooel

 

CID002847

 

Conformant

Tantalum

 

QuantumClean

 

CID001508

 

Conformant

Tantalum

 

Resind Industria e Comercio Ltda.

 

CID002707

 

Conformant

Tantalum

 

Solikamsk Magnesium Works OAO

 

CID001769

 

Conformant

Tantalum

 

Taki Chemical Co., Ltd.

 

CID001869

 

Conformant

Tantalum

 

Telex Metals

 

CID001891

 

Conformant

Tantalum

 

Ulba Metallurgical Plant JSC

 

CID001969

 

Conformant

Tantalum

 

XinXing HaoRong Electronic Material Co., Ltd.

 

CID002508

 

Conformant

Tantalum

 

Yanling Jincheng Tantalum & Niobium Co., Ltd.

 

CID001522

 

Conformant

Tin

 

Alpha

 

CID000292

 

Conformant

Tin

 

An Vinh Joint Stock Mineral Processing Company

 

CID002703

 

Outreach Required

Tin

 

Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.

 

CID000228

 

Conformant

Tin

 

Chifeng Dajingzi Tin Industry Co., Ltd.

 

CID003190

 

Conformant

Tin

 

China Tin Group Co., Ltd.

 

CID001070

 

Conformant

 


 

Tin

 

Dongguan CiEXPO Environmental Engineering Co., Ltd.

 

CID003356

 

Non Conformant

Tin

 

Dowa

 

CID000402

 

Conformant

Tin

 

Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company

 

CID002572

 

Non Conformant

Tin

 

EM Vinto

 

CID000438

 

Conformant

Tin

 

Estanho de Rondonia S.A.

 

CID000448

 

In Communication

Tin

 

Fenix Metals

 

CID000468

 

Conformant

Tin

 

Gejiu City Fuxiang Industry and Trade Co., Ltd.

 

CID003410

 

Outreach Required

Tin

 

Gejiu Kai Meng Industry and Trade LLC

 

CID000942

 

Conformant

Tin

 

Gejiu Non-Ferrous Metal Processing Co., Ltd.

 

CID000538

 

Conformant

Tin

 

Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.

 

CID001908

 

Conformant

Tin

 

Gejiu Zili Mining And Metallurgy Co., Ltd.

 

CID000555

 

Conformant

Tin

 

Guangdong Hanhe Non-Ferrous Metal Co., Ltd.

 

CID003116

 

Conformant

Tin

 

Guanyang Guida Nonferrous Metal Smelting Plant

 

CID002849

 

Conformant

Tin

 

HuiChang Hill Tin Industry Co., Ltd.

 

CID002844

 

Conformant

Tin

 

Huichang Jinshunda Tin Co., Ltd.

 

CID000760

 

Conformant

Tin

 

Jiangxi New Nanshan Technology Ltd.

 

CID001231

 

Conformant

Tin

 

Luna Smelter, Ltd.

 

CID003387

 

Conformant

Tin

 

Ma’anshan Weitai Tin Co., Ltd.

 

CID003379

 

Conformant

Tin

 

Magnu’s Minerais Metais e Ligas Ltda.

 

CID002468

 

Conformant

Tin

 

Malaysia Smelting Corporation (MSC)

 

CID001105

 

Conformant

Tin

 

Melt Metais e Ligas S.A.

 

CID002500

 

Conformant

Tin

 

Metallic Resources, Inc.

 

CID001142

 

Conformant

Tin

 

Metallo Belgium N.V.

 

CID002773

 

Conformant

Tin

 

Metallo Spain S.L.U.

 

CID002774

 

Conformant

Tin

 

Mineracao Taboca S.A.

 

CID001173

 

Conformant

Tin

 

Minsur

 

CID001182

 

Conformant

Tin

 

Mitsubishi Materials Corporation

 

CID001191

 

Conformant

Tin

 

Modeltech Sdn Bhd

 

CID002858

 

Non Conformant

Tin

 

Nghe Tinh Non-Ferrous Metals Joint Stock Company

 

CID002573

 

Outreach Required

Tin

 

O.M. Manufacturing (Thailand) Co., Ltd.

 

CID001314

 

Conformant

Tin

 

O.M. Manufacturing Philippines, Inc.

 

CID002517

 

Conformant

Tin

 

Operaciones Metalurgicas S.A.

 

CID001337

 

Conformant

Tin

 

Pongpipat Company Limited

 

CID003208

 

Outreach Required

Tin

 

Precious Minerals and Smelting Limited

 

CID003409

 

Active

Tin

 

PT Artha Cipta Langgeng

 

CID001399

 

Conformant

 


 

Tin

 

PT ATD Makmur Mandiri Jaya

 

CID002503

 

Conformant

Tin

 

PT Menara Cipta Mulia

 

CID002835

 

Conformant

Tin

 

PT Mitra Stania Prima

 

CID001453

 

Conformant

Tin

 

PT Refined Bangka Tin

 

CID001460

 

Conformant

Tin

 

PT Timah Tbk Kundur

 

CID001477

 

Conformant

Tin

 

PT Timah Tbk Mentok

 

CID001482

 

Conformant

Tin

 

Resind Industria e Comercio Ltda.

 

CID002706

 

Conformant

Tin

 

Rui Da Hung

 

CID001539

 

Conformant

Tin

 

Soft Metais Ltda.

 

CID001758

 

Conformant

Tin

 

Super Ligas

 

CID002756

 

Outreach Required

Tin

 

Thai Nguyen Mining and Metallurgy Co., Ltd.

 

CID002834

 

Conformant

Tin

 

Thaisarco

 

CID001898

 

Conformant

Tin

 

Tin Technology & Refining

 

CID003325

 

Conformant

Tin

 

Tuyen Quang Non-Ferrous Metals Joint Stock Company

 

CID002574

 

Outreach Required

Tin

 

White Solder Metalurgia e Mineracao Ltda.

 

CID002036

 

Conformant

Tin

 

Yunnan Chengfeng Non-ferrous Metals Co., Ltd.

 

CID002158

 

Conformant

Tin

 

Yunnan Tin Company Limited

 

CID002180

 

Conformant

Tin

 

Yunnan Yunfan Non-ferrous Metals Co., Ltd.

 

CID003397

 

Conformant

Tungsten

 

A.L.M.T. Corp.

 

CID000004

 

Conformant

Tungsten

 

ACL Metais Eireli

 

CID002833

 

Conformant

Tungsten

 

Albasteel Industria e Comercio de Ligas Para Fundicao Ltd.

 

CID003427

 

Active

Tungsten

 

Asia Tungsten Products Vietnam Ltd.

 

CID002502

 

Conformant

Tungsten

 

Chenzhou Diamond Tungsten Products Co., Ltd.

 

CID002513

 

Conformant

Tungsten

 

China Molybdenum Co., Ltd.

 

CID002641

 

In Communication

Tungsten

 

Chongyi Zhangyuan Tungsten Co., Ltd.

 

CID000258

 

Conformant

Tungsten

 

CNMC (Guangxi) PGMA Co., Ltd.

 

CID000281

 

Outreach Required

Tungsten

 

CP Metals Inc.

 

CID003448

 

Active

Tungsten

 

Fujian Ganmin RareMetal Co., Ltd.

 

CID003401

 

Conformant

Tungsten

 

Fujian Jinxin Tungsten Co., Ltd.

 

CID000499

 

Conformant

Tungsten

 

Ganzhou Haichuang Tungsten Co., Ltd.

 

CID002645

 

Conformant

Tungsten

 

Ganzhou Huaxing Tungsten Products Co., Ltd.

 

CID000875

 

Conformant

Tungsten

 

Ganzhou Jiangwu Ferrotungsten Co., Ltd.

 

CID002315

 

Conformant

Tungsten

 

Ganzhou Seadragon W & Mo Co., Ltd.

 

CID002494

 

Conformant

Tungsten

 

Global Tungsten & Powders Corp.

 

CID000568

 

Conformant

Tungsten

 

Guangdong Xianglu Tungsten Co., Ltd.

 

CID000218

 

Conformant

Tungsten

 

H.C. Starck Smelting GmbH & Co. KG

 

CID002542

 

Conformant

 


 

Tungsten

 

H.C. Starck Tungsten GmbH

 

CID002541

 

Conformant

Tungsten

 

Hunan Chenzhou Mining Co., Ltd.

 

CID000766

 

Conformant

Tungsten

 

Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji

 

CID002579

 

Conformant

Tungsten

 

Hunan Chunchang Nonferrous Metals Co., Ltd.

 

CID000769

 

Conformant

Tungsten

 

Hunan Litian Tungsten Industry Co., Ltd.

 

CID003182

 

Conformant

Tungsten

 

Hydrometallurg, JSC

 

CID002649

 

Conformant

Tungsten

 

Japan New Metals Co., Ltd.

 

CID000825

 

Conformant

Tungsten

 

Jiangwu H.C. Starck Tungsten Products Co., Ltd.

 

CID002551

 

Conformant

Tungsten

 

Jiangxi Gan Bei Tungsten Co., Ltd.

 

CID002321

 

Conformant

Tungsten

 

Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd.

 

CID002313

 

Communication Suspended - Not Interested

Tungsten

 

Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.

 

CID002318

 

Conformant

Tungsten

 

Jiangxi Xianglu Tungsten Co., Ltd.

 

CID002647

 

Active

Tungsten

 

Jiangxi Xinsheng Tungsten Industry Co., Ltd.

 

CID002317

 

Conformant

Tungsten

 

Jiangxi Yaosheng Tungsten Co., Ltd.

 

CID002316

 

Conformant

Tungsten

 

JSC “Kirovgrad Hard Alloys Plant”

 

CID003408

 

Active

Tungsten

 

Kennametal Fallon

 

CID000966

 

Conformant

Tungsten

 

Kennametal Huntsville

 

CID000105

 

Conformant

Tungsten

 

KGETS Co., Ltd.

 

CID003388

 

Conformant

Tungsten

 

Lianyou Metals Co., Ltd.

 

CID003407

 

Conformant

Tungsten

 

Malipo Haiyu Tungsten Co., Ltd.

 

CID002319

 

Conformant

Tungsten

 

Masan Tungsten Chemical LLC (MTC)

 

CID002543

 

Conformant

Tungsten

 

Moliren Ltd.

 

CID002845

 

Conformant

Tungsten

 

Niagara Refining LLC

 

CID002589

 

Conformant

Tungsten

 

Philippine Chuangxin Industrial Co., Inc.

 

CID002827

 

Conformant

Tungsten

 

Tejing (Vietnam) Tungsten Co., Ltd.

 

CID001889

 

Conformant

Tungsten

 

Unecha Refractory metals plant

 

CID002724

 

Conformant

Tungsten

 

Wolfram Bergbau und Hutten AG

 

CID002044

 

Conformant

Tungsten

 

Woltech Korea Co., Ltd.

 

CID002843

 

Conformant

Tungsten

 

Xiamen Tungsten (H.C.) Co., Ltd.

 

CID002320

 

Conformant

Tungsten

 

Xiamen Tungsten Co., Ltd.

 

CID002082

 

Conformant

Tungsten

 

Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.

 

CID002830

 

Conformant

Tungsten

 

Xinhai Rendan Shaoguan Tungsten Co., Ltd.

 

CID002095

 

Conformant

 


*        The information in this column is based on smelter or refiner information made publicly available by RMI as of May 11, 2020. The terms used have the following meanings:

 


 

·             “Conformant” means that a smelter or refiner participates in and has been listed as “Conformant” to the assessment protocols of the Responsible Minerals Assurance Process (“RMAP”).

 

·             “Non Conformant” means that a smelter’s or refiner’s systems, processes and practices materially deviate from the requirements of the Standard, or the auditee refuses to participate in the assessment process or does not provide adequate access to facilities to complete the assessment.

 

·             “Active” means that the facility is in one of the stages of the audit cycle, anywhere from completion of the necessary documents to scheduling the audit date to enacting corrective actions in the post-audit phase.

 

·             “Not Enrolled” refers to smelters that are not currently participating in the RMAP. Included in this category are facilities that the RMI is currently reaching out to, those that are communicating with the RMI regarding participation in an audit, those that have refused to participate, and those that have not completed the mandatory annual re-audit and those that failed to meet the assessment protocols to pass an audit. The following sub-statuses roll up into the “Not Enrolled” category:  “Communication Suspended — Not Interested”; “Due Diligence Vetting Process”; “In Communication”; “Outreach Required”; and “RMI Due Diligence Review — Unable to Proceed”

 


 

APPENDIX I - Countries of Origin

 

The information provided in this Appendix is based on the information collected from our suppliers and is provided in good faith. We will continue to update it as our due diligence process and third-party data evolves.

 

Afghanistan

Albania

Angola

Argentina

Armenia

Australia

Austria

Belarus

Belgium

Bermuda

Bolivia

Brazil

Bulgaria

Burundi

Cambodia

Canada

Central African Republic

Chile

China

Colombia

Czech Republic

Djibouti

Dominican Republic

DRC or an adjoining country (Covered Countries)

Ecuador

Egypt

England

Estonia

Ethiopia

Finland

France

Germany

Ghana

Guinea

Guyana

Hungary

India

 


 

Indonesia

Ireland

Israel

Italy

Ivory Coast

Japan

Kazakhstan

Kenya

Kyrgyzstan

Laos

Liberia

Lithuania

Luxembourg

Madagascar

Malaysia

Mali

Mauritania

Mexico

Mongolia

Morocco

Mozambique

Myanmar

Namibia

Netherlands

New Zealand

Niger

Nigeria

Papua New Guinea

Peru

Philippines

Poland

Portugal

Republic

Republic Of Korea

Russia

Rwanda

Saudi Arabia

Sierra Leone

Singapore

Slovakia

Slovenia

South Africa

 


 

Spain

Sudan

Suri

Suriname

Sweden

Switzerland

Tanzania

Thailand

Turkey

Uganda

United Arab Emirates

United Kingdom

USA

Uzbekistan

Viet Nam

Zambia

Zimbabwe

 


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