X0306 4 2015-11-02 0 0000808326 EMCORE CORP EMKR 0001349005 Becker Steven R 500 CRESCENT COURT, SUITE 230 DALLAS TX 75201 1 0 0 0 Common Stock 2015-11-02 4 J 0 173453 0.00 D 25750 I See footnotes Common Stock 2015-11-02 4 J 0 25750 0.00 D 0 I See footnotes Common Stock 2015-11-02 4 J 0 774867 0.00 D 639037 I See footnotes Common Stock 2015-11-02 4 J 0 25250 0.00 A 664787 I See footnotes Common Stock 2015-11-02 4 J 0 173453 0.00 A 173453 I See footnotes Common Stock 2015-11-02 4 J 0 774867 0.00 A 948320 I See footnotes Common Stock 562415 I See footnotes Common Stock 7576 D Represents Common Stock of the Issuer directly held by Becker Drapkin Partners, L.P. ("Becker Drapkin, L.P."). Represents Common Stock of the Issuer directly held by Northern Right Capital (QP), L.P. (f/k/a Becker Drapkin Partners (QP), L.P.) ("NRC QP"). Represents Common Stock of the Issuer directly held by Becker Drapkin Partners SLV, Ltd. ("BD SLV"). Represents Common Stock of the Issuer directly held by a managed account on behalf of an investment advisory client (the "Managed Account") of Northern Right Capital Management, L.P. (f/k/a Becker Drapkin Management, L.P.) ("NRC Management"). Pursuant to Rule 16a-13 of the Securities Exchange Act of 1934, on November 2, 2015, as part of an internal restructuring of the entities managed by NRC Management, (i) NRC QP transferred 774,867 shares of Common Stock to BD SLV, (ii) Becker Drapkin, L.P. transferred 173,453 shares of Common Stock to BD SLV and (iii) Becker Drapkin, L.P. transferred 25,750 shares of Common Stock to NRC QP, in each case in exchange for interests of the applicable transferee. Mr. Becker may be deemed to beneficially own such Common Stock as he is a member of BC Advisors, LLC, which is the general partner of NRC Management (of which Mr. Becker is a limited partner), and NRC Management is the general partner of, and investment manager for, NRC QP, and the investment manager of each of BD SLV and the Managed Account. Mr. Becker disclaims beneficial ownership in such Common Stock except to the extent of his pecuniary interest therein. These shares are directly held by Mr. Becker and were acquired pursuant to the EMCORE Corporation 2007 Directors' Stock Award Plan for Mr. Becker's service as a non-employee director. STEVEN R. BECKER, /s/ Steven R. Becker 2015-11-04