-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IGj4zCRROhIsPifLSQMpnR7B2n+J9kh3MqK7F+q+t4Y964kozkQYcDFaqu7sHlHE GYWM9J0Ht0mmzF9+AgghvA== 0001104659-08-040509.txt : 20080617 0001104659-08-040509.hdr.sgml : 20080617 20080617215652 ACCESSION NUMBER: 0001104659-08-040509 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080613 FILED AS OF DATE: 20080617 DATE AS OF CHANGE: 20080617 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: C&D TECHNOLOGIES INC CENTRAL INDEX KEY: 0000808064 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 133314599 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 1400 UNION MEETING ROAD STREET 2: PO BOX 3053 CITY: BLUE BELL STATE: PA ZIP: 19422 BUSINESS PHONE: 2156192700 MAIL ADDRESS: STREET 1: 1400 UNION MEETING ROAD STREET 2: PO BOX 3053 CITY: BLUE BELL STATE: PA ZIP: 19422 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sun Capital Securities, LLC CENTRAL INDEX KEY: 0001358622 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09389 FILM NUMBER: 08904507 BUSINESS ADDRESS: STREET 1: 5200 TOWN CENTER CIRCLE STREET 2: SUITE 470 CITY: BOCA RATON STATE: FL ZIP: 33486 BUSINESS PHONE: (561) 394-0550 MAIL ADDRESS: STREET 1: 5200 TOWN CENTER CIRCLE STREET 2: SUITE 470 CITY: BOCA RATON STATE: FL ZIP: 33486 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KROUSE RODGER R CENTRAL INDEX KEY: 0001193057 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09389 FILM NUMBER: 08904508 MAIL ADDRESS: STREET 1: 5200 TOWN CENTER CIRCLE, SUITE 470 CITY: BOCA RATON STATE: FL ZIP: 33486 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEDER MARC J CENTRAL INDEX KEY: 0001193052 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09389 FILM NUMBER: 08904509 MAIL ADDRESS: STREET 1: 5200 TOWN CENTER CIRCLE, SUITE 470 CITY: BOCA RATON STATE: FL ZIP: 33486 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sun Capital Securities Advisors, LP CENTRAL INDEX KEY: 0001358621 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09389 FILM NUMBER: 08904510 BUSINESS ADDRESS: STREET 1: 5200 TOWN CENTER CIRCLE STREET 2: SUITE 470 CITY: BOCA RATON STATE: FL ZIP: 33486 BUSINESS PHONE: (561) 394-0550 MAIL ADDRESS: STREET 1: 5200 TOWN CENTER CIRCLE STREET 2: SUITE 470 CITY: BOCA RATON STATE: FL ZIP: 33486 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SUN CAPITAL SECURITIES FUND L P CENTRAL INDEX KEY: 0001288467 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09389 FILM NUMBER: 08904511 BUSINESS ADDRESS: STREET 1: 5200 TOWN CENTER CIRCLE STREET 2: SUITE 470 CITY: BOCA RATON STATE: FL ZIP: 33486 BUSINESS PHONE: 561-394-0550 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sun Capital Securities Offshore Fund Ltd CENTRAL INDEX KEY: 0001344696 STATE OF INCORPORATION: CA FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09389 FILM NUMBER: 08904512 BUSINESS ADDRESS: STREET 1: 5200 TOWN CENTER CIRCLE STREET 2: SUITE 470 CITY: BOCA RATON STATE: FL ZIP: 33486 BUSINESS PHONE: 5613940550 MAIL ADDRESS: STREET 1: 5200 TOWN CENTER CIRCLE STREET 2: SUITE 470 CITY: BOCA RATON STATE: FL ZIP: 33486 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCSF Equities, LLC CENTRAL INDEX KEY: 0001358623 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09389 FILM NUMBER: 08904513 BUSINESS ADDRESS: STREET 1: 5200 TOWN CENTER CIRCLE STREET 2: SUITE 470 CITY: BOCA RATON STATE: FL ZIP: 33486 BUSINESS PHONE: (561) 394-0550 MAIL ADDRESS: STREET 1: 5200 TOWN CENTER CIRCLE STREET 2: SUITE 470 CITY: BOCA RATON STATE: FL ZIP: 33486 4 1 a4.xml 4 X0202 4 2008-06-13 0 0000808064 C&D TECHNOLOGIES INC CHP 0001358623 SCSF Equities, LLC 5200 TOWN CENTER CIRCLE SUITE 600 BOCA RATON FL 33486 0 0 1 0 0001344696 Sun Capital Securities Offshore Fund Ltd 5200 TOWN CENTER CIRCLE SUITE 600 BOCA RATON FL 33486 0 0 1 0 0001288467 SUN CAPITAL SECURITIES FUND L P 5200 TOWN CENTER CIRCLE SUITE 600 BOCA RATON FL 33486 0 0 1 0 0001358621 Sun Capital Securities Advisors, LP 5200 TOWN CENTER CIRCLE SUITE 600 BOCA RATON FL 33486 0 0 1 0 0001193052 LEDER MARC J 5200 TOWN CENTER CIRCLE SUITE 600 BOCA RATON FL 33486 0 0 1 0 0001193057 KROUSE RODGER R 5200 TOWN CENTER CIRCLE SUITE 600 BOCA RATON FL 33486 0 0 1 0 0001358622 Sun Capital Securities, LLC 5200 TOWN CENTER CIRCLE SUITE 600 BOCA RATON FL 33486 0 0 1 0 Common Stock, par value $0.01 2008-06-13 4 S 0 79900 8.695 D 2532186 D Common Stock, par value $0.01 2008-06-13 4 S 0 79900 8.695 D 2532186 I By SCSF Equities, LLC Common Stock, par value $0.01 2008-06-16 4 S 0 135900 8.8396 D 2396286 D Common Stock, par value $0.01 2008-06-16 4 S 0 135900 8.8396 D 2396286 I By SCSF Equities, LLC Common Stock, par value $0.01 2008-06-17 4 S 0 33337 8.946 D 2362949 D Common Stock, par value $0.01 2008-06-17 4 S 0 33337 8.946 D 2362949 I By SCSF Equities, LLC SCSF Equities, LLC, a Delaware limited liability company ("SCSF Equities"), is the direct beneficial owner of the shares reported in Table I. The securities reported in Table I may be deemed to be beneficially owned by Sun Capital Securities Offshore Fund, Ltd., a Cayman Islands corporation ("Sun Offshore Fund"), Sun Capital Securities Fund, LP, a Delaware limited partnership ("Sun Securities Fund"), Sun Capital Securities Advisors, LP, a Delaware limited partnership ("Sun Advisors"), Sun Capital Securities, LLC, a Delaware limited liability company ("Sun Capital Securities"), Marc J. Leder ("Leder") and Rodger R. Krouse ("Krouse"). Leder and Krouse may each be deemed to control SCSF Equities, Sun Securities Fund and Sun Advisors, as Leder and Krouse each own 50% of the membership interests in Sun Capital Securities, which in turn is the general partner of Sun Advisors, which in turn is the general partner of Sun Securities Fund, which, together with the Sun Offshore Fund, owns 100% of the membership interests of SCSF Equities. Leder and Krouse may each be deemed to control the Sun Offshore Fund by virtue of them being the only directors of the Sun Offshore Fund. Sun Offshore Fund, Sun Securities Fund, Sun Advisors, Sun Capital Securities, Leder and Krouse expressly disclaim beneficial ownership of the shares reported in Table I, except to the extent of any pecuniary interest therein. The filing of this form shall not be deemed an admission that the Reporting Person is, for Section 16 purposes or otherwise, the beneficial owner of such shares. SCSF Equities, LLC, a Delaware limited liability company ("SCSF Equities"), is the direct beneficial owner of the shares reported in Table I. The securities reported in Table I may be deemed to be beneficially owned by Sun Capital Securities Offshore Fund, Ltd., a Cayman Islands corporation ("Sun Offshore Fund"), Sun Capital Securities Fund, LP, a Delaware limited partnership ("Sun Securities Fund"), Sun Capital Securities Advisors, LP, a Delaware limited partnership ("Sun Advisors"), Sun Capital Securities, LLC, a Delaware limited liability company ("Sun Capital Securities"), Marc J. Leder ("Leder") and Rodger R. Krouse ("Krouse"). Leder and Krouse may each be deemed to control SCSF Equities, Sun Securities Fund and Sun Advisors, as Leder and Krouse each own 50% of the membership interests in Sun Capital Securities, which in turn is the general partner of Sun Advisors, which in turn is the general partner of Sun Securities Fund, which, together with the Sun Offshore Fund, owns 100% of the membership interests of SCSF Equities. Leder and Krouse may each be deemed to control the Sun Offshore Fund by virtue of them being the only directors of the Sun Offshore Fund. Sun Offshore Fund, Sun Securities Fund, Sun Advisors, Sun Capital Securities, Leder and Krouse expressly disclaim beneficial ownership of the shares reported in Table I, except to the extent of any pecuniary interest therein. The filing of this form shall not be deemed an admission that the Reporting Person is, for Section 16 purposes or otherwise, the beneficial owner of such shares. SCSF Equities, LLC, a Delaware limited liability company ("SCSF Equities"), is the direct beneficial owner of the shares reported in Table I. The securities reported in Table I may be deemed to be beneficially owned by Sun Capital Securities Offshore Fund, Ltd., a Cayman Islands corporation ("Sun Offshore Fund"), Sun Capital Securities Fund, LP, a Delaware limited partnership ("Sun Securities Fund"), Sun Capital Securities Advisors, LP, a Delaware limited partnership ("Sun Advisors"), Sun Capital Securities, LLC, a Delaware limited liability company ("Sun Capital Securities"), Marc J. Leder ("Leder") and Rodger R. Krouse ("Krouse"). Leder and Krouse may each be deemed to control SCSF Equities, Sun Securities Fund and Sun Advisors, as Leder and Krouse each own 50% of the membership interests in Sun Capital Securities, which in turn is the general partner of Sun Advisors, which in turn is the general partner of Sun Securities Fund, which, together with the Sun Offshore Fund, owns 100% of the membership interests of SCSF Equities. Leder and Krouse may each be deemed to control the Sun Offshore Fund by virtue of them being the only directors of the Sun Offshore Fund. Sun Offshore Fund, Sun Securities Fund, Sun Advisors, Sun Capital Securities, Leder and Krouse expressly disclaim beneficial ownership of the shares reported in Table I, except to the extent of any pecuniary interest therein. The filing of this form shall not be deemed an admission that the Reporting Person is, for Section 16 purposes or otherwise, the beneficial owner of such shares. SCSF Equities, LLC, by: /s/ Philip E. Brown, by power of attorney filed July 12, 2007 2008-06-17 Sun Capital Securities Offshore Fund, Ltd., by: /s/ Philip E. Brown, by power of attorney filed July 12, 2007 2008-06-17 Sun Capital Securities Fund, LP, by: Sun Capital Securities Advisors, LP, by: Sun Capital Securities, LLC by: /s/ Philip E. Brown, by power of attorney filed July 12, 2007 2008-06-17 Sun Capital Securities Advisors, LP, by: Sun Capital Securities, LLC by: /s/ Philip E. Brown, by power of attorney filed July 12, 2007 2008-06-17 Sun Capital Securities, LLC by: /s/ Philip E. Brown, by power of attorney filed July 12, 2007 2008-06-17 Marc Leder by: /s/ Philip E. Brown, by power of attorney filed July 12, 2007 2008-06-17 Rodger Krouse by: /s/ Philip E. Brown, by power of attorney filed July 12, 2007 2008-06-17 -----END PRIVACY-ENHANCED MESSAGE-----