-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D4t79MKvClQOtWiHValkwB88qxW1krhd0pT0GBl+vTpivx2y5KvnBrj+1irV53Rn H9qDtuqigU29zo8TAo6Xkw== 0001144204-08-066919.txt : 20081126 0001144204-08-066919.hdr.sgml : 20081126 20081126153825 ACCESSION NUMBER: 0001144204-08-066919 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070112 FILED AS OF DATE: 20081126 DATE AS OF CHANGE: 20081126 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTH AMERICAN TECHNOLOGIES GROUP INC /TX/ CENTRAL INDEX KEY: 0000808013 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 330041789 FISCAL YEAR END: 1001 BUSINESS ADDRESS: STREET 1: 14315 WEST HARDY ROAD STREET 2: SUITE 301 CITY: HOUSTON STATE: TX ZIP: 77060 BUSINESS PHONE: 281-847-0029 MAIL ADDRESS: STREET 1: 14315 WEST HARDY ROAD STREET 2: SUITE 301 CITY: HOUSTON STATE: TX ZIP: 77060 FORMER COMPANY: FORMER CONFORMED NAME: NORTH AMERICAN TECHNOLOGIES GROUP INC /MI/ DATE OF NAME CHANGE: 19940422 FORMER COMPANY: FORMER CONFORMED NAME: MAIL BOXES COAST TO COAST INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CRESTVIEW CAPITAL MASTER LLC CENTRAL INDEX KEY: 0001303225 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16217 FILM NUMBER: 081217834 BUSINESS ADDRESS: STREET 1: 95 REVERE DRIVE STREET 2: SUITE A CITY: NORTHBROOK STATE: IL ZIP: 60062 BUSINESS PHONE: 847-559-0060 MAIL ADDRESS: STREET 1: 95 REVERE DRIVE STREET 2: SUITE A CITY: NORTHBROOK STATE: IL ZIP: 60062 4 1 v133560_ex.xml X0303 4 2007-01-12 0 0000808013 NORTH AMERICAN TECHNOLOGIES GROUP INC /TX/ NAMC 0001303225 CRESTVIEW CAPITAL MASTER LLC 95 REVERE DRIVE NORTHBROOK IL 60062 0 0 1 0 Common stock, par value $.0001 per share ("Common Stock") 2007-01-12 4 J 0 3808 3.97 A 651016 D Common stock 2007-01-12 4 J 0 4527 3.00 A 655543 D Common stock 2007-01-12 4 J 0 1358 3.00 A 656901 D Common stock 2007-03-26 4 J 0 212846 3.97 A 869747 D Common stock 2007-03-26 4 J 0 253076 3.00 A 1122823 D Common stock 2007-03-26 4 J 0 75923 3.00 A 1198746 D Common stock 2007-03-27 4 J 0 230 3.00 A 1198976 D Common stock 2007-03-30 4 J 0 22639 3.97 A 1221615 D Common stock 2007-03-30 4 J 0 26917 3.00 A 1248532 D Common stock 2007-03-30 4 J 0 8075 3.00 A 1256607 D Common stock 2007-10-09 4 J 0 3034 2.07 A 1259641 D Common stock 2008-02-06 4 J 0 16402 0.56 A 1276043 D Common stock 2008-04-11 4 J 0 16224 0.56 A 1292267 D Common stock 2008-07-21 4 J 0 16224 0.56 A 1308491 D Common stock 2008-10-15 4 J 0 16402 0.56 A 1324893 D Common Stock Purchase Warrant 12.00 2004-11-08 4 P 0 50000 0 A 2004-11-12 2008-12-31 Common stock 50000 50000 D On January 12, 2007, the Reporting Person acquired 3,808 shares of Common Stock at a price of $3.97 per share, as an interest payment pursuant to the terms of the 7% Convertible Debenture due 7/1/2008. On January 12, 2007, the Reporting Person acquired 4,527 shares of Common Stock at a price of $3.00 per share, as an interest payment pursuant to the terms of the 7% Convertible Debenture due 7/1/2008. On January 12, 2007, the Reporting Person acquired 1,358 shares of Common Stock at a price of $3.00 per share, as an interest payment pursuant to the terms of the 7% Convertible Debenture due 7/1/2008. On March 26, 2007, the Reporting Person acquired 212,846 shares of Common Stock at a price of $3.97 per share, as conversion pursuant to the terms of the 7% Convertible Debenture due 7/1/2008. On March 26, 2007, the Reporting Person acquired 253,076 shares of Common Stock at a price of $3.00 per share, as a conversion pursuant to the terms of the 7% Convertible Debenture due 7/1/2008. On March 26, 2007, the Reporting Person acquired 75,923 shares of Common Stock at a price of $3.00 per share, as a conversion pursuant to the terms of the 7% Convertible Debenture due 7/1/2008. On March 27, 2007, the Reporting Person acquired 230 shares of Common Stock at a price of $3.00 per share, as an interest payment pursuant to the terms of the 7% Convertible Debenture due 7/1/2008. On March 30, 2007, the Reporting Person acquired 22,639 shares of Common Stock at a price of $3.97 per share, as an interest payment pursuant to the terms of the 7% Convertible Debenture due 7/1/2008. On March 30, 2007, the Reporting Person acquired 26,917 shares of Common Stock at a price of $3.00 per share, as an interest payment pursuant to the terms of the 7% Convertible Debenture due 7/1/2008. On March 30, 2007, the Reporting Person acquired 8,075 shares of Common Stock at a price of $3.00 per share, as an interest payment pursuant to the terms of the 7% Convertible Debenture due 7/1/2008. On October 9, 2007, the Reporting Person acquired 3,034 shares of Common Stock at a price of $2.07 per share, as an interest payment pursuant to the terms of the 8% Convertible Debenture due 7/25/2010. On February 6, 2008, the Reporting Person acquired 16,402 shares of Common Stock at a price of $0.56 per share, as an interest payment pursuant to the terms of the 8% Convertible Debenture due 7/25/2010. On April 11, 2008, the Reporting Person acquired 16,224 shares of Common Stock at a price of $0.56 per share, as an interest payment pursuant to the terms of the 8% Convertible Debenture due 7/25/2010. On July 21, 2008, the Reporting Person acquired 16,224 shares of Common Stock at a price of $0.56 per share, as an interest payment pursuant to the terms of the 8% Convertible Debenture due 7/25/2010. On October 15, 2008, the Reporting Person acquired 16,402 shares of Common Stock at a price of $0.56 per share, as an interest payment pursuant to the terms of the 8% Convertible Debenture due 7/25/2010. This Common Stock Purchase Warrant has been previously filed in the Form 4 filed by the Reporting Person on December 2, 2004. In addition to the security represented in Table 2, the Reporting Person also holds additional securities that it does not beneficially own because of beneficial ownership blockers contained in such instruments. This includes Common Stock Purchase Warrants, each to purchase between 14,519 and 401,143 shares of Common Stock for an exercise price equal to between $0.56 and $2.61 per share, which contain a contractual provision blocking its exercise, when the Reporting Person (together with its affiliates) beneficially owns more than 4.99% or 9.99% of the outstanding Common Stock, subject to a notice period of 60 calendar days. In addition to the security represented in Table 2, the Reporting Person also holds additional securities that it does not beneficially own because of beneficial ownership blockers contained in such instruments. This includes an 8% Convertible Debenture to purchase 802,286 shares of Common Stock from the Company for a conversion price equal to $0.56 per share, which contains a contractual provision blocking its conversion when the Reporting Person (together with its affiliates) beneficially owns more than 4.99% of the outstanding Common Stock, subject to a notice period of 60 calendar days. In addition to the security represented in Table 2, the Reporting Person also holds additional securities that it does not beneficially own because of beneficial ownership blockers contained in such instruments. This includes Series CC Preferred Stock to purchase 254,630 shares of Common Stock from the Company for a conversion price equal to $21.60 per share, which contains a contractual provision blocking its conversion, when the Reporting Person (together with its affiliates) beneficially owns more than 4.99% of the outstanding Common Stock, subject to a notice period of 60 calendar days. In addition to the security represented in Table 2, the Reporting Person also holds additional securities that it does not beneficially own because of beneficial ownership blockers contained in such instruments. This includes a Preferred Stock Purchase Warrant to purchase 2,290 shares of Series CC Preferred Stock, par value $1,000.00 per share, with an exercise price equal to $925.926, which entitles the Reporting Person to convert such Preferred Stock into 106,018 shares of Common Stock at a conversion price equal to $21.60 per share. The Preferred Stock contains a contractual provision blocking its conversion when the Reporting Person (together with its affiliates) beneficially owns more than 4.99% of the outstanding Common Stock, subject to a notice period of 60 calendar days. 1. All calculations reflect the 1-for-20 reverse stock split by the Issuer which was completed on September 27, 2007. 2. This Form 4 is not being filed as an amendment. This Form 4 is being filed to update the Reporting Person's ownership of securities that they currently hold. This Form 4 does not include securities previously filed which have expired as of the date of filing. The only securities represented herein are those securities that the Reporting Person presently holds and are issued and outstanding as of the date of filing of this Form 4. CRESTVIEW CAPITAL MASTER, LLC, By: CRESTVIEW CAPITAL PARTNERS, LLC, its Sole Manager, /s/ Daniel I. Warsh Name: Daniel I. Warsh Title: Manager 2008-11-26 -----END PRIVACY-ENHANCED MESSAGE-----