0000807863-23-000012.txt : 20230201 0000807863-23-000012.hdr.sgml : 20230201 20230201125608 ACCESSION NUMBER: 0000807863-23-000012 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230124 FILED AS OF DATE: 20230201 DATE AS OF CHANGE: 20230201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gray Jason CENTRAL INDEX KEY: 0001577363 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35231 FILM NUMBER: 23575820 MAIL ADDRESS: STREET 1: 600 B STREET SUITE 100 CITY: SAN DIEGO STATE: CA ZIP: 92101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MITEK SYSTEMS INC CENTRAL INDEX KEY: 0000807863 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 870418827 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 600 B STREET STREET 2: SUITE 100 CITY: SAN DIEGO STATE: CA ZIP: 92101 BUSINESS PHONE: 619-269-6800 MAIL ADDRESS: STREET 1: 600 B STREET STREET 2: SUITE 100 CITY: SAN DIEGO STATE: CA ZIP: 92101 3 1 wf-form3_167527415522999.xml FORM 3 X0206 3 2023-01-24 0 0000807863 MITEK SYSTEMS INC MITK 0001577363 Gray Jason 600 B STREET, SUITE 100 SAN DIEGO CA 92101 0 1 0 0 GC, Secretary & Admin Officer Common Stock 54530 D Stock Option (Right to Buy) 9.5 2028-11-06 Common Stock 30313.0 D Stock Option (Right to Buy) 8.6 2027-11-15 Common Stock 32861.0 D Represents an incentive stock option granted on November 6, 2018. Shares subject to the award vested over four years from the date of grant, with 25% of the shares subject to the award vesting on the first anniversary of the date of grant and the remaining shares vesting in thirty-six equal monthly installments thereafter. The shares subject to the award are fully vested. The award expires on the earlier of (i) 10 years from the grant date of the award or (ii) three months from the date of termination of the Reporting Person's services to the Company. Represents an incentive stock option granted on November 15, 2017. Shares subject to the award vested over four years from the date of grant, with 25% of the shares subject to the award vesting on the first anniversary of the date of grant and the remaining shares vesting in thirty-six equal monthly installments thereafter. The shares subject to the award are fully vested. /s/ Jonathan O'Brien, by Power of Attorney 2023-02-01