-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WZrQSBtIb+gTRHp1pabs1yf2l8j+ebch3Q4oXmC5MqfVNW3uc78eoWk8WSUx5snY SRdQo1pbicnHB8nt4ZzAFg== 0000807249-09-000234.txt : 20090324 0000807249-09-000234.hdr.sgml : 20090324 20090324095229 ACCESSION NUMBER: 0000807249-09-000234 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090320 FILED AS OF DATE: 20090324 DATE AS OF CHANGE: 20090324 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MJG IV LIMITED PARTNERSHIP CENTRAL INDEX KEY: 0001277093 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-53527 FILM NUMBER: 09700336 BUSINESS ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 9149215040 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Teton Advisors, Inc. CENTRAL INDEX KEY: 0001444874 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 134008049 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: (914) 457-1070 MAIL ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GAMCO INVESTORS, INC. ET AL CENTRAL INDEX KEY: 0000807249 STATE OF INCORPORATION: NY FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-53527 FILM NUMBER: 09700334 BUSINESS ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580-1434 BUSINESS PHONE: 9149215000 MAIL ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 FORMER NAME: FORMER CONFORMED NAME: GABELLI ASSET MANAGEMENT INC ET AL DATE OF NAME CHANGE: 20020828 FORMER NAME: FORMER CONFORMED NAME: GABELLI FUNDS INC ET AL DATE OF NAME CHANGE: 19940714 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GABELLI MARIO J CENTRAL INDEX KEY: 0001185533 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-53527 FILM NUMBER: 09700335 MAIL ADDRESS: STREET 1: C/O GAMCO INVESTORS, INC STREET 2: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GGCP, INC. CENTRAL INDEX KEY: 0001238894 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-53527 FILM NUMBER: 09700333 BUSINESS ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 9149215100 MAIL ADDRESS: STREET 1: 140 GREENWICH AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 FORMER NAME: FORMER CONFORMED NAME: GABELLI GROUP CAPITAL PARTNERS INC DATE OF NAME CHANGE: 20030604 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2009-03-20 0 0001444874 Teton Advisors, Inc. NONE 0001185533 GABELLI MARIO J C/O GAMCO INVESTORS, INC ONE CORPORATE CENTER RYE NY 10580 0 0 1 0 0000807249 GAMCO INVESTORS, INC. ET AL ONE CORPORATE CENTER RYE NY 10580 0 0 1 0 0001238894 GGCP, INC. 140 GREENWICH AVENUE GREENWICH CT 06830 0 0 1 0 0001277093 MJG IV LIMITED PARTNERSHIP ONE CORPORATE CENTER RYE NY 10580 0 0 1 0 Class A Common Stock 331292 I By: Partnership Class B Common Stock 2009-03-20 4 J 0 408800 D 302667 I By: Corporation MJG-IV Limited Partnership ("MJG-IV"), a limited partnership of certain family of Mario J. Gabelli owns 300,352 Class A Common Shares ("Class A Shares") of Teton Advisors, Inc. ("Teton"). Mr. Gabelli is the general partner of MJG-IV. GAMCO Investors, Inc. ("GAMCO") owns 30,970 Class A Shares of Teton. Mr. Gabelli is the Chairman, Chief Executive Officer and is the controlling shareholder of GAMCO through his ownership of GGCP, Inc. ("GGCP"). Mr. Gabelli disclaims beneficial interest in excess of his pecuniary interests in GAMCO and MJG-IV. On March 20, 2009, GAMCO distributed 408,800 shares of Class B Common Stock ("Class B Shares") representing all of its Class B Shares in Teton, to its shareholders of record on March 10, 2009 at a rate of 14.930 Class B Shares of Teton for each 1,000 shares of GAMCO. Pursuant to the distribution by GAMCO, GGCP received 299,024 Class B Shares of Teton in connection with its direct ownership of GAMCO shares. Mr. Gabelli is the Chief Executive Officer, a director and the controlling shareholder of GGCP. Mr. Gabelli disclaims beneficial interest in excess of his pecuniary interest in GGCP. In addition, pursuant to this distribution, Mr. Gabelli. received 3,643 Class B Shares of Teton in connection with his direct ownership of GAMCO shares. /s/ Douglas R. Jamieson, Attorney-In-Fact for MARIO J. GABELLI, MJG-IV LIMITED PARTNERSHIP, GGCP, INC., and GAMCO INVESTORS, INC. 2009-03-24 -----END PRIVACY-ENHANCED MESSAGE-----