0001193125-19-174419.txt : 20190617 0001193125-19-174419.hdr.sgml : 20190617 20190617113456 ACCESSION NUMBER: 0001193125-19-174419 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190617 FILED AS OF DATE: 20190617 DATE AS OF CHANGE: 20190617 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WPP plc CENTRAL INDEX KEY: 0000806968 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING AGENCIES [7311] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-38303 FILM NUMBER: 19900774 BUSINESS ADDRESS: STREET 1: 27 FARM STREET CITY: LONDON STATE: X0 ZIP: W1J5RJ BUSINESS PHONE: 011442074082204 MAIL ADDRESS: STREET 1: 27 FARM STREET CITY: LONDON STATE: X0 ZIP: W1J5RJ FORMER COMPANY: FORMER CONFORMED NAME: WPP GROUP PLC DATE OF NAME CHANGE: 19960514 6-K 1 d717382d6k.htm FORM 6-K Form 6-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 6-K

 

 

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16

under the Securities Exchange Act of 1934

For the Month of June 2019

Commission File Number: 001-38303

 

 

WPP plc

(Translation of registrant’s name into English)

 

 

Sea Containers, 18 Upper Ground

London, United Kingdom SE1 9GL

(Address of principal executive offices)

 

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:

Form 20-F  ☒             Form 40-F  ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  ☐

Note: Regulation S-T Rule 101(b)(1) only permits the submission in paper of a Form 6-K if submitted solely to provide an attached annual report to security holders.

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  ☐

Note: Regulation S-T Rule 101(b)(7) only permits the submission in paper of a Form 6-K if submitted to furnish a report or other document that the registrant foreign private issuer must furnish and make public under the laws of the jurisdiction in which the registrant is incorporated, domiciled or legally organized (the registrant’s “home country”), or under the rules of the home country exchange on which the registrant’s securities are traded, as long as the report or other document is not a press release, is not required to be and has not been distributed to the registrant’s security holders, and, if discussing a material event, has already been the subject of a Form 6-K submission or other Commission filing on EDGAR.

 

 

 


Forward-Looking Statements

In connection with the provisions of the Private Securities Litigation Reform Act of 1995 (the “Reform Act”), WPP plc and its subsidiaries (the “Company”) may include forward-looking statements (as defined in the Reform Act) in oral or written public statements issued by or on behalf of the Company. These forward-looking statements may include, among other things, plans, objectives, projections and anticipated future economic performance based on assumptions and the like that are subject to risks and uncertainties. As such, actual results or outcomes may differ materially from those discussed in the forward-looking statements. Important factors that may cause actual results to differ include but are not limited to: the unanticipated loss of a material client or key personnel, delays or reductions in client advertising budgets, shifts in industry rates of compensation, regulatory compliance costs or litigation, natural disasters or acts of terrorism, the Company’s exposure to changes in the values of major currencies other than the UK pound sterling (because a substantial portion of its revenues are derived and costs incurred outside of the United Kingdom) and the overall level of economic activity in the Company’s major markets (which varies depending on, among other things, regional, national and international political and economic conditions and government regulations in the world’s advertising markets). In addition, you should consider the risks described in Item 3D, captioned “Risk Factors” in the Company’s Form 20-F for the year ended 31 December 2018, which could also cause actual results to differ from forward-looking information. In light of these and other uncertainties, the forward-looking statements included in the oral or written public statements should not be regarded as a representation by the Company that the Company’s plans and objectives will be achieved.

The Company undertakes no obligation to update or revise any such forward-looking statements, whether as a result of new information, future events or otherwise.

EXHIBIT INDEX

 

Exhibit No.

  

Description

1

   Form TR-1 Notification of Major Holdings dated 11 June 2019, prepared by WPP plc.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

    WPP PLC
    (Registrant)
Date: 17 June 2019.     By:  

/s/ Paul W.G. Richardson

      Paul W.G. Richardson
      Group Finance Director
EX-99.1 2 d717382dex991.htm EX-99.1 EX-99.1

Exhibit 1

TR-1: Standard form for notification of major holdings

 

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)

 

   

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:

 

   WPP PLC

 

 

1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)

 

 

   

Non-UK issuer

 

        
 

2. Reason for the notification (please mark the appropriate box or boxes with an “X”)

 

 

   

An acquisition or disposal of voting rights

 

    

 

X     

 

 

 

   

An acquisition or disposal of financial instruments

 

        
   

An event changing the breakdown of voting rights

 

    
   

Other (please specify):

 

        
 

3. Details of person subject to the notification obligation

 

 

   

Name

 

  

Harris Associates L.P.

 

 

   

City and country of registered office (if applicable)

 

  

Wilmington, Delaware, USA

 

 

 

4. Full name of shareholder(s) (if different from 3)

 

 

 

Name

 

 

 

City and country of registered office (if applicable)

 

 

   

5. Date on which the threshold was crossed or reached:

 

   07/06/2019

 

   

6. Date on which issuer notified (DD/MM/YYYY):

 

  

11/06/2019

 

 

 

7. Total positions of person(s) subject to the notification obligation:

 

 

    

 

% of voting rights
attached to
shares

(total of 8.A)

  

 

% of voting rights      

through financial      

instruments      

(total of 8.B.1 + 8.B.2)      

 

 

Total of both in %

(8.A + 8.B)

 

 

Total number of
voting rights of
issuer

 

Resulting situation on the date on which threshold was crossed or reached

 

 

4.97%

    

 

 

 

4.97%

 

 

1,261,890,152

 

Position of previous notification (if applicable)

 

 

5.02%

    

 

 

 

5.02%

   

 


 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached:

 

 

A: Voting rights attached to shares

 

     

Class/type of

shares ISIN

code (if

possible)

  

Number of voting rights

 

  

% of voting rights

 

  

Direct

(Art 9 of Directive 2004/109/EC)

(DTR5.1)

 

Indirect

(Art 10 of Directive 2004/109/EC)

(DTR5.2.1)

  

Direct

(Art 9 of

Directive

2004/109/EC)

(DTR5.1)

 

Indirect

(Art 10 of Directive 2004/109/EC)

(DTR5.2.1)

JE00B8KF9B49 Ordinary Shares             

62,748,143

( 62,016,643 Ordinary Shares shares and 146,300 Depository Receipt shares or 62,748,143 Ordinary Shares votes on a converted basis)

       4.97%
       
                   
     

SUBTOTAL 8.A

 

         62,748,143         4.97%
     

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

 

 

Type of

financial

instrument

  

 

Expiration date

 

 

Exercise/

Conversion

Period

  

 

Number of voting rights

that may be acquired if the instrument is

exercised/converted

 

 

% of voting

rights

         
                   
     
    

 

SUBTOTAL

8.B.1

        
         
 

 

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

 

 

Type of

financial

instrument

  

 

Expiration date

 

 

Exercise/

Conversion

Period

  

 

Physical or

cash

settlement

  

 

Number of

voting rights

 

 

% of voting

rights

           
                        
       

 

SUBTOTAL

8.B.2

        


 

9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an “X”)

 

   

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer.

 

    
   

Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary)

 

    X    
     
Name   

% of voting rights if

it equals or is higher

than the notifiable

threshold

  

% of voting rights

through financial

instruments if it

equals or is higher

than the notifiable

threshold

  

Total of both if it

equals or is higher

than the notifiable

threshold

Harris Associates L.P.

              
                
        
        
 

10. In case of proxy voting, please identify:

 

   

Name of the proxy holder

 

    
   

The number and % of voting rights held

 

    
   

The date until which the voting rights will be held

 

    
  
 

11. Additional information:

 

 
 

    

   

Place of completion

 

  

Chicago

 

   

Date of completion

 

  

11/06/2019