N-8F/A 1 a_temmn8f.htm PUTNAM TAX EXEMPT MONEY MARKET FUND a_temmn8f.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION 
Washington, D.C. 20549
 
Form N-8F

 

I.  General Identifying Information 
 
1.  Reason fund is applying to deregister (check only one; for descriptions, see Instruction 1 above): 
 
    Merger   
 
    Liquidation   
 
    Abandonment of Registration 
    (Note: Abandonments of Registration answer only questions 1 through 15, 24 and 25 of this form 
    and complete verification at the end of the form.) 
 
    Election of status as a Business Development Company 
    (Note: Business Development Companies answer only questions 1 through 10 of this form and 
    complete verification at the end of the form.) 
 
2.  Name of fund: PUTNAM TAX EXEMPT MONEY MARKET FUND 
 
3.  Securities and Exchange Commission File No.: 811-05215; 033-15238 
 
4.  Is this an initial Form N-8F or an amendment to a previously filed Form N-8F? 
 
  Initial Application  Amendment 
 
5.  Address of Principal Executive Office (include No. & Street, City, State, Zip Code): 
 
  100 Federal Street   
  Boston, MA 02110   

 

6.  Name, address, and telephone number of individual the Commission staff should contact with any 
  questions regarding this form:   
 
  Bryan Chegwidden, Esq.  Timothy Cormier, Esq. 
  Ropes & Gray LLP  Ropes & Gray LLP 
  1211 Avenue of the Americas  Prudential Tower 
  New York, NY 10036  800 Boylston Street 
  (212) 497-3636; or,  Boston, MA 02199 
    (617) 951-7747 
 
7.  Name, address and telephone number of individual or entity responsible for maintenance and preservation 
  of fund records in accordance with rules 31a-1 and 31a-2 under the Act [17 CFR 270.31a-l, .31a-2]: 
 
  Note:  Once deregistered, a fund is still required to maintain and preserve the records described in rules 
  31a-l and 31a-2 for the periods specified in those rules. 
 
  The records held in accordance with rules 31a-1 and 31a-2 are kept by Putnam Investment Management, 
  LLC, State Street Bank and Trust Company, and Putnam Investor Services, Inc. (investment adviser, 
  custodian, and investor servicing agent, respectively). 

 



  Putnam Investment Management,  State Street Bank and Trust  Putnam Investor Services, 
  LLC  Company  Inc. 
  (maintains records relating to its  (maintains records relating to its  (maintains records relating to 
  function as investment adviser)  function as custodian)  its function as investor 
  100 Federal Street  2 Avenue de Lafayette  servicing agent) 
  Boston, MA 02110  Boston, MA 02111  100 Federal Street 
  (617) 292-1000  (617) 786-3000  Boston, MA 02110 
        (617) 292-1000 
8.  Classification of fund (check only one):   
 
    Management company;     
 
    Unit investment trust; or     
 
    Face-amount certificate company.   

 

9.  Subclassification if the fund is a management company (check only one): 
 
  Open-end  Closed-end 
 
10.  State law under which the fund was organized or formed (e.g., Delaware, Massachusetts): 
 
  Massachusetts   

 

11.  Provide the name and address of each investment adviser of the fund (including sub-advisers) during the 
  last five years, even if the fund’s contracts with those advisers have been terminated: 
 
  Putnam Investment Management, LLC  Putnam Investments Limited 
  100 Federal Street  16 St James's Street 
  Boston MA 02110  London, England SW1A 1ER 
 
12.  Provide the name and address of each principal underwriter of the fund during the last five years, even if 
  the fund’s contracts with those underwriters have been terminated: 
 
  Putnam Retail Management Limited Partnership 
  100 Federal Street 
  Boston, MA 02110 
 
13.  If the fund is a unit investment trust (“UlT”) provide: 
 
  (a)  Depositor’s name(s) and address(es):  Not applicable. 
 
  (b)  Trustee’s name(s) and address(es):  Not applicable. 

 

14.  Is there a UIT registered under the Act that served as a vehicle for investment in the fund (e.g., an insurance 
  company separate account)? 
 
  Yes  No 
 
  If Yes, for each UIT state:   
 
  Name(s): 
 
  File No.: 811-_____________ 

 

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    Business Address: 
 
15.  (a)  Did the fund obtain approval from the board of directors concerning the decision to engage in a 
    Merger, Liquidation or Abandonment of Registration? 
 
  Yes  No 
 
  If Yes, state the date on which the board vote took place: January 29, 2016 
 
  If No, explain:   
 
  (b)  Did the fund obtain approval from the shareholders concerning the decision to engage in a Merger, 
    Liquidation or Abandonment of Registration? 
 
  Yes  No 
 
  If Yes, state the date on which the shareholder vote took place: 
 
  If No, explain: Under the fund’s Declaration of Trust, the Board of Trustees has the power to authorize the 
  liquidation of the Trust and no shareholder vote is required. 
 
II.  Distributions to Shareholders 
 
16.  Has the fund distributed any assets to its shareholders in connection with the Merger or Liquidation? 
 
  Yes  No 
 
  (a)  If Yes, list the date(s) on which the fund made those distributions: 
 
    March 23, 2016   
 
  (b)  Were the distributions made on the basis of net assets? 
 
    Yes  No 
 
  (c)  Were the distributions made pro rata based on share ownership? 
 
    Yes  No 
 
  (d)  If No to (b) or (c) above, describe the method of distributions to shareholders. For Mergers, 
    provide the exchange ratio(s) used and explain how it was calculated: 
 
  (e)  Liquidations only: 
 
  Were any distributions to shareholders made in kind? 
 
  Yes  No 
 
  If Yes, indicate the percentage of fund shares owned by affiliates, or any other affiliation of shareholders: 
 
17.  Closed-end funds only: 
 
  Has the fund issued senior securities? 

 

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  Yes  No 
 
  If Yes, describe the method of calculating payments to senior securityholders and distributions to other 
  shareholders:   
 
18.  Has the fund distributed all of its assets to the fund’s shareholders? 
 
  Yes  No 
 
  If No,   
 
  (a)  How many shareholders does the fund have as of the date this form is filed? 
   
  (b)  Describe the relationship of each remaining shareholder to the fund: 
 
19.  Are there any shareholders who have not yet received distributions in complete liquidation of their 
  interests?   
 
  Yes  No 
 
  If Yes, describe briefly the plans (if any) for distributing to, or preserving the interests of, those 
  shareholders:   
 
III.  Assets and Liabilities   
 
20.  Does the fund have any assets as of the date this form is filed? 
 
  (See question 18 above)   
 
  Yes  No 
 
  If Yes,   
 
  (a)  Describe the type and amount of each asset retained by the fund as of the date this form is filed: 
 
  (b)  Why has the fund retained the remaining assets? 
 
  (c)  Will the remaining assets be invested in securities? 
 
    Yes  No 
 
21.  Does the fund have any outstanding debts (other than face-amount certificates if the fund is a face-amount 
  certificate company) or any other liabilities? 
 
  Yes  No 
 
  If Yes,   
 
  (a)  Describe the type and amount of each debt or other liability: 
 
  (b)  How does the fund intend to pay these outstanding debts or other liabilities? 

 

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IV.  Information About Event(s) Leading to Request For Deregistration 
 
22.  (a)  List the expenses incurred in connection with the Merger or Liquidation: 
 
    (i)  Legal expenses: Approximately $23,073 
 
    (ii)  Accounting expenses: Approximately $0 
 
    (iii)  Other expenses (list and identify separately): 
 
      Postage $44 
 
      Other $26 
 
    (iv)  Total expenses (sum of lines (i)-(iii) above): Approximately $23,143 
 
  (b)  How were those expenses allocated? 
 
    All expenses were allocated to Putnam Tax Exempt Money Market Fund. 
 
  (c)  Who paid those expenses? 
 
    Putnam Tax Exempt Money Market Fund 
 
  (d)  How did the fund pay for unamortized expenses (if any)? 
 
    Not applicable. 

 

23.  Has the fund previously filed an application for an order of the Commission regarding the Merger or 
  Liquidation?   
 
  Yes  No 
 
  If Yes, cite the release numbers of the Commission’s notice and order or, if no notice or order has been 
  issued, the file number and date the application was filed: 
 
V.  Conclusion of Fund Business 
 
24.  Is the fund a party to any litigation or administrative proceeding? 
 
  Yes  No 
 
  If Yes, describe the nature of any litigation or proceeding and the position taken by the fund in that 
  litigation:   
 
25.  Is the fund now engaged, or intending to engage, in any business activities other than those necessary for 
  winding up its affairs?   
 
  Yes  No 
 
  If Yes, describe the nature and extent of those activities: 

 

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VI.  Mergers Only 
 
26.  (a)  State the name of the fund surviving the Merger: 
 
  (b)  State the Investment Company Act file number of the fund surviving the Merger: 
 
  (c)  If the merger or reorganization agreement has been filed with the Commission, state the file 
    number(s), form type used and date the agreement was filed: 
 
  (d)  If the merger or reorganization agreement has not been filed with the Commission, provide a copy 
    of the agreement as an exhibit to this form. 

 

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VERIFICATION 

 

The undersigned states that (i) he has executed this Form N-8F application for an order under section 8(f) 
 
of the Investment Company Act of 1940 on behalf of Putnam Tax Exempt Money Market Fund, (ii) he is the 
 
Executive Vice President, Principal Executive Officer, and Compliance Liaison of Putnam Tax Exempt Money 
 
Market Fund and (iii) all actions by shareholders, directors, and any other body necessary to authorize the 
 
undersigned to execute and file this Form N-8F application have been taken. 

 

The undersigned also states that the facts set forth in this Form N-8F application are true to the 
 
best of his knowledge, information, and belief. 

 

/s/ Jonathan S. Horwitz 
Jonathan S. Horwitz 
Executive Vice President, Principal Executive 
Officer, and Compliance Liaison