N-PX 1 e387518_n-px.htm N-PX

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number 811-04873

 

The GAMCO Growth Fund
(Exact name of registrant as specified in charter)

 

One Corporate Center

Rye, New York 10580-1422
(Address of principal executive offices) (Zip code)

 

 

Bruce N. Alpert

Gabelli Funds, LLC

One Corporate Center

Rye, New York 10580-1422
(Name and address of agent for service)

 

Registrant's telephone number, including area code: 1-800-422-3554

 

Date of fiscal year end: December 31

 

Date of reporting period: July 1, 2013 – June 30, 2014

 

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

 

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

 

 
 

 

PROXY VOTING RECORD

FOR PERIOD JULY 1, 2013 TO JUNE 30, 2014

 

Investment Company Report
  BE AEROSPACE, INC.
  Security 073302101   Meeting Type Annual  
  Ticker Symbol BEAV              Meeting Date 24-Jul-2013
  ISIN US0733021010   Agenda 933846050 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1.    DIRECTOR Management        
      1 MICHAEL F. SENFT   For For  
      2 JOHN T. WHATES   For For  
  2.    SAY ON PAY - AN ADVISORY VOTE ON THE
APPROVAL OF EXECUTIVE COMPENSATION.
Management Abstain   Against  
  3.    PROPOSAL TO RATIFY THE APPOINTMENT
OF DELOITTE & TOUCHE LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2013
FISCAL YEAR.
Management For   For  
  4.    PROPOSAL TO AMEND THE AMENDED AND
RESTATED B/E AEROSPACE, INC. 1994
EMPLOYEE STOCK PURCHASE PLAN.
Management For   For  
  MICHAEL KORS HOLDINGS LIMITED
  Security G60754101   Meeting Type Annual  
  Ticker Symbol KORS              Meeting Date 01-Aug-2013
  ISIN VGG607541015   Agenda 933849830 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: MICHAEL KORS Management For   For  
  1B.   ELECTION OF DIRECTOR: JUDY GIBBONS Management For   For  
  1C.   ELECTION OF DIRECTOR: LAWRENCE
STROLL
Management For   For  
  2.    TO RATIFY THE APPOINTMENT OF ERNST &
YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING MARCH 29, 2014.
Management For   For  
  3.    TO APPROVE, ON A NON-BINDING ADVISORY
BASIS, EXECUTIVE COMPENSATION.
Management Abstain   Against  
  4.    TO HOLD A NON-BINDING ADVISORY VOTE
ON THE FREQUENCY OF FUTURE ADVISORY
VOTES ON EXECUTIVE COMPENSATION.
Management Abstain   Against  
  RALPH LAUREN CORP
  Security 751212101   Meeting Type Annual  
  Ticker Symbol RL                Meeting Date 08-Aug-2013
  ISIN US7512121010   Agenda 933855756 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1.    DIRECTOR Management        
      1 FRANK A. BENNACK, JR.   For For  
      2 JOEL L. FLEISHMAN   For For  
      3 HUBERT JOLY   For For  
      4 STEVEN P. MURPHY   For For  
  2.    RATIFICATION OF APPOINTMENT OF ERNST
& YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING MARCH 29,
2014.
Management For   For  
  3.    APPROVAL, ON AN ADVISORY BASIS, OF
THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS AND OUR
COMPENSATION PHILOSOPHY, POLICIES
AND PRACTICES AS DESCRIBED IN THE
ACCOMPANYING PROXY STATEMENT.
Management Abstain   Against  
  4.    APPROVAL OF OUR AMENDED AND
RESTATED 2010 LONG-TERM STOCK
INCENTIVE PLAN.
Management Against   Against  
  PRECISION CASTPARTS CORP.
  Security 740189105   Meeting Type Annual  
  Ticker Symbol PCP               Meeting Date 13-Aug-2013
  ISIN US7401891053   Agenda 933850922 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1.    DIRECTOR Management        
      1 MARK DONEGAN   For For  
      2 DANIEL J. MURPHY   For For  
      3 VERNON E. OECHSLE   For For  
      4 ULRICH SCHMIDT   For For  
      5 RICHARD L. WAMBOLD   For For  
  2.    RATIFICATION OF APPOINTMENT OF
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
Management For   For  
  3.    ADVISORY VOTE REGARDING
COMPENSATION OF NAMED EXECUTIVE
OFFICERS.
Management Abstain   Against  
  4.    RE-APPROVAL AND AMENDMENT OF 2001
STOCK INCENTIVE PLAN TO INCREASE
NUMBER OF AUTHORIZED SHARES.
Management For   For  
  5.    APPROVAL OF AMENDMENT TO RESTATED
ARTICLES OF INCORPORATION TO PROVIDE
FOR MAJORITY VOTING IN UNCONTESTED
ELECTIONS OF DIRECTORS.
Management For   For  
  NIKE, INC.
  Security 654106103   Meeting Type Annual  
  Ticker Symbol NKE               Meeting Date 19-Sep-2013
  ISIN US6541061031   Agenda 933862078 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1     DIRECTOR Management        
      1 ALAN B. GRAF, JR.   For For  
      2 JOHN C. LECHLEITER   For For  
      3 PHYLLIS M. WISE   For For  
  2.    TO HOLD AN ADVISORY VOTE TO APPROVE
EXECUTIVE COMPENSATION.
Management Abstain   Against  
  3.    TO RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
Management For   For  
  4.    TO CONSIDER A SHAREHOLDER PROPOSAL
REGARDING POLITICAL CONTRIBUTIONS
DISCLOSURE.
Shareholder Against   For  
  DIAGEO PLC
  Security 25243Q205   Meeting Type Annual  
  Ticker Symbol DEO               Meeting Date 19-Sep-2013
  ISIN US25243Q2057   Agenda 933869084 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1.    REPORT AND ACCOUNTS 2013. Management For      
  2.    DIRECTORS' REMUNERATION REPORT 2013. Management For      
  3.    DECLARATION OF FINAL DIVIDEND. Management For      
  4.    RE-ELECTION OF PB BRUZELIUS AS A
DIRECTOR. (AUDIT, NOMINATION &
REMUNERATION COMMITTEE)
Management For      
  5.    RE-ELECTION OF LM DANON AS A
DIRECTOR. (AUDIT, NOMINATION &
REMUNERATION COMMITTEE)
Management For      
  6.    RE-ELECTION OF LORD DAVIES AS A
DIRECTOR. (AUDIT, NOMINATION,
REMUNERATION(CHAIRMAN OF THE
COMMITTEE))
Management For      
  7.    RE-ELECTION OF HO KWONPING AS A
DIRECTOR. (AUDIT, NOMINATION &
REMUNERATION COMMITTEE)
Management For      
  8.    RE-ELECTION OF BD HOLDEN AS A
DIRECTOR. (AUDIT, NOMINATION &
REMUNERATION COMMITTEE)
Management For      
  9.    RE-ELECTION OF DR FB HUMER AS A
DIRECTOR. (NOMINATION
COMMITTEE(CHAIRMAN OF THE
COMMITTEE))
Management For      
  10.   RE-ELECTION OF D MAHLAN AS A
DIRECTOR. (EXECUTIVE COMMITTEE)
Management For      
  11.   RE-ELECTION OF IM MENEZES AS A
DIRECTOR. (EXECUTIVE
COMMITTEE(CHAIRMAN OF THE
COMMITTEE))
Management For      
  12.   RE-ELECTION OF PG SCOTT AS A
DIRECTOR. (AUDIT(CHAIRMAN OF THE
COMMITTEE), NOMINATION, REMUNERATION
COMMITTEE)
Management For      
  13.   APPOINTMENT OF AUDITOR. Management For      
  14.   REMUNERATION OF AUDITOR. Management For      
  15.   AUTHORITY TO ALLOT SHARES. Management For      
  16.   DISAPPLICATION OF PRE-EMPTION RIGHTS. Management Against      
  17.   AUTHORITY TO PURCHASE OWN ORDINARY
SHARES.
Management For      
  18.   AUTHORITY TO MAKE POLITICAL
DONATIONS AND/OR TO INCUR POLITICAL
EXPENDITURE IN THE EU.
Management For      
  19.   REDUCED NOTICE OF A GENERAL MEETING
OTHER THAN AN ANNUAL GENERAL
MEETING.
Management For      
  ORACLE CORPORATION
  Security 68389X105   Meeting Type Annual  
  Ticker Symbol ORCL              Meeting Date 31-Oct-2013
  ISIN US68389X1054   Agenda 933878300 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1     DIRECTOR Management        
      1 JEFFREY S. BERG   For For  
      2 H. RAYMOND BINGHAM   For For  
      3 MICHAEL J. BOSKIN   For For  
      4 SAFRA A. CATZ   For For  
      5 BRUCE R. CHIZEN   For For  
      6 GEORGE H. CONRADES   For For  
      7 LAWRENCE J. ELLISON   For For  
      8 HECTOR GARCIA-MOLINA   For For  
      9 JEFFREY O. HENLEY   For For  
      10 MARK V. HURD   For For  
      11 NAOMI O. SELIGMAN   For For  
  2     ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION.          `
Management Abstain   Against  
  3     APPROVAL OF AMENDMENT TO THE LONG-
TERM EQUITY INCENTIVE PLAN.
Management Against   Against  
  4     RATIFICATION OF THE SELECTION OF
ERNST & YOUNG LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2014.
Management For   For  
  5     STOCKHOLDER PROPOSAL REGARDING
ESTABLISHING A BOARD COMMITTEE ON
HUMAN RIGHTS.
Shareholder Against   For  
  6     STOCKHOLDER PROPOSAL REGARDING
INDEPENDENT BOARD CHAIRMAN.
Shareholder Against   For  
  7     STOCKHOLDER PROPOSAL REGARDING
VOTE TABULATION.
Shareholder Against   For  
  8     STOCKHOLDER PROPOSAL REGARDING
MULTIPLE PERFORMANCE METRICS.
Shareholder Against   For  
  9     STOCKHOLDER PROPOSAL REGARDING
QUANTIFIABLE PERFORMANCE METRICS.
Shareholder Against   For  
  THE ESTEE LAUDER COMPANIES INC.
  Security 518439104   Meeting Type Annual  
  Ticker Symbol EL                Meeting Date 12-Nov-2013
  ISIN US5184391044   Agenda 933882462 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: AERIN LAUDER Management For   For  
  1B.   ELECTION OF DIRECTOR: WILLIAM P.
LAUDER
Management For   For  
  1C.   ELECTION OF DIRECTOR: RICHARD D.
PARSONS
Management For   For  
  1D.   ELECTION OF DIRECTOR: LYNN FORESTER
DE ROTHSCHILD
Management For   For  
  1E.   ELECTION OF DIRECTOR: RICHARD F.
ZANNINO
Management For   For  
  2.    RATIFICATION OF APPOINTMENT OF KPMG
LLP AS INDEPENDENT AUDITORS FOR THE
2014 FISCAL YEAR.
Management For   For  
  3.    ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION.
Management Abstain   Against  
  4.    APPROVE THE ESTEE LAUDER COMPANIES
INC. EXECUTIVE ANNUAL INCENTIVE PLAN
PURSUANT TO SECTION 162(M) OF THE
INTERNAL REVENUE CODE.
Management For   For  
  5.    VOTE ON STOCKHOLDER PROPOSAL
CONCERNING SUSTAINABLE PALM OIL.
Shareholder Against   For  
  MICROSOFT CORPORATION
  Security 594918104   Meeting Type Annual  
  Ticker Symbol MSFT              Meeting Date 19-Nov-2013
  ISIN US5949181045   Agenda 933883185 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1.    ELECTION OF DIRECTOR: STEVEN A.
BALLMER
Management For   For  
  2.    ELECTION OF DIRECTOR: DINA DUBLON Management For   For  
  3.    ELECTION OF DIRECTOR: WILLIAM H. GATES
III
Management For   For  
  4.    ELECTION OF DIRECTOR: MARIA M. KLAWE Management For   For  
  5.    ELECTION OF DIRECTOR: STEPHEN J.
LUCZO
Management For   For  
  6.    ELECTION OF DIRECTOR: DAVID F.
MARQUARDT
Management For   For  
  7.    ELECTION OF DIRECTOR: CHARLES H.
NOSKI
Management For   For  
  8.    ELECTION OF DIRECTOR: HELMUT PANKE Management For   For  
  9.    ELECTION OF DIRECTOR: JOHN W.
THOMPSON
Management For   For  
  10.   APPROVE MATERIAL TERMS OF THE
PERFORMANCE CRITERIA UNDER THE
EXECUTIVE OFFICER INCENTIVE PLAN
Management For   For  
  11.   ADVISORY VOTE ON EXECUTIVE
COMPENSATION
Management Abstain   Against  
  12.   RATIFICATION OF DELOITTE & TOUCHE LLP
AS OUR INDEPENDENT AUDITOR FOR
FISCAL YEAR 2014
Management For   For  
  AUTOZONE, INC.
  Security 053332102   Meeting Type Annual  
  Ticker Symbol AZO               Meeting Date 18-Dec-2013
  ISIN US0533321024   Agenda 933891093 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: DOUGLAS H.
BROOKS
Management For   For  
  1B.   ELECTION OF DIRECTOR: LINDA A.
GOODSPEED
Management For   For  
  1C.   ELECTION OF DIRECTOR: SUE E. GOVE Management For   For  
  1D.   ELECTION OF DIRECTOR: EARL G. GRAVES,
JR.
Management For   For  
  1E.   ELECTION OF DIRECTOR: ENDERSON
GUIMARAES
Management For   For  
  1F.   ELECTION OF DIRECTOR: J.R. HYDE, III Management For   For  
  1G.   ELECTION OF DIRECTOR: D. BRYAN JORDAN Management For   For  
  1H.   ELECTION OF DIRECTOR: W. ANDREW
MCKENNA
Management For   For  
  1I.   ELECTION OF DIRECTOR: GEORGE R.
MRKONIC, JR.
Management For   For  
  1J.   ELECTION OF DIRECTOR: LUIS P. NIETO Management For   For  
  1K.   ELECTION OF DIRECTOR: WILLIAM C.
RHODES, III
Management For   For  
  2.    RATIFICATION OF ERNST & YOUNG LLP AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2014 FISCAL
YEAR.
Management For   For  
  3.    APPROVAL OF ADVISORY PROPOSAL ON
EXECUTIVE COMPENSATION.
Management Abstain   Against  
  MONSANTO COMPANY
  Security 61166W101   Meeting Type Annual  
  Ticker Symbol MON               Meeting Date 28-Jan-2014
  ISIN US61166W1018   Agenda 933907959 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: GREGORY H.
BOYCE
Management For   For  
  1B.   ELECTION OF DIRECTOR: LAURA K. IPSEN Management For   For  
  1C.   ELECTION OF DIRECTOR: WILLIAM U.
PARFET
Management For   For  
  1D.   ELECTION OF DIRECTOR: GEORGE H.
POSTE, PH.D., D.V.M.
Management For   For  
  2.    RATIFY THE APPOINTMENT OF DELOITTE &
TOUCHE LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL 2014.
Management For   For  
  3.    ADVISORY (NON-BINDING) VOTE TO
APPROVE EXECUTIVE COMPENSATION.
Management Abstain   Against  
  4.    SHAREOWNER PROPOSAL REQUESTING A
REPORT RELATED TO LABELING OF FOOD
PRODUCED WITH GENETIC ENGINEERING.
Shareholder Against   For  
  5.    SHAREOWNER PROPOSAL REQUESTING A
REPORT ON CERTAIN MATTERS RELATED
TO GMO PRODUCTS.
Shareholder Against   For  
  VERIZON COMMUNICATIONS INC.
  Security 92343V104   Meeting Type Special 
  Ticker Symbol VZ                Meeting Date 28-Jan-2014
  ISIN US92343V1044   Agenda 933908735 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1.    APPROVE THE ISSUANCE OF UP TO
APPROXIMATELY 1.28 BILLION SHARES OF
VERIZON COMMON STOCK TO VODAFONE
ORDINARY SHAREHOLDERS IN
CONNECTION WITH VERIZON'S ACQUISITION
OF VODAFONE'S INDIRECT 45% INTEREST IN
VERIZON WIRELESS
Management For   For  
  2.    APPROVE AN AMENDMENT TO ARTICLE 4(A)
OF VERIZON'S RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE VERIZON'S
AUTHORIZED SHARES OF COMMON STOCK
BY 2 BILLION SHARES TO AN AGGREGATE
OF 6.25 BILLION AUTHORIZED SHARES OF
COMMON STOCK
Management For   For  
  3.    APPROVE THE ADJOURNMENT OF THE
SPECIAL MEETING TO SOLICIT ADDITIONAL
VOTES AND PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE ABOVE
PROPOSALS
Management For   For  
  BECTON, DICKINSON AND COMPANY
  Security 075887109   Meeting Type Annual  
  Ticker Symbol BDX               Meeting Date 28-Jan-2014
  ISIN US0758871091   Agenda 933909434 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: BASIL L.
ANDERSON
Management For   For  
  1B.   ELECTION OF DIRECTOR: HENRY P.
BECTON, JR.
Management For   For  
  1C.   ELECTION OF DIRECTOR: CATHERINE M.
BURZIK
Management For   For  
  1D.   ELECTION OF DIRECTOR: EDWARD F.
DEGRAAN
Management For   For  
  1E.   ELECTION OF DIRECTOR: VINCENT A.
FORLENZA
Management For   For  
  1F.   ELECTION OF DIRECTOR: CLAIRE M.
FRASER
Management For   For  
  1G.   ELECTION OF DIRECTOR: CHRISTOPHER
JONES
Management For   For  
  1H.   ELECTION OF DIRECTOR: MARSHALL O.
LARSEN
Management For   For  
  1I.   ELECTION OF DIRECTOR: GARY A.
MECKLENBURG
Management For   For  
  1J.   ELECTION OF DIRECTOR: JAMES F. ORR Management For   For  
  1K.   ELECTION OF DIRECTOR: WILLARD J.
OVERLOCK, JR.
Management For   For  
  1L.   ELECTION OF DIRECTOR: REBECCA W.
RIMEL
Management For   For  
  1M.   ELECTION OF DIRECTOR: BERTRAM L.
SCOTT
Management For   For  
  1N.   ELECTION OF DIRECTOR: ALFRED SOMMER Management For   For  
  2.    RATIFICATION OF SELECTION OF
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
Management For   For  
  3.    ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION.
Management Abstain   Against  
  4.    APPROVAL OF MATERIAL TERMS OF
PERFORMANCE GOALS UNDER BD'S 2004
EMPLOYEE AND DIRECTOR EQUITY-BASED
COMPENSATION PLAN.
Management For   For  
  5.    APPROVAL OF MATERIAL TERMS OF
PERFORMANCE GOALS UNDER BD'S
PERFORMANCE INCENTIVE PLAN.
Management For   For  
  6.    SHAREHOLDER PROPOSAL REGARDING
INDEPENDENT BOARD CHAIR.
Shareholder Against   For  
  VISA INC.
  Security 92826C839   Meeting Type Annual  
  Ticker Symbol V                 Meeting Date 29-Jan-2014
  ISIN US92826C8394   Agenda 933909066 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: MARY B.
CRANSTON
Management For   For  
  1B.   ELECTION OF DIRECTOR: FRANCISCO
JAVIER FERNANDEZ-CARBAJAL
Management For   For  
  1C.   ELECTION OF DIRECTOR: ALFRED F. KELLY,
JR.
Management For   For  
  1D.   ELECTION OF DIRECTOR: ROBERT W.
MATSCHULLAT
Management For   For  
  1E.   ELECTION OF DIRECTOR: CATHY E.
MINEHAN
Management For   For  
  1F.   ELECTION OF DIRECTOR: SUZANNE NORA
JOHNSON
Management For   For  
  1G.   ELECTION OF DIRECTOR: DAVID J. PANG Management For   For  
  1H.   ELECTION OF DIRECTOR: CHARLES W.
SCHARF
Management For   For  
  1I.   ELECTION OF DIRECTOR: WILLIAM S.
SHANAHAN
Management For   For  
  1J.   ELECTION OF DIRECTOR: JOHN A.C.
SWAINSON
Management For   For  
  1K.   ELECTION OF DIRECTOR: MAYNARD G.
WEBB, JR.
Management For   For  
  2.    APPROVAL, ON AN ADVISORY BASIS, OF
THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
Management Abstain   Against  
  3.    RATIFICATION OF THE APPOINTMENT OF
KPMG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014.
Management For   For  
  COSTCO WHOLESALE CORPORATION
  Security 22160K105   Meeting Type Annual  
  Ticker Symbol COST              Meeting Date 30-Jan-2014
  ISIN US22160K1051   Agenda 933909383 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1.    DIRECTOR Management        
      1 SUSAN L. DECKER   For For  
      2 RICHARD M. LIBENSON   For For  
      3 JOHN W. MEISENBACH   For For  
      4 CHARLES T. MUNGER   For For  
  2.    RATIFICATION OF SELECTION OF
INDEPENDENT AUDITORS.
Management For   For  
  3.    APPROVAL, ON AN ADVISORY BASIS, OF
EXECUTIVE COMPENSATION.
Management Abstain   Against  
  4.    CONSIDERATION OF SHAREHOLDER
PROPOSAL TO CHANGE CERTAIN VOTING
REQUIREMENTS.
Shareholder Against   For  
  5.    TO AMEND THE ARTICLES OF
INCORPORATION TO CHANGE THE METHOD
OF ELECTING DIRECTORS.
Shareholder For      
  LIBERTY GLOBAL PLC.
  Security G5480U104   Meeting Type Special 
  Ticker Symbol LBTYA             Meeting Date 30-Jan-2014
  ISIN GB00B8W67662   Agenda 933910499 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1.    ORDINARY RESOLUTION TO APPROVE THE
LIBERTY GLOBAL 2014 INCENTIVE PLAN.
Management Against   Against  
  2.    ORDINARY RESOLUTION TO APPROVE THE
LIBERTY GLOBAL 2014 NONEMPLOYEE
DIRECTOR INCENTIVE PLAN.
Management Against   Against  
  EMERSON ELECTRIC CO.
  Security 291011104   Meeting Type Annual  
  Ticker Symbol EMR               Meeting Date 04-Feb-2014
  ISIN US2910111044   Agenda 933908292 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1.    DIRECTOR Management        
      1 D.N. FARR*   For For  
      2 H. GREEN*   For For  
      3 C.A. PETERS*   For For  
      4 J.W. PRUEHER*   For For  
      5 A.A. BUSCH III#   For For  
      6 J.S. TURLEY#   For For  
  2.    APPROVAL, BY NON-BINDING ADVISORY
VOTE, OF EMERSON ELECTRIC CO.
EXECUTIVE COMPENSATION.
Management Abstain   Against  
  3.    RATIFICATION OF KPMG LLP AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
Management For   For  
  4.    APPROVAL OF THE STOCKHOLDER
PROPOSAL REQUESTING ISSUANCE OF A
SUSTAINABILITY REPORT AS DESCRIBED IN
THE PROXY STATEMENT.
Shareholder Against   For  
  5.    APPROVAL OF THE STOCKHOLDER
PROPOSAL REQUESTING ISSUANCE OF A
POLITICAL CONTRIBUTIONS REPORT AS
DESCRIBED IN THE PROXY STATEMENT.
Shareholder Against   For  
  6.    APPROVAL OF THE STOCKHOLDER
PROPOSAL REQUESTING ISSUANCE OF A
LOBBYING REPORT AS DESCRIBED IN THE
PROXY STATEMENT.
Shareholder Against   For  
  WHOLE FOODS MARKET, INC.
  Security 966837106   Meeting Type Annual  
  Ticker Symbol WFM               Meeting Date 24-Feb-2014
  ISIN US9668371068   Agenda 933915300 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1.    DIRECTOR Management        
      1 DR. JOHN ELSTROTT   For For  
      2 GABRIELLE GREENE   For For  
      3 SHAHID (HASS) HASSAN   For For  
      4 STEPHANIE KUGELMAN   For For  
      5 JOHN MACKEY   For For  
      6 WALTER ROBB   For For  
      7 JONATHAN SEIFFER   For For  
      8 MORRIS (MO) SIEGEL   For For  
      9 JONATHAN SOKOLOFF   For For  
      10 DR. RALPH SORENSON   For For  
      11 W. (KIP) TINDELL, III   For For  
  2.    ADVISORY VOTE TO APPROVE THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
Management Abstain   Against  
  3.    RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS INDEPENDENT
AUDITOR FOR THE COMPANY FOR THE
FISCAL YEAR ENDING SEPTEMBER 28, 2014.
Management For   For  
  4.    SHAREHOLDER PROPOSAL REGARDING A
POLICY RELATED TO THE RECOVERY OF
UNEARNED MANAGEMENT BONUSES.
Shareholder Against   For  
  5.    SHAREHOLDER PROPOSAL RELATED TO
CONFIDENTIAL VOTING.
Shareholder Against   For  
  APPLE INC.
  Security 037833100   Meeting Type Annual  
  Ticker Symbol AAPL              Meeting Date 28-Feb-2014
  ISIN US0378331005   Agenda 933915564 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1.    DIRECTOR Management        
      1 WILLIAM CAMPBELL   For For  
      2 TIMOTHY COOK   For For  
      3 MILLARD DREXLER   For For  
      4 AL GORE   For For  
      5 ROBERT IGER   For For  
      6 ANDREA JUNG   For For  
      7 ARTHUR LEVINSON   For For  
      8 RONALD SUGAR   For For  
  2.    THE AMENDMENT OF THE COMPANY'S
RESTATED ARTICLES OF INCORPORATION
(THE "ARTICLES") TO FACILITATE THE
IMPLEMENTATION OF MAJORITY VOTING
FOR THE ELECTION OF DIRECTORS IN AN
UNCONTESTED ELECTION BY ELIMINATING
ARTICLE VII, WHICH RELATES TO THE TERM
OF DIRECTORS AND THE TRANSITION FROM
A CLASSIFIED BOARD OF DIRECTORS TO A
DECLASSIFIED STRUCTURE
Management For   For  
  3.    THE AMENDMENT OF THE ARTICLES TO
ELIMINATE THE "BLANK CHECK" AUTHORITY
OF THE BOARD TO ISSUE PREFERRED
STOCK
Management For   For  
  4.    THE AMENDMENT OF THE ARTICLES TO
ESTABLISH A PAR VALUE FOR THE
COMPANY'S COMMON STOCK OF $0.00001
PER SHARE
Management For   For  
  5.    RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014
Management For   For  
  6.    A NON-BINDING ADVISORY RESOLUTION TO
APPROVE EXECUTIVE COMPENSATION
Management Abstain   Against  
  7.    THE APPROVAL OF THE APPLE INC. 2014
EMPLOYEE STOCK PLAN
Management Against   Against  
  8.    A SHAREHOLDER PROPOSAL BY JOHN
HARRINGTON AND NORTHSTAR ASSET
MANAGEMENT INC. ENTITLED "BOARD
COMMITTEE ON HUMAN RIGHTS" TO AMEND
THE COMPANY'S BYLAWS
Shareholder Against   For  
  9.    A SHAREHOLDER PROPOSAL BY THE
NATIONAL CENTER FOR PUBLIC POLICY
RESEARCH OF A NON-BINDING ADVISORY
RESOLUTION ENTITLED "REPORT ON
COMPANY MEMBERSHIP AND INVOLVEMENT
WITH CERTAIN TRADE ASSOCIATIONS AND
BUSINESS ORGANIZATIONS"
Shareholder Against   For  
  10.   A SHAREHOLDER PROPOSAL BY CARL
ICAHN OF A NON-BINDING ADVISORY
RESOLUTION THAT THE COMPANY COMMIT
TO COMPLETING NOT LESS THAN $50
BILLION OF SHARE REPURCHASES DURING
ITS 2014 FISCAL YEAR (AND INCREASE THE
AUTHORIZATION UNDER ITS CAPITAL
RETURN PROGRAM ACCORDINGLY)
Shareholder Against   For  
  11.   A SHAREHOLDER PROPOSAL BY JAMES
MCRITCHIE OF A NON-BINDING ADVISORY
RESOLUTION ENTITLED "PROXY ACCESS
FOR SHAREHOLDERS"
Shareholder Against   For  
  QUALCOMM INCORPORATED
  Security 747525103   Meeting Type Annual  
  Ticker Symbol QCOM              Meeting Date 04-Mar-2014
  ISIN US7475251036   Agenda 933916150 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: BARBARA T.
ALEXANDER
Management For   For  
  1B.   ELECTION OF DIRECTOR: DONALD G.
CRUICKSHANK
Management For   For  
  1C.   ELECTION OF DIRECTOR: RAYMOND V.
DITTAMORE
Management For   For  
  1D.   ELECTION OF DIRECTOR: SUSAN
HOCKFIELD
Management For   For  
  1E.   ELECTION OF DIRECTOR: THOMAS W.
HORTON
Management For   For  
  1F.   ELECTION OF DIRECTOR: PAUL E. JACOBS Management For   For  
  1G.   ELECTION OF DIRECTOR: SHERRY LANSING Management For   For  
  1H.   ELECTION OF DIRECTOR: STEVEN M.
MOLLENKOPF
Management For   For  
  1I.   ELECTION OF DIRECTOR: DUANE A. NELLES Management For   For  
  1J.   ELECTION OF DIRECTOR: CLARK T. RANDT,
JR.
Management For   For  
  1K.   ELECTION OF DIRECTOR: FRANCISCO ROS Management For   For  
  1L.   ELECTION OF DIRECTOR: JONATHAN J.
RUBINSTEIN
Management For   For  
  1M.   ELECTION OF DIRECTOR: BRENT
SCOWCROFT
Management For   For  
  1N.   ELECTION OF DIRECTOR: MARC I. STERN Management For   For  
  2.    TO RATIFY THE SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT PUBLIC ACCOUNTANTS FOR
OUR FISCAL YEAR ENDING SEPTEMBER 28,
2014.
Management For   For  
  3.    ADVISORY VOTE TO APPROVE OUR
EXECUTIVE COMPENSATION.
Management Abstain   Against  
  4.    ADVISORY VOTE ON THE FREQUENCY OF
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
Management Abstain   Against  
  THE WALT DISNEY COMPANY
  Security 254687106   Meeting Type Annual  
  Ticker Symbol DIS               Meeting Date 18-Mar-2014
  ISIN US2546871060   Agenda 933918736 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: SUSAN E. ARNOLD Management For   For  
  1B.   ELECTION OF DIRECTOR: JOHN S. CHEN Management For   For  
  1C.   ELECTION OF DIRECTOR: JACK DORSEY Management For   For  
  1D.   ELECTION OF DIRECTOR: ROBERT A. IGER Management For   For  
  1E.   ELECTION OF DIRECTOR: FRED H.
LANGHAMMER
Management For   For  
  1F.   ELECTION OF DIRECTOR: AYLWIN B. LEWIS Management For   For  
  1G.   ELECTION OF DIRECTOR: MONICA C.
LOZANO
Management For   For  
  1H.   ELECTION OF DIRECTOR: ROBERT W.
MATSCHULLAT
Management For   For  
  1I.   ELECTION OF DIRECTOR: SHERYL K.
SANDBERG
Management For   For  
  1J.   ELECTION OF DIRECTOR: ORIN C. SMITH Management For   For  
  2.    TO RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S REGISTERED PUBLIC
ACCOUNTANTS FOR 2014.
Management For   For  
  3.    TO APPROVE THE ADVISORY RESOLUTION
ON EXECUTIVE COMPENSATION.
Management Abstain   Against  
  4.    TO APPROVE AN AMENDMENT TO THE
COMPANY'S RESTATED CERTIFICATE OF
INCORPORATION.
Management For   For  
  5.    TO APPROVE THE SHAREHOLDER
PROPOSAL RELATING TO PROXY ACCESS.
Shareholder Against   For  
  6.    TO APPROVE THE SHAREHOLDER
PROPOSAL RELATING TO ACCELERATION
OF EQUITY AWARDS.
Shareholder Against   For  
  STARBUCKS CORPORATION
  Security 855244109   Meeting Type Annual  
  Ticker Symbol SBUX              Meeting Date 19-Mar-2014
  ISIN US8552441094   Agenda 933917619 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: HOWARD
SCHULTZ
Management For   For  
  1B.   ELECTION OF DIRECTOR: WILLIAM W.
BRADLEY
Management For   For  
  1C.   ELECTION OF DIRECTOR: ROBERT M. GATES Management For   For  
  1D.   ELECTION OF DIRECTOR: MELLODY
HOBSON
Management For   For  
  1E.   ELECTION OF DIRECTOR: KEVIN R.
JOHNSON
Management For   For  
  1F.   ELECTION OF DIRECTOR: OLDEN LEE Management For   For  
  1G.   ELECTION OF DIRECTOR: JOSHUA COOPER
RAMO
Management For   For  
  1H.   ELECTION OF DIRECTOR: JAMES G.
SHENNAN, JR.
Management For   For  
  1I.   ELECTION OF DIRECTOR: CLARA SHIH Management For   For  
  1J.   ELECTION OF DIRECTOR: JAVIER G. TERUEL Management For   For  
  1K.   ELECTION OF DIRECTOR: MYRON E.
ULLMAN, III
Management For   For  
  1L.   ELECTION OF DIRECTOR: CRAIG E.
WEATHERUP
Management For   For  
  2.    ADVISORY RESOLUTION TO APPROVE OUR
EXECUTIVE COMPENSATION.
Management Abstain   Against  
  3.    RATIFICATION OF SELECTION OF DELOITTE
& TOUCHE LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL 2014.
Management For   For  
  4.    PROHIBIT POLITICAL SPENDING. Shareholder Against   For  
  5.    INDEPENDENT BOARD CHAIRMAN. Shareholder Against   For  
  NOVO NORDISK A/S, BAGSVAERD
  Security K72807132   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 20-Mar-2014
  ISIN DK0060534915   Agenda 704974939 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  CMMT  IMPORTANT MARKET PROCESSING
REQUIREMENT: A BENEFICIAL OWNER
SIGNED POWER OF-ATTORNEY (POA) IS
REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING-INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA, MAY
CAUSE YOUR INSTRUCTIONS TO-BE
REJECTED. IF YOU HAVE ANY QUESTIONS,
PLEASE CONTACT YOUR CLIENT SERVICE-
REPRESENTATIVE
Non-Voting        
  CMMT  IN THE MAJORITY OF MEETINGS THE VOTES
ARE CAST WITH THE REGISTRAR WHO WILL-
FOLLOW CLIENT INSTRUCTIONS. IN A SMALL
PERCENTAGE OF MEETINGS THERE IS NO-
REGISTRAR AND CLIENTS VOTES MAY BE
CAST BY THE CHAIRMAN OF THE BOARD OR
A-BOARD MEMBER AS PROXY. CLIENTS CAN
ONLY EXPECT THEM TO ACCEPT PRO-
MANAGEMENT-VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR
AGAINST VOTES ARE-REPRESENTED AT
THE MEETING IS TO SEND YOUR OWN
REPRESENTATIVE OR ATTEND THE-
MEETING IN PERSON. THE SUB CUSTODIAN
BANKS OFFER REPRESENTATION SERVICES
FOR-AN ADDED FEE IF REQUESTED. THANK
YOU
Non-Voting        
  CMMT  PLEASE BE ADVISED THAT SPLIT AND
PARTIAL VOTING IS NOT AUTHORISED FOR
A-BENEFICIAL OWNER IN THE DANISH
MARKET. PLEASE CONTACT YOUR GLOBAL
CUSTODIAN-FOR FURTHER INFORMATION.
Non-Voting        
  2     Adoption of the audited annual report 2013 Management No Action      
  3.1   Approval of actual remuneration of the Board of
Directors for 2013
Management No Action      
  3.2   Approval of remuneration level of the Board of
Directors for 2014
Management No Action      
  4     A resolution to distribute the profit: The Board of
Directors proposes that the dividend for 2013 is
DKK 4.5 for each Novo Nordisk A or B share of
DKK 0.20
Management No Action      
  5.1   Election of Goran Ando as Chairman Management No Action      
  5.2   Election of Jeppe Christiansen as Vice Chairman Management No Action      
  5.3a  Election of other member to the Board of
Directors: Bruno Angelici
Management No Action      
  5.3b  Election of other member to the Board of
Directors: Liz Hewitt
Management No Action      
  5.3c  Election of other member to the Board of
Directors: Thomas Paul Koestler
Management No Action      
  5.3d  Election of other member to the Board of
Directors: Helge Lund
Management No Action      
  5.3e  Election of other member to the Board of
Directors: Hannu Ryopponen
Management No Action      
  6     Re-appointment of PricewaterhouseCoopers as
Auditor
Management No Action      
  7.1   Reduction of the Company's B share capital
From DKK 442,512,800 to DKK 422,512,800
Management No Action      
  7.2   Authorisation of the Board of Directors to allow
the Company to repurchase own shares
Management No Action      
  7.3   Donation to the World Diabetes Foundation
(WDF)
Management No Action      
  7.4.1 Amendments to the Articles of Association:
Language of Annual Reports. Article number 17.3
Management No Action      
  7.4.2 Amendments to the Articles of Association:
Language of General Meetings. Article numbers
7.5 and 17.3
Management No Action      
  7.5   Adoption of revised Remuneration Principles Management No Action      
  8.1   PLEASE NOTE THAT THIS RESOLUTION IS A
SHAREHOLDER PROPOSAL, Kjeld Beyer:
Financial information in notice to convene Annual
General Meetings
Shareholder No Action      
  8.2   PLEASE NOTE THAT THIS RESOLUTION IS A
SHAREHOLDER PROPOSAL, Kjeld Beyer:
Period for presentation of and language of certain
financial information and company
announcements
Shareholder No Action      
  8.3   PLEASE NOTE THAT THIS RESOLUTION IS A
SHAREHOLDER PROPOSAL, Kjeld Beyer:
Access to quarterly and annual financial
information on the Company's website and in
Danish
Shareholder No Action      
  8.4   PLEASE NOTE THAT THIS RESOLUTION IS A
SHAREHOLDER PROPOSAL, Kjeld Beyer:
Refreshments at Annual General Meetings
Shareholder No Action      
  THE SHERWIN-WILLIAMS COMPANY
  Security 824348106   Meeting Type Annual  
  Ticker Symbol SHW               Meeting Date 16-Apr-2014
  ISIN US8243481061   Agenda 933935174 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1.1   ELECTION OF DIRECTOR: A.F. ANTON Management For   For  
  1.2   ELECTION OF DIRECTOR: C.M. CONNOR Management For   For  
  1.3   ELECTION OF DIRECTOR: D.F. HODNIK Management For   For  
  1.4   ELECTION OF DIRECTOR: T.G. KADIEN Management For   For  
  1.5   ELECTION OF DIRECTOR: R.J. KRAMER Management For   For  
  1.6   ELECTION OF DIRECTOR: S.J. KROPF Management For   For  
  1.7   ELECTION OF DIRECTOR: C.A. POON Management For   For  
  1.8   ELECTION OF DIRECTOR: R.K. SMUCKER Management For   For  
  1.9   ELECTION OF DIRECTOR: J.M. STROPKI Management For   For  
  2.    ADVISORY APPROVAL OF COMPENSATION
OF THE NAMED EXECUTIVES.
Management Abstain   Against  
  3.    RATIFICATION OF ERNST & YOUNG LLP AS
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
Management For   For  
  L'OREAL S.A., PARIS
  Security F58149133   Meeting Type MIX 
  Ticker Symbol     Meeting Date 17-Apr-2014
  ISIN FR0000120321   Agenda 705078625 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  CMMT  PLEASE NOTE THAT THIS IS AN
AMENDMENT TO MEETING ID 284293 DUE TO
ADDITION OF-RESOLUTION "14". ALL VOTES
RECEIVED ON THE PREVIOUS MEETING
WILL BE DISREGARDE-D AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
Non-Voting        
  CMMT  PLEASE NOTE IN THE FRENCH MARKET
THAT THE ONLY VALID VOTE OPTIONS ARE
"FOR" AN-D "AGAINST" A VOTE OF "ABSTAIN"
WILL BE TREATED AS AN "AGAINST" VOTE.
Non-Voting        
  CMMT  THE FOLLOWING APPLIES TO
SHAREHOLDERS THAT DO NOT HOLD
SHARES DIRECTLY WITH A-FRENCH
CUSTODIAN: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO
THE GL-OBAL CUSTODIANS ON THE VOTE
DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDI-ARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS
AND FORWARD THEM TO THE L-OCAL
CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR
CLIENT RE-PRESENTATIVE.
Non-Voting        
  CMMT  PLEASE NOTE THAT IMPORTANT
ADDITIONAL MEETING INFORMATION IS
AVAILABLE BY CLIC-KING ON THE MATERIAL
URL LINK: https://balo.journal-
officiel.gouv.fr/pdf/2014/-
0328/201403281400825.pdf AND
https://balo.journal-officiel.gouv.fr/pdf/2014/03-
12/201403121400516.pdf
Non-Voting        
  O.1   Approval of the annual corporate financial
statements for the 2013 financial year
Management For   For  
  O.2   Approval of the consolidated financial statements
for the 2013 financial year
Management For   For  
  O.3   Allocation of income for the 2013 financial year
and setting the dividend
Management For   For  
  O.4   Appointment of Mrs. Belen Garijo as Board
member
Management For   For  
  O.5   Renewal of term of Mr. Jean-Paul Agon as Board
member
Management For   For  
  O.6   Renewal of term of Mr. Xavier Fontanet as Board
member
Management For   For  
  O.7   Setting the amount of attendance allowances to
be allocated to the Board of Directors
Management For   For  
  O.8   Review of the compensation owed or paid to Mr.
Jean-Paul Agon, CEO for the 2013 financial year
Management For   For  
  O.9   Authorization to be granted to the Board of
Directors to allow the Company to purchase its
own shares
Management For   For  
  O.10  Approval of the purchase agreement on the
acquisition by L'Oreal of 48,500,000 L'Oreal
shares from Nestle representing 8% of capital
within the regulated agreements procedure
Management For   For  
  E.11  Capital reduction by cancellation of shares
acquired by the Company pursuant to Articles
L.225+209 and L.225-208 of the Commercial
Code
Management For   For  
  E.12  Amendment to the bylaws to specify the
conditions under which the directors representing
employees will be appointed
Management For   For  
  E.13  Powers to carry out all legal formalities Management For   For  
  O.14  Approve transaction re: sale by l'Oreal of its
entire stake in Galderma group companies to
nestle
Management For   For  
  PPG INDUSTRIES, INC.
  Security 693506107   Meeting Type Annual  
  Ticker Symbol PPG               Meeting Date 17-Apr-2014
  ISIN US6935061076   Agenda 933927191 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1.    DIRECTOR Management        
      1 STEPHEN F. ANGEL   For For  
      2 HUGH GRANT   For For  
      3 MICHELE J. HOOPER   For For  
  2.    PROPOSAL TO APPROVE THE
COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS ON AN
ADVISORY BASIS.
Management Abstain   Against  
  3.    PROPOSAL TO APPROVE AN AMENDMENT
TO THE COMPANY'S ARTICLES OF
INCORPORATION TO REPLACE THE
SUPERMAJORITY VOTING REQUIREMENTS.
Management For   For  
  4.    PROPOSAL TO RATIFY THE APPOINTMENT
OF PRICEWATERHOUSECOOPERS LLP AS
THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2014.
Management For   For  
  5.    SHAREHOLDER PROPOSAL FOR AN
INDEPENDENT BOARD CHAIRMAN.
Shareholder Against   For  
  THE COCA-COLA COMPANY
  Security 191216100   Meeting Type Annual  
  Ticker Symbol KO                Meeting Date 23-Apr-2014
  ISIN US1912161007   Agenda 933928256 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: HERBERT A.
ALLEN
Management For   For  
  1B.   ELECTION OF DIRECTOR: RONALD W. ALLEN Management For   For  
  1C.   ELECTION OF DIRECTOR: ANA BOTIN Management For   For  
  1D.   ELECTION OF DIRECTOR: HOWARD G.
BUFFETT
Management For   For  
  1E.   ELECTION OF DIRECTOR: RICHARD M.
DALEY
Management For   For  
  1F.   ELECTION OF DIRECTOR: BARRY DILLER Management For   For  
  1G.   ELECTION OF DIRECTOR: HELENE D. GAYLE Management For   For  
  1H.   ELECTION OF DIRECTOR: EVAN G.
GREENBERG
Management For   For  
  1I.   ELECTION OF DIRECTOR: ALEXIS M.
HERMAN
Management For   For  
  1J.   ELECTION OF DIRECTOR: MUHTAR KENT Management For   For  
  1K.   ELECTION OF DIRECTOR: ROBERT A.
KOTICK
Management For   For  
  1L.   ELECTION OF DIRECTOR: MARIA ELENA
LAGOMASINO
Management For   For  
  1M.   ELECTION OF DIRECTOR: SAM NUNN Management For   For  
  1N.   ELECTION OF DIRECTOR: JAMES D.
ROBINSON III
Management For   For  
  1O.   ELECTION OF DIRECTOR: PETER V.
UEBERROTH
Management For   For  
  2.    ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION
Management Abstain   Against  
  3.    APPROVAL OF THE COCA-COLA COMPANY
2014 EQUITY PLAN
Management Against   Against  
  4.    RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS
Management For   For  
  5.    SHAREOWNER PROPOSAL REGARDING AN
INDEPENDENT BOARD CHAIRMAN
Shareholder Against   For  
  E. I. DU PONT DE NEMOURS AND COMPANY
  Security 263534109   Meeting Type Annual  
  Ticker Symbol DD                Meeting Date 23-Apr-2014
  ISIN US2635341090   Agenda 933935338 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: LAMBERTO
ANDREOTTI
Management For   For  
  1B.   ELECTION OF DIRECTOR: RICHARD H.
BROWN
Management For   For  
  1C.   ELECTION OF DIRECTOR: ROBERT A.
BROWN
Management For   For  
  1D.   ELECTION OF DIRECTOR: BERTRAND P.
COLLOMB
Management For   For  
  1E.   ELECTION OF DIRECTOR: CURTIS J.
CRAWFORD
Management For   For  
  1F.   ELECTION OF DIRECTOR: ALEXANDER M.
CUTLER
Management For   For  
  1G.   ELECTION OF DIRECTOR: ELEUTHERE I. DU
PONT
Management For   For  
  1H.   ELECTION OF DIRECTOR: MARILLYN A.
HEWSON
Management For   For  
  1I.   ELECTION OF DIRECTOR: LOIS D. JULIBER Management For   For  
  1J.   ELECTION OF DIRECTOR: ELLEN J. KULLMAN Management For   For  
  1K.   ELECTION OF DIRECTOR: LEE M. THOMAS Management For   For  
  1L.   ELECTION OF DIRECTOR: PATRICK J. WARD Management For   For  
  2.    ON RATIFICATION OF INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
Management For   For  
  3.    TO APPROVE, BY ADVISORY VOTE,
EXECUTIVE COMPENSATION
Management Abstain   Against  
  4.    ON POLITICAL SPENDING Shareholder Against   For  
  5.    ON HERBICIDE USE Shareholder Against   For  
  6.    ON PLANT CLOSURE Shareholder Against   For  
  7.    ON ACCELERATION OF EQUITY AWARDS Shareholder Against   For  
  EATON CORPORATION PLC
  Security G29183103   Meeting Type Annual  
  Ticker Symbol ETN               Meeting Date 23-Apr-2014
  ISIN IE00B8KQN827   Agenda 933937243 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: GEORGE S.
BARRETT
Management For   For  
  1B.   ELECTION OF DIRECTOR: TODD M.
BLUEDORN
Management For   For  
  1C.   ELECTION OF DIRECTOR: CHRISTOPHER M.
CONNOR
Management For   For  
  1D.   ELECTION OF DIRECTOR: MICHAEL J.
CRITELLI
Management For   For  
  1E.   ELECTION OF DIRECTOR: ALEXANDER M.
CUTLER
Management For   For  
  1F.   ELECTION OF DIRECTOR: CHARLES E.
GOLDEN
Management For   For  
  1G.   ELECTION OF DIRECTOR: LINDA A. HILL Management For   For  
  1H.   ELECTION OF DIRECTOR: ARTHUR E.
JOHNSON
Management For   For  
  1I.   ELECTION OF DIRECTOR: NED C.
LAUTENBACH
Management For   For  
  1J.   ELECTION OF DIRECTOR: DEBORAH L.
MCCOY
Management For   For  
  1K.   ELECTION OF DIRECTOR: GREGORY R.
PAGE
Management For   For  
  1L.   ELECTION OF DIRECTOR: GERALD B. SMITH Management For   For  
  2.    APPROVING THE APPOINTMENT OF ERNST
& YOUNG LLP AS INDEPENDENT AUDITOR
FOR 2014 AND AUTHORIZING THE AUDIT
COMMITTEE OF THE BOARD OF DIRECTORS
TO SET ITS REMUNERATION.
Management For   For  
  3.    ADVISORY APPROVAL OF THE COMPANY'S
EXECUTIVE COMPENSATION.
Management Abstain   Against  
  4.    AUTHORIZING THE COMPANY OR ANY
SUBSIDIARY OF THE COMPANY TO MAKE
OVERSEAS MARKET PURCHASES OF
COMPANY SHARES.
Management For   For  
  JOHNSON & JOHNSON
  Security 478160104   Meeting Type Annual  
  Ticker Symbol JNJ               Meeting Date 24-Apr-2014
  ISIN US4781601046   Agenda 933933548 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: MARY SUE
COLEMAN
Management For   For  
  1B.   ELECTION OF DIRECTOR: JAMES G. CULLEN Management For   For  
  1C.   ELECTION OF DIRECTOR: IAN E.L. DAVIS Management For   For  
  1D.   ELECTION OF DIRECTOR: ALEX GORSKY Management For   For  
  1E.   ELECTION OF DIRECTOR: SUSAN L.
LINDQUIST
Management For   For  
  1F.   ELECTION OF DIRECTOR: MARK B.
MCCLELLAN
Management For   For  
  1G.   ELECTION OF DIRECTOR: ANNE M.
MULCAHY
Management For   For  
  1H.   ELECTION OF DIRECTOR: LEO F. MULLIN Management For   For  
  1I.   ELECTION OF DIRECTOR: WILLIAM D. PEREZ Management For   For  
  1J.   ELECTION OF DIRECTOR: CHARLES PRINCE Management For   For  
  1K.   ELECTION OF DIRECTOR: A. EUGENE
WASHINGTON
Management For   For  
  1L.   ELECTION OF DIRECTOR: RONALD A.
WILLIAMS
Management For   For  
  2.    ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION
Management Abstain   Against  
  3.    RATIFICATION OF APPOINTMENT OF
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014
Management For   For  
  4.    SHAREHOLDER PROPOSAL - EXECUTIVES
TO RETAIN SIGNIFICANT STOCK
Shareholder Against   For  
  ABBOTT LABORATORIES
  Security 002824100   Meeting Type Annual  
  Ticker Symbol ABT               Meeting Date 25-Apr-2014
  ISIN US0028241000   Agenda 933934641 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1.    DIRECTOR Management        
      1 R.J. ALPERN   For For  
      2 R.S. AUSTIN   For For  
      3 S.E. BLOUNT   For For  
      4 W.J. FARRELL   For For  
      5 E.M. LIDDY   For For  
      6 N. MCKINSTRY   For For  
      7 P.N. NOVAKOVIC   For For  
      8 W.A. OSBORN   For For  
      9 S.C. SCOTT III   For For  
      10 G.F. TILTON   For For  
      11 M.D. WHITE   For For  
  2.    RATIFICATION OF ERNST & YOUNG LLP AS
AUDITORS
Management For   For  
  3.    SAY ON PAY - AN ADVISORY VOTE TO
APPROVE EXECUTIVE COMPENSATION
Management Abstain   Against  
  4.    SHAREHOLDER PROPOSAL - GENETICALLY
MODIFIED INGREDIENTS
Shareholder Against   For  
  5.    SHAREHOLDER PROPOSAL - LOBBYING
DISCLOSURE
Shareholder Against   For  
  6.    SHAREHOLDER PROPOSAL - INCENTIVE
COMPENSATION
Shareholder Against   For  
  HONEYWELL INTERNATIONAL INC.
  Security 438516106   Meeting Type Annual  
  Ticker Symbol HON               Meeting Date 28-Apr-2014
  ISIN US4385161066   Agenda 933934526 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: GORDON M.
BETHUNE
Management For   For  
  1B.   ELECTION OF DIRECTOR: KEVIN BURKE Management For   For  
  1C.   ELECTION OF DIRECTOR: JAIME CHICO
PARDO
Management For   For  
  1D.   ELECTION OF DIRECTOR: DAVID M. COTE Management For   For  
  1E.   ELECTION OF DIRECTOR: D. SCOTT DAVIS Management For   For  
  1F.   ELECTION OF DIRECTOR: LINNET F. DEILY Management For   For  
  1G.   ELECTION OF DIRECTOR: JUDD GREGG Management For   For  
  1H.   ELECTION OF DIRECTOR: CLIVE HOLLICK Management For   For  
  1I.   ELECTION OF DIRECTOR: GRACE D.
LIEBLEIN
Management For   For  
  1J.   ELECTION OF DIRECTOR: GEORGE PAZ Management For   For  
  1K.   ELECTION OF DIRECTOR: BRADLEY T.
SHEARES
Management For   For  
  1L.   ELECTION OF DIRECTOR: ROBIN L.
WASHINGTON
Management For   For  
  2.    APPROVAL OF INDEPENDENT
ACCOUNTANTS.
Management For   For  
  3.    ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION.
Management Abstain   Against  
  4.    INDEPENDENT BOARD CHAIRMAN. Shareholder Against   For  
  5.    RIGHT TO ACT BY WRITTEN CONSENT. Shareholder Against   For  
  6.    ELIMINATE ACCELERATED VESTING IN A
CHANGE IN CONTROL.
Shareholder Against   For  
  7.    POLITICAL LOBBYING AND CONTRIBUTIONS. Shareholder Against   For  
  FORTUNE BRANDS HOME & SECURITY, INC.
  Security 34964C106   Meeting Type Annual  
  Ticker Symbol FBHS              Meeting Date 28-Apr-2014
  ISIN US34964C1062   Agenda 933934792 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: A.D. DAVID
MACKAY
Management For   For  
  1B.   ELECTION OF DIRECTOR: DAVID M. THOMAS Management For   For  
  1C.   ELECTION OF DIRECTOR: NORMAN H.
WESLEY
Management For   For  
  2     RATIFICATION OF THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
Management For   For  
  3     ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION.
Management Abstain   Against  
  UNITED TECHNOLOGIES CORPORATION
  Security 913017109   Meeting Type Annual  
  Ticker Symbol UTX               Meeting Date 28-Apr-2014
  ISIN US9130171096   Agenda 933936378 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: LOUIS R.
CHENEVERT
Management For   For  
  1B.   ELECTION OF DIRECTOR: JOHN V. FARACI Management For   For  
  1C.   ELECTION OF DIRECTOR: JEAN-PIERRE
GARNIER
Management For   For  
  1D.   ELECTION OF DIRECTOR: JAMIE S.
GORELICK
Management For   For  
  1E.   ELECTION OF DIRECTOR: EDWARD A.
KANGAS
Management For   For  
  1F.   ELECTION OF DIRECTOR: ELLEN J. KULLMAN Management For   For  
  1G.   ELECTION OF DIRECTOR: MARSHALL O.
LARSEN
Management For   For  
  1H.   ELECTION OF DIRECTOR: HAROLD MCGRAW
III
Management For   For  
  1I.   ELECTION OF DIRECTOR: RICHARD B.
MYERS
Management For   For  
  1J.   ELECTION OF DIRECTOR: H. PATRICK
SWYGERT
Management For   For  
  1K.   ELECTION OF DIRECTOR: ANDRE
VILLENEUVE
Management For   For  
  1L.   ELECTION OF DIRECTOR: CHRISTINE TODD
WHITMAN
Management For   For  
  2.    APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITOR FOR 2014
Management For   For  
  3.    APPROVE AN AMENDMENT AND
RESTATEMENT OF THE 2005 LONG-TERM
INCENTIVE PLAN, INCLUDING APPROVAL OF
ADDITIONAL SHARES FOR FUTURE AWARDS
Management Against   Against  
  4.    ADVISORY VOTE TO APPROVE THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS
Management Abstain   Against  
  LUXOTTICA GROUP SPA, BELLUNO
  Security T6444Z110   Meeting Type Ordinary General Meeting 
  Ticker Symbol     Meeting Date 29-Apr-2014
  ISIN IT0001479374   Agenda 705063496 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  CMMT  26 MAR 2014: PLEASE NOTE THAT THE
ITALIAN LANGUAGE AGENDA IS AVAILABLE
BY CLIC-KING ON THE  URL LINK:-
https://materials.proxyvote.com/Approved/99999
Z/19840101/NPS_1983-44.PDF
Non-Voting        
  1     The approval of the Statutory Financial
Statements for the year ended December 31,
2013
Management For   For  
  2     The allocation of net income and the distribution
of dividends
Management For   For  
  3     An advisory vote on the first section of the
Companys Remuneration Report in accordance
with article 123-ter, paragraph 6 of Legislative
Decree no. 58/1998
Management For   For  
  CMMT  26 MAR 2014: PLEASE NOTE THAT THIS IS A
REVISION DUE TO CHANGE IN URL LINK. IF-
YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY
FORM UNL-ESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
Non-Voting        
  DIRECTV
  Security 25490A309   Meeting Type Annual  
  Ticker Symbol DTV               Meeting Date 29-Apr-2014
  ISIN US25490A3095   Agenda 933933550 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: NEIL AUSTRIAN Management For   For  
  1B.   ELECTION OF DIRECTOR: RALPH BOYD, JR. Management For   For  
  1C.   ELECTION OF DIRECTOR: ABELARDO BRU Management For   For  
  1D.   ELECTION OF DIRECTOR: DAVID DILLON Management For   For  
  1E.   ELECTION OF DIRECTOR: SAMUEL DIPIAZZA,
JR.
Management For   For  
  1F.   ELECTION OF DIRECTOR: DIXON DOLL Management For   For  
  1G.   ELECTION OF DIRECTOR: CHARLES LEE Management For   For  
  1H.   ELECTION OF DIRECTOR: PETER LUND Management For   For  
  1I.   ELECTION OF DIRECTOR: NANCY NEWCOMB Management For   For  
  1J.   ELECTION OF DIRECTOR: LORRIE
NORRINGTON
Management For   For  
  1K.   ELECTION OF DIRECTOR: ANTHONY
VINCIQUERRA
Management For   For  
  1L.   ELECTION OF DIRECTOR: MICHAEL WHITE Management For   For  
  2.    TO RATIFY THE APPOINTMENT OF DELOITTE
& TOUCHE LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR DIRECTV FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
Management For   For  
  3.    AN ADVISORY VOTE TO APPROVE
COMPENSATION OF OUR NAMED
EXECUTIVES.
Management Abstain   Against  
  4.    SHAREHOLDER PROPOSAL TO ADOPT A
POLICY THAT THERE WOULD BE NO
ACCELERATED VESTING OF
PERFORMANCE-BASED EQUITY AWARDS
UPON A CHANGE IN CONTROL.
Shareholder Against   For  
  5.    SHAREHOLDER PROPOSAL TO REQUIRE
SENIOR EXECUTIVES TO RETAIN 50% OF
NET AFTER-TAX SHARES ACQUIRED
THROUGH PAY PROGRAMS UNTIL
REACHING NORMAL RETIREMENT AGE.
Shareholder Against   For  
  INTERNATIONAL BUSINESS MACHINES CORP.
  Security 459200101   Meeting Type Annual  
  Ticker Symbol IBM               Meeting Date 29-Apr-2014
  ISIN US4592001014   Agenda 933935237 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: A.J.P. BELDA Management For   For  
  1B.   ELECTION OF DIRECTOR: W.R. BRODY Management For   For  
  1C.   ELECTION OF DIRECTOR: K.I. CHENAULT Management For   For  
  1D.   ELECTION OF DIRECTOR: M.L. ESKEW Management For   For  
  1E.   ELECTION OF DIRECTOR: D.N. FARR Management For   For  
  1F.   ELECTION OF DIRECTOR: S.A. JACKSON Management For   For  
  1G.   ELECTION OF DIRECTOR: A.N. LIVERIS Management For   For  
  1H.   ELECTION OF DIRECTOR: W.J. MCNERNEY,
JR.
Management For   For  
  1I.   ELECTION OF DIRECTOR: J.W. OWENS Management For   For  
  1J.   ELECTION OF DIRECTOR: V.M. ROMETTY Management For   For  
  1K.   ELECTION OF DIRECTOR: J.E. SPERO Management For   For  
  1L.   ELECTION OF DIRECTOR: S. TAUREL Management For   For  
  1M.   ELECTION OF DIRECTOR: L.H. ZAMBRANO Management For   For  
  2.    RATIFICATION OF APPOINTMENT OF
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM (PAGE 71)
Management For   For  
  3.    ADVISORY VOTE ON EXECUTIVE
COMPENSATION (PAGE 72)
Management Abstain   Against  
  4.    APPROVAL OF LONG-TERM INCENTIVE
PERFORMANCE TERMS FOR CERTAIN
EXECUTIVES PURSUANT TO SECTION 162(M)
OF THE INTERNAL REVENUE CODE (PAGE
73)
Management For   For  
  5.    ADOPTION OF THE IBM 2014 EMPLOYEES
STOCK PURCHASE PLAN (PAGE 76)
Management For   For  
  6.    STOCKHOLDER PROPOSAL FOR
DISCLOSURE OF LOBBYING POLICIES AND
PRACTICES (PAGE 78)
Shareholder Against   For  
  7.    STOCKHOLDER PROPOSAL ON THE RIGHT
TO ACT BY WRITTEN CONSENT (PAGE 79)
Shareholder Against   For  
  8.    STOCKHOLDER PROPOSAL TO LIMIT
ACCELERATED EXECUTIVE PAY (PAGE 80)
Shareholder Against   For  
  PACCAR INC
  Security 693718108   Meeting Type Annual  
  Ticker Symbol PCAR              Meeting Date 29-Apr-2014
  ISIN US6937181088   Agenda 933936328 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1.1   ELECTION OF DIRECTOR: JOHN M. FLUKE,
JR.
Management For   For  
  1.2   ELECTION OF DIRECTOR: KIRK S.
HACHIGIAN
Management For   For  
  1.3   ELECTION OF DIRECTOR: RODERICK C.
MCGEARY
Management For   For  
  1.4   ELECTION OF DIRECTOR: MARK A. SCHULZ Management For   For  
  2.    RESTRICTED STOCK AND DEFERRED
COMPENSATION PLAN FOR NON-EMPLOYEE
DIRECTORS
Management For   For  
  3.    ADVISORY RESOLUTION TO APPROVE
EXECUTIVE COMPENSATION
Management Abstain   Against  
  4.    STOCKHOLDER PROPOSAL REGARDING
THE SUPERMAJORITY VOTE PROVISIONS
Shareholder Against   For  
  EMC CORPORATION
  Security 268648102   Meeting Type Annual  
  Ticker Symbol EMC               Meeting Date 30-Apr-2014
  ISIN US2686481027   Agenda 933944159 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: MICHAEL W.
BROWN
Management For   For  
  1B.   ELECTION OF DIRECTOR: RANDOLPH L.
COWEN
Management For   For  
  1C.   ELECTION OF DIRECTOR: GAIL DEEGAN Management For   For  
  1D.   ELECTION OF DIRECTOR: JAMES S.
DISTASIO
Management For   For  
  1E.   ELECTION OF DIRECTOR: JOHN R. EGAN Management For   For  
  1F.   ELECTION OF DIRECTOR: WILLIAM D. GREEN Management For   For  
  1G.   ELECTION OF DIRECTOR: EDMUND F. KELLY Management For   For  
  1H.   ELECTION OF DIRECTOR: JAMI MISCIK Management For   For  
  1I.   ELECTION OF DIRECTOR: PAUL SAGAN Management For   For  
  1J.   ELECTION OF DIRECTOR: DAVID N. STROHM Management For   For  
  1K.   ELECTION OF DIRECTOR: JOSEPH M. TUCCI Management For   For  
  2.    RATIFICATION OF THE SELECTION BY THE
AUDIT COMMITTEE OF
PRICEWATERHOUSECOOPERS LLP AS
EMC'S INDEPENDENT AUDITORS.
Management For   For  
  3.    ADVISORY APPROVAL OF OUR EXECUTIVE
COMPENSATION, AS DESCRIBED IN EMC'S
PROXY STATEMENT.
Management Abstain   Against  
  4.    TO ACT UPON A SHAREHOLDER PROPOSAL
RELATING TO AN INDEPENDENT BOARD
CHAIRMAN, AS DESCRIBED IN EMC'S PROXY
STATEMENT.
Shareholder Against   For  
  5.    TO ACT UPON A SHAREHOLDER PROPOSAL
RELATING TO POLITICAL CONTRIBUTIONS,
AS DESCRIBED IN EMC'S PROXY
STATEMENT.
Shareholder Against   For  
  VERIZON COMMUNICATIONS INC.
  Security 92343V104   Meeting Type Annual  
  Ticker Symbol VZ                Meeting Date 01-May-2014
  ISIN US92343V1044   Agenda 933936607 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: SHELLYE L.
ARCHAMBEAU
Management For   For  
  1B.   ELECTION OF DIRECTOR: RICHARD L.
CARRION
Management For   For  
  1C.   ELECTION OF DIRECTOR: MELANIE L.
HEALEY
Management For   For  
  1D.   ELECTION OF DIRECTOR: M. FRANCES
KEETH
Management For   For  
  1E.   ELECTION OF DIRECTOR: ROBERT W. LANE Management For   For  
  1F.   ELECTION OF DIRECTOR: LOWELL C.
MCADAM
Management For   For  
  1G.   ELECTION OF DIRECTOR: DONALD T.
NICOLAISEN
Management For   For  
  1H.   ELECTION OF DIRECTOR: CLARENCE OTIS,
JR.
Management For   For  
  1I.   ELECTION OF DIRECTOR: RODNEY E.
SLATER
Management For   For  
  1J.   ELECTION OF DIRECTOR: KATHRYN A.
TESIJA
Management For   For  
  1K.   ELECTION OF DIRECTOR: GREGORY D.
WASSON
Management For   For  
  2.    RATIFICATION OF APPOINTMENT OF
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
Management For   For  
  3.    ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION
Management Abstain   Against  
  4.    PROPOSAL TO IMPLEMENT PROXY ACCESS Management For   For  
  5.    NETWORK NEUTRALITY Shareholder Against   For  
  6.    LOBBYING ACTIVITIES Shareholder Against   For  
  7.    SEVERANCE APPROVAL POLICY Shareholder Against   For  
  8.    SHAREHOLDER RIGHT TO CALL A SPECIAL
MEETING
Shareholder Against   For  
  9.    SHAREHOLDER RIGHT TO ACT BY WRITTEN
CONSENT
Shareholder Against   For  
  10.   PROXY VOTING AUTHORITY Shareholder Against   For  
  MEAD JOHNSON NUTRITION COMPANY
  Security 582839106   Meeting Type Annual  
  Ticker Symbol MJN               Meeting Date 01-May-2014
  ISIN US5828391061   Agenda 933953766 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: STEVEN M.
ALTSCHULER, M.D.
Management For   For  
  1B.   ELECTION OF DIRECTOR: HOWARD B.
BERNICK
Management For   For  
  1C.   ELECTION OF DIRECTOR: KIMBERLY A.
CASIANO
Management For   For  
  1D.   ELECTION OF DIRECTOR: ANNA C.
CATALANO
Management For   For  
  1E.   ELECTION OF DIRECTOR: CELESTE A.
CLARK, PH.D.
Management For   For  
  1F.   ELECTION OF DIRECTOR: JAMES M.
CORNELIUS
Management For   For  
  1G.   ELECTION OF DIRECTOR: STEPHEN W.
GOLSBY
Management For   For  
  1H.   ELECTION OF DIRECTOR: MICHAEL
GROBSTEIN
Management For   For  
  1I.   ELECTION OF DIRECTOR: PETER KASPER
JAKOBSEN
Management For   For  
  1J.   ELECTION OF DIRECTOR: PETER G.
RATCLIFFE
Management For   For  
  1K.   ELECTION OF DIRECTOR: ELLIOTT SIGAL,
M.D., PH.D.
Management For   For  
  1L.   ELECTION OF DIRECTOR: ROBERT S.
SINGER
Management For   For  
  2.    ADVISORY APPROVAL OF NAMED
EXECUTIVE OFFICER COMPENSATION.
Management Abstain   Against  
  3.    THE RATIFICATION OF THE APPOINTMENT
OF DELOITTE & TOUCHE LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
Management For   For  
  EOG RESOURCES, INC.
  Security 26875P101   Meeting Type Annual  
  Ticker Symbol EOG               Meeting Date 01-May-2014
  ISIN US26875P1012   Agenda 933953792 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: JANET F. CLARK Management For   For  
  1B.   ELECTION OF DIRECTOR: CHARLES R.
CRISP
Management For   For  
  1C.   ELECTION OF DIRECTOR: JAMES C. DAY Management For   For  
  1D.   ELECTION OF DIRECTOR: MARK G. PAPA Management For   For  
  1E.   ELECTION OF DIRECTOR: H. LEIGHTON
STEWARD
Management For   For  
  1F.   ELECTION OF DIRECTOR: DONALD F.
TEXTOR
Management For   For  
  1G.   ELECTION OF DIRECTOR: WILLIAM R.
THOMAS
Management For   For  
  1H.   ELECTION OF DIRECTOR: FRANK G. WISNER Management For   For  
  2.    TO RATIFY THE APPOINTMENT BY THE
AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS OF DELOITTE & TOUCHE LLP,
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AS AUDITORS FOR THE
COMPANY FOR THE YEAR ENDING
DECEMBER 31, 2014.
Management For   For  
  3.    TO APPROVE, BY NON-BINDING VOTE, THE
COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
Management Abstain   Against  
  4.    STOCKHOLDER PROPOSAL CONCERNING
QUANTITATIVE RISK MANAGEMENT
REPORTING FOR HYDRAULIC FRACTURING
OPERATIONS, IF PROPERLY PRESENTED.
Shareholder Against   For  
  5.    STOCKHOLDER PROPOSAL CONCERNING A
METHANE EMISSIONS REPORT, IF
PROPERLY PRESENTED.
Shareholder Against   For  
  ALLERGAN, INC.
  Security 018490102   Meeting Type Annual  
  Ticker Symbol AGN               Meeting Date 06-May-2014
  ISIN US0184901025   Agenda 933947799 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: DAVID E.I. PYOTT Management For   For  
  1B.   ELECTION OF DIRECTOR: MICHAEL R.
GALLAGHER
Management For   For  
  1C.   ELECTION OF DIRECTOR: DEBORAH
DUNSIRE, M.D.
Management For   For  
  1D.   ELECTION OF DIRECTOR: TREVOR M.
JONES, PH.D.
Management For   For  
  1E.   ELECTION OF DIRECTOR: LOUIS J. LAVIGNE,
JR.
Management For   For  
  1F.   ELECTION OF DIRECTOR: PETER J.
MCDONNELL, M.D.
Management For   For  
  1G.   ELECTION OF DIRECTOR: TIMOTHY D.
PROCTOR
Management For   For  
  1H.   ELECTION OF DIRECTOR: RUSSELL T. RAY Management For   For  
  1I.   ELECTION OF DIRECTOR: HENRI A.
TERMEER
Management For   For  
  2.    RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2014.
Management For   For  
  3.    ADVISORY VOTE ON THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
Management Abstain   Against  
  4.    APPROVE THE AMENDMENT AND
RESTATEMENT OF OUR AMENDED AND
RESTATED CERTIFICATE OF
INCORPORATION TO PROVIDE
STOCKHOLDERS WITH THE RIGHT TO ACT
BY WRITTEN CONSENT.
Management For   For  
  5.    STOCKHOLDER PROPOSAL (SEPARATE
CHAIRMAN AND CEO).
Shareholder Against   For  
  NIELSEN HOLDINGS N.V.
  Security N63218106   Meeting Type Annual  
  Ticker Symbol NLSN              Meeting Date 06-May-2014
  ISIN NL0009538479   Agenda 933982692 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1.    TO (A) ADOPT OUR DUTCH STATUTORY
ANNUAL ACCOUNTS FOR THE YEAR ENDED
DECEMBER 31, 2013 AND (B) AUTHORIZE
THE PREPARATION OF OUR DUTCH
STATUTORY ANNUAL ACCOUNTS AND THE
ANNUAL REPORT OF THE BOARD OF
DIRECTORS REQUIRED BY DUTCH LAW,
BOTH FOR THE YEAR ENDING DECEMBER
31, 2014, IN THE ENGLISH LANGUAGE.
Management For   For  
  2.    TO DISCHARGE THE MEMBERS OF THE
BOARD OF DIRECTORS FROM LIABILITY
PURSUANT TO DUTCH LAW IN RESPECT OF
THE EXERCISE OF THEIR DUTIES DURING
THE YEAR ENDED DECEMBER 31, 2013.
Management For   For  
  3A.   ELECTION OF DIRECTOR: JAMES A.
ATTWOOD, JR.
Management For   For  
  3B.   ELECTION OF DIRECTOR: DAVID L.
CALHOUN
Management For   For  
  3C.   ELECTION OF DIRECTOR: KAREN M.
HOGUET
Management For   For  
  3D.   ELECTION OF DIRECTOR: JAMES M. KILTS Management For   For  
  3E.   ELECTION OF DIRECTOR: ALEXANDER
NAVAB
Management For   For  
  3F.   ELECTION OF DIRECTOR: ROBERT POZEN Management For   For  
  3G.   ELECTION OF DIRECTOR: VIVEK RANADIVE Management For   For  
  3H.   ELECTION OF DIRECTOR: GANESH RAO Management For   For  
  3I.   ELECTION OF DIRECTOR: JAVIER G. TERUEL Management For   For  
  4.    TO RATIFY THE APPOINTMENT OF ERNST &
YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2014.
Management For   For  
  5.    TO APPOINT ERNST & YOUNG
ACCOUNTANTS LLP AS OUR AUDITOR WHO
WILL AUDIT OUR DUTCH STATUTORY
ANNUAL ACCOUNTS FOR THE YEAR ENDING
DECEMBER 31, 2014.
Management For   For  
  6.    TO APPROVE THE NIELSEN HOLDINGS
EXECUTIVE ANNUAL INCENTIVE PLAN.
Management For   For  
  7.    TO APPROVE THE EXTENSION OF THE
AUTHORITY OF THE BOARD OF DIRECTORS
TO REPURCHASE UP TO 10% OF OUR
ISSUED SHARE CAPITAL (INCLUDING
DEPOSITARY RECEIPTS ISSUED FOR OUR
SHARES) UNTIL NOVEMBER 6, 2015 ON THE
OPEN MARKET, THROUGH PRIVATELY
NEGOTIATED TRANSACTIONS OR IN ONE OR
MORE SELF TENDER OFFERS FOR A PRICE
Management For   For  
    PER SHARE (OR DEPOSITARY RECEIPT) NOT
LESS THAN THE NOMINAL VALUE OF A
SHARE AND NOT HIGHER THAN 110% OF
THE MOST RECENTLY AVAILABLE (AS OF
THE TIME OF REPURCHASE) PRICE OF A ...
(DUE TO SPACE LIMITS, SEE PROXY
STATEMENT FOR FULL PROPOSAL)
           
  8.    TO AMEND OUR ARTICLES OF ASSOCIATION
TO CHANGE THE COMPANY NAME TO
NIELSEN N.V.
Management For   For  
  9.    TO APPROVE, IN A NON-BINDING, ADVISORY
VOTE, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN
THE PROXY STATEMENT PURSUANT TO THE
RULES OF THE SECURITIES AND EXCHANGE
COMMISSION.
Management Abstain   Against  
  EXPRESS SCRIPTS HOLDING COMPANY
  Security 30219G108   Meeting Type Annual  
  Ticker Symbol ESRX              Meeting Date 07-May-2014
  ISIN US30219G1085   Agenda 933941139 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: GARY G. BENANAV Management For   For  
  1B.   ELECTION OF DIRECTOR: MAURA C. BREEN Management For   For  
  1C.   ELECTION OF DIRECTOR: WILLIAM J.
DELANEY
Management For   For  
  1D.   ELECTION OF DIRECTOR: NICHOLAS J.
LAHOWCHIC
Management For   For  
  1E.   ELECTION OF DIRECTOR: THOMAS P. MAC
MAHON
Management For   For  
  1F.   ELECTION OF DIRECTOR: FRANK
MERGENTHALER
Management For   For  
  1G.   ELECTION OF DIRECTOR: WOODROW A.
MYERS, JR., MD
Management For   For  
  1H.   ELECTION OF DIRECTOR: JOHN O. PARKER,
JR.
Management For   For  
  1I.   ELECTION OF DIRECTOR: GEORGE PAZ Management For   For  
  1J.   ELECTION OF DIRECTOR: WILLIAM L.
ROPER, MD, MPH
Management For   For  
  1K.   ELECTION OF DIRECTOR: SEYMOUR
STERNBERG
Management For   For  
  2.    TO RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR 2014.
Management For   For  
  3.    TO APPROVE, BY NON-BINDING VOTE,
EXECUTIVE COMPENSATION.
Management Abstain   Against  
  GILEAD SCIENCES, INC.
  Security 375558103   Meeting Type Annual  
  Ticker Symbol GILD              Meeting Date 07-May-2014
  ISIN US3755581036   Agenda 933943006 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: JOHN F. COGAN Management For   For  
  1B.   ELECTION OF DIRECTOR: ETIENNE F.
DAVIGNON
Management For   For  
  1C.   ELECTION OF DIRECTOR: CARLA A. HILLS Management For   For  
  1D.   ELECTION OF DIRECTOR: KEVIN E. LOFTON Management For   For  
  1E.   ELECTION OF DIRECTOR: JOHN W. MADIGAN Management For   For  
  1F.   ELECTION OF DIRECTOR: JOHN C. MARTIN Management For   For  
  1G.   ELECTION OF DIRECTOR: NICHOLAS G.
MOORE
Management For   For  
  1H.   ELECTION OF DIRECTOR: RICHARD J.
WHITLEY
Management For   For  
  1I.   ELECTION OF DIRECTOR: GAYLE E. WILSON Management For   For  
  1J.   ELECTION OF DIRECTOR: PER WOLD-OLSEN Management For   For  
  2.    TO RATIFY THE SELECTION OF ERNST &
YOUNG LLP BY THE AUDIT COMMITTEE OF
THE BOARD OF DIRECTORS AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF GILEAD FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
Management For   For  
  3.    TO VOTE ON A PROPOSED AMENDMENT TO
GILEAD'S RESTATED CERTIFICATE OF
INCORPORATION TO DESIGNATE
DELAWARE CHANCERY COURT AS THE
EXCLUSIVE FORUM FOR CERTAIN LEGAL
ACTIONS.
Management For   For  
  4.    TO APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS AS PRESENTED IN
THE PROXY STATEMENT.
Management Abstain   Against  
  5.    TO VOTE ON A STOCKHOLDER PROPOSAL,
IF PROPERLY PRESENTED AT THE MEETING,
REQUESTING THAT THE BOARD ADOPT A
POLICY THAT THE CHAIRMAN OF THE
BOARD OF DIRECTORS BE AN
INDEPENDENT DIRECTOR.
Shareholder Against   For  
  6.    TO VOTE ON A STOCKHOLDER PROPOSAL,
IF PROPERLY PRESENTED AT THE MEETING,
REQUESTING THAT THE BOARD TAKE
STEPS TO PERMIT STOCKHOLDER ACTION
BY WRITTEN CONSENT.
Shareholder Against   For  
  7.    TO VOTE ON A STOCKHOLDER PROPOSAL,
IF PROPERLY PRESENTED AT THE MEETING,
REQUESTING THAT THE BOARD ADOPT A
POLICY THAT INCENTIVE COMPENSATION
FOR THE CHIEF EXECUTIVE OFFICER
INCLUDE NON-FINANCIAL MEASURES
BASED ON PATIENT ACCESS TO GILEAD'S
MEDICINES.
Shareholder Against   For  
  PEPSICO, INC.
  Security 713448108   Meeting Type Annual  
  Ticker Symbol PEP               Meeting Date 07-May-2014
  ISIN US7134481081   Agenda 933945860 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: SHONA L. BROWN Management For   For  
  1B.   ELECTION OF DIRECTOR: GEORGE W.
BUCKLEY
Management For   For  
  1C.   ELECTION OF DIRECTOR: IAN M. COOK Management For   For  
  1D.   ELECTION OF DIRECTOR: DINA DUBLON Management For   For  
  1E.   ELECTION OF DIRECTOR: RONA A.
FAIRHEAD
Management For   For  
  1F.   ELECTION OF DIRECTOR: RAY L. HUNT Management For   For  
  1G.   ELECTION OF DIRECTOR: ALBERTO
IBARGUEN
Management For   For  
  1H.   ELECTION OF DIRECTOR: INDRA K. NOOYI Management For   For  
  1I.   ELECTION OF DIRECTOR: SHARON PERCY
ROCKEFELLER
Management For   For  
  1J.   ELECTION OF DIRECTOR: JAMES J. SCHIRO Management For   For  
  1K.   ELECTION OF DIRECTOR: LLOYD G.
TROTTER
Management For   For  
  1L.   ELECTION OF DIRECTOR: DANIEL VASELLA Management For   For  
  1M.   ELECTION OF DIRECTOR: ALBERTO
WEISSER
Management For   For  
  2.    RATIFICATION OF THE APPOINTMENT OF
KPMG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR FISCAL YEAR 2014.
Management For   For  
  3.    ADVISORY APPROVAL OF THE COMPANY'S
EXECUTIVE COMPENSATION.
Management Abstain   Against  
  4.    APPROVAL OF THE MATERIAL TERMS OF
THE PERFORMANCE GOALS OF THE
PEPSICO, INC. EXECUTIVE INCENTIVE
COMPENSATION PLAN.
Management For   For  
  5.    POLICY REGARDING APPROVAL OF
POLITICAL CONTRIBUTIONS.
Shareholder Against   For  
  6.    POLICY REGARDING EXECUTIVE
RETENTION OF STOCK.
Shareholder Against   For  
  ECOLAB INC.
  Security 278865100   Meeting Type Annual  
  Ticker Symbol ECL               Meeting Date 08-May-2014
  ISIN US2788651006   Agenda 933946088 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: DOUGLAS M.
BAKER, JR.
Management For   For  
  1B.   ELECTION OF DIRECTOR: BARBARA J. BECK Management For   For  
  1C.   ELECTION OF DIRECTOR: LESLIE S. BILLER Management For   For  
  1D.   ELECTION OF DIRECTOR: CARL M. CASALE Management For   For  
  1E.   ELECTION OF DIRECTOR: STEPHEN I.
CHAZEN
Management For   For  
  1F.   ELECTION OF DIRECTOR: JERRY A.
GRUNDHOFER
Management For   For  
  1G.   ELECTION OF DIRECTOR: ARTHUR J.
HIGGINS
Management For   For  
  1H.   ELECTION OF DIRECTOR: JOEL W. JOHNSON Management For   For  
  1I.   ELECTION OF DIRECTOR: MICHAEL LARSON Management For   For  
  1J.   ELECTION OF DIRECTOR: JERRY W. LEVIN Management For   For  
  1K.   ELECTION OF DIRECTOR: ROBERT L.
LUMPKINS
Management For   For  
  1L.   ELECTION OF DIRECTOR: VICTORIA J. REICH Management For   For  
  1M.   ELECTION OF DIRECTOR: SUZANNE M.
VAUTRINOT
Management For   For  
  1N.   ELECTION OF DIRECTOR: JOHN J. ZILLMER Management For   For  
  2.    RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CURRENT
YEAR ENDING DECEMBER 31, 2014.
Management For   For  
  3.    RE-APPROVE THE ECOLAB INC.
MANAGEMENT PERFORMANCE INCENTIVE
PLAN, AS AMENDED.
Management For   For  
  4.    ADVISORY VOTE TO APPROVE THE
COMPENSATION OF EXECUTIVES
DISCLOSED IN THE PROXY STATEMENT.
Management Abstain   Against  
  5.    STOCKHOLDER PROPOSAL REQUESTING AN
INDEPENDENT BOARD CHAIR.
Shareholder Against   For  
  CVS CAREMARK CORPORATION
  Security 126650100   Meeting Type Annual  
  Ticker Symbol CVS               Meeting Date 08-May-2014
  ISIN US1266501006   Agenda 933947953 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1.1   ELECTION OF DIRECTOR: C. DAVID BROWN
II
Management For   For  
  1.2   ELECTION OF DIRECTOR: NANCY-ANN M.
DEPARLE
Management For   For  
  1.3   ELECTION OF DIRECTOR: DAVID W.
DORMAN
Management For   For  
  1.4   ELECTION OF DIRECTOR: ANNE M.
FINUCANE
Management For   For  
  1.5   ELECTION OF DIRECTOR: LARRY J. MERLO Management For   For  
  1.6   ELECTION OF DIRECTOR: JEAN-PIERRE
MILLON
Management For   For  
  1.7   ELECTION OF DIRECTOR: RICHARD J. SWIFT Management For   For  
  1.8   ELECTION OF DIRECTOR: WILLIAM C.
WELDON
Management For   For  
  1.9   ELECTION OF DIRECTOR: TONY L. WHITE Management For   For  
  2     PROPOSAL TO RATIFY INDEPENDENT
PUBLIC ACCOUNTING FIRM FOR 2014.
Management For   For  
  3     SAY ON PAY - AN ADVISORY VOTE ON THE
APPROVAL OF EXECUTIVE COMPENSATION.
Management Abstain   Against  
  COLGATE-PALMOLIVE COMPANY
  Security 194162103   Meeting Type Annual  
  Ticker Symbol CL                Meeting Date 09-May-2014
  ISIN US1941621039   Agenda 933943993 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: NIKESH ARORA Management For   For  
  1B.   ELECTION OF DIRECTOR: JOHN T. CAHILL Management For   For  
  1C.   ELECTION OF DIRECTOR: IAN COOK Management For   For  
  1D.   ELECTION OF DIRECTOR: HELENE D. GAYLE Management For   For  
  1E.   ELECTION OF DIRECTOR: ELLEN M.
HANCOCK
Management For   For  
  1F.   ELECTION OF DIRECTOR: JOSEPH JIMENEZ Management For   For  
  1G.   ELECTION OF DIRECTOR: RICHARD J.
KOGAN
Management For   For  
  1H.   ELECTION OF DIRECTOR: DELANO E. LEWIS Management For   For  
  1I.   ELECTION OF DIRECTOR: J. PEDRO
REINHARD
Management For   For  
  1J.   ELECTION OF DIRECTOR: STEPHEN I.
SADOVE
Management For   For  
  2.    RATIFY SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS
COLGATE'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
Management For   For  
  3.    ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
Management Abstain   Against  
  4.    STOCKHOLDER PROPOSAL ON EXECUTIVE
STOCK RETENTION REQUIREMENT.
Shareholder Against   For  
  3M COMPANY
  Security 88579Y101   Meeting Type Annual  
  Ticker Symbol MMM               Meeting Date 13-May-2014
  ISIN US88579Y1010   Agenda 933944008 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: LINDA G.
ALVARADO
Management For   For  
  1B.   ELECTION OF DIRECTOR: THOMAS "TONY" K.
BROWN
Management For   For  
  1C.   ELECTION OF DIRECTOR: VANCE D.
COFFMAN
Management For   For  
  1D.   ELECTION OF DIRECTOR: MICHAEL L.
ESKEW
Management For   For  
  1E.   ELECTION OF DIRECTOR: HERBERT L.
HENKEL
Management For   For  
  1F.   ELECTION OF DIRECTOR: MUHTAR KENT Management For   For  
  1G.   ELECTION OF DIRECTOR: EDWARD M. LIDDY Management For   For  
  1H.   ELECTION OF DIRECTOR: INGE G. THULIN Management For   For  
  1I.   ELECTION OF DIRECTOR: ROBERT J. ULRICH Management For   For  
  2.    TO RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS 3M'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
Management For   For  
  3.    ADVISORY APPROVAL OF EXECUTIVE
COMPENSATION.
Management Abstain   Against  
  4.    STOCKHOLDER PROPOSAL ON RIGHT TO
ACT BY WRITTEN CONSENT.
Shareholder Against   For  
  CUMMINS INC.
  Security 231021106   Meeting Type Annual  
  Ticker Symbol CMI               Meeting Date 13-May-2014
  ISIN US2310211063   Agenda 933949349 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1)    ELECTION OF DIRECTOR: N. THOMAS
LINEBARGER
Management For   For  
  2)    ELECTION OF DIRECTOR: WILLIAM I. MILLER Management For   For  
  3)    ELECTION OF DIRECTOR: ALEXIS M.
HERMAN
Management For   For  
  4)    ELECTION OF DIRECTOR: GEORGIA R.
NELSON
Management For   For  
  5)    ELECTION OF DIRECTOR: ROBERT K.
HERDMAN
Management For   For  
  6)    ELECTION OF DIRECTOR: ROBERT J.
BERNHARD
Management For   For  
  7)    ELECTION OF DIRECTOR: DR. FRANKLIN R.
CHANG DIAZ
Management For   For  
  8)    ELECTION OF DIRECTOR: STEPHEN B.
DOBBS
Management For   For  
  9)    ADVISORY VOTE TO APPROVE THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT.
Management Abstain   Against  
  10)   PROPOSAL TO RATIFY THE APPOINTMENT
OF PRICEWATERHOUSECOOPERS LLP AS
AUDITORS FOR 2014.
Management For   For  
  11)   SHAREHOLDER PROPOSAL REGARDING
CONFIDENTIAL VOTING.
Shareholder Against   For  
  EBAY INC.
  Security 278642103   Meeting Type Annual  
  Ticker Symbol EBAY              Meeting Date 13-May-2014
  ISIN US2786421030   Agenda 933949919 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1     DIRECTOR Management        
      1 FRED D. ANDERSON   For For  
      2 EDWARD W. BARNHOLT   For For  
      3 SCOTT D. COOK   For For  
      4 JOHN J. DONAHOE   For For  
  2     TO APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
Management Abstain   Against  
  3     TO APPROVE THE AMENDMENT AND
RESTATEMENT OF OUR 2008 EQUITY
INCENTIVE AWARD PLAN.
Management For   For  
  4     TO RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR OUR FISCAL
YEAR ENDING DECEMBER 31, 2014.
Management For   For  
  5     TO CONSIDER A STOCKHOLDER PROPOSAL
SUBMITTED BY JOHN CHEVEDDEN
REGARDING STOCKHOLDER ACTION BY
WRITTEN CONSENT WITHOUT A MEETING, IF
PROPERLY PRESENTED BEFORE THE
MEETING.
Shareholder Against   For  
  6     PROPOSAL WITHDRAWN Shareholder Against   For  
  MORGAN STANLEY
  Security 617446448   Meeting Type Annual  
  Ticker Symbol MS                Meeting Date 13-May-2014
  ISIN US6174464486   Agenda 933952497 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: ERSKINE B.
BOWLES
Management For   For  
  1B.   ELECTION OF DIRECTOR: HOWARD J.
DAVIES
Management For   For  
  1C.   ELECTION OF DIRECTOR: THOMAS H.
GLOCER
Management For   For  
  1D.   ELECTION OF DIRECTOR: JAMES P.
GORMAN
Management For   For  
  1E.   ELECTION OF DIRECTOR: ROBERT H. HERZ Management For   For  
  1F.   ELECTION OF DIRECTOR: C. ROBERT
KIDDER
Management For   For  
  1G.   ELECTION OF DIRECTOR: KLAUS KLEINFELD Management For   For  
  1H.   ELECTION OF DIRECTOR: DONALD T.
NICOLAISEN
Management For   For  
  1I.   ELECTION OF DIRECTOR: HUTHAM S.
OLAYAN
Management For   For  
  1J.   ELECTION OF DIRECTOR: JAMES W. OWENS Management For   For  
  1K.   ELECTION OF DIRECTOR: O. GRIFFITH
SEXTON
Management For   For  
  1L.   ELECTION OF DIRECTOR: RYOSUKE
TAMAKOSHI
Management For   For  
  1M.   ELECTION OF DIRECTOR: MASAAKI TANAKA Management For   For  
  1N.   ELECTION OF DIRECTOR: LAURA D. TYSON Management For   For  
  1O.   ELECTION OF DIRECTOR: RAYFORD
WILKINS, JR.
Management For   For  
  2.    TO RATIFY THE APPOINTMENT OF DELOITTE
& TOUCHE LLP AS INDEPENDENT AUDITOR
Management For   For  
  3.    TO APPROVE THE COMPENSATION OF
EXECUTIVES AS DISCLOSED IN THE PROXY
STATEMENT (NON-BINDING ADVISORY
RESOLUTION)
Management Abstain   Against  
  4.    SHAREHOLDER PROPOSAL REGARDING A
REPORT ON LOBBYING
Shareholder Against   For  
  THE SWATCH GROUP AG, NEUCHATEL
  Security H83949133   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 14-May-2014
  ISIN CH0012255144   Agenda 705114457 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  CMMT  PART 2 OF THIS MEETING IS FOR VOTING
ON AGENDA AND MEETING ATTENDANCE
REQUESTS-ONLY. PLEASE ENSURE THAT
YOU HAVE FIRST VOTED IN FAVOUR OF THE
REGISTRATION O-F SHARES IN PART 1 OF
THE MEETING. IT IS A MARKET
REQUIREMENT FOR MEETINGS OF-THIS
TYPE THAT THE SHARES ARE REGISTERED
AND MOVED TO A REGISTERED LOCATION
AT-THE CSD, AND SPECIFIC POLICIES AT
THE INDIVIDUAL SUB-CUSTODIANS MAY
VARY. UPO-N RECEIPT OF THE VOTE
INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED-ON YOUR
SHARES TO ALLOW FOR RECONCILIATION
AND RE-REGISTRATION FOLLOWING A TRA-
DE. THEREFORE WHILST THIS DOES NOT
PREVENT THE TRADING OF SHARES, ANY
THAT ARE-REGISTERED MUST BE FIRST
DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRAT-ION CAN
AFFECT THE VOTING RIGHTS OF THOSE
SHARES. IF YOU HAVE CONCERNS
REGARDI-NG YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
Non-Voting        
  1     APPROVAL OF THE ANNUAL REPORT 2013 Management No Action      
  2     DISCHARGE OF THE BOARD OF DIRECTORS
AND THE GROUP MANAGEMENT BOARD
Management No Action      
  3     RESOLUTION FOR THE APPROPRIATION OF
THE AVAILABLE EARNINGS
Management No Action      
  4.1   RE-ELECTION OF MRS. NAYLA HAYEK TO
THE BOARD OF DIRECTORS
Management No Action      
  4.2   RE-ELECTION OF MRS. ESTHER GRETHER
TO THE BOARD OF DIRECTORS
Management No Action      
  4.3   RE-ELECTION OF MR. ERNST TANNER TO
THE BOARD OF DIRECTORS
Management No Action      
  4.4   RE-ELECTION OF MR. GEORGES N. HAYEK
TO THE BOARD OF DIRECTORS
Management No Action      
  4.5   RE-ELECTION OF MR. CLAUDE NICOLLIER
TO THE BOARD OF DIRECTORS
Management No Action      
  4.6   RE-ELECTION OF MR. JEAN-PIERRE ROTH
TO THE BOARD OF DIRECTORS
Management No Action      
  4.7   RE-ELECTION OF MRS. NAYLA HAYEK AS
CHAIR OF THE BOARD OF DIRECTORS
Management No Action      
  5.1   ELECTION OF MRS. NAYLA HAYEK TO THE
COMPENSATION COMMITTEE
Management No Action      
  5.2   ELECTION OF MRS. ESTHER GRETHER TO
THE COMPENSATION COMMITTEE
Management No Action      
  5.3   ELECTION OF MR. ERNST TANNER TO THE
COMPENSATION COMMITTEE
Management No Action      
  5.4   ELECTION OF MR. GEORGES N. HAYEK TO
THE COMPENSATION COMMITTEE
Management No Action      
  5.5   ELECTION OF MR. CLAUDE NICOLLIER TO
THE COMPENSATION COMMITTEE
Management No Action      
  5.6   ELECTION OF MR. JEAN-PIERRE ROTH TO
THE COMPENSATION COMMITTEE
Management No Action      
  6     ELECTION OF THE INDEPENDENT
REPRESENTATIVE (MR. BERNHARD
LEHMANN)
Management No Action      
  7     ELECTION OF THE STATUTORY AUDITORS
(PRICEWATERHOUSECOOPERS LTD)
Management No Action      
  8     AD HOC Management No Action      
  GOOGLE INC.
  Security 38259P508   Meeting Type Annual  
  Ticker Symbol GOOG              Meeting Date 14-May-2014
  ISIN US38259P5089   Agenda 933948359 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1.    DIRECTOR Management        
      1 LARRY PAGE   For For  
      2 SERGEY BRIN   For For  
      3 ERIC E. SCHMIDT   For For  
      4 L. JOHN DOERR   For For  
      5 DIANE B. GREENE   For For  
      6 JOHN L. HENNESSY   For For  
      7 ANN MATHER   For For  
      8 PAUL S. OTELLINI   For For  
      9 K. RAM SHRIRAM   For For  
      10 SHIRLEY M. TILGHMAN   For For  
  2.    THE RATIFICATION OF THE APPOINTMENT
OF ERNST & YOUNG LLP AS GOOGLE'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
Management For   For  
  3.    THE APPROVAL OF 2013 COMPENSATION
AWARDED TO NAMED EXECUTIVE
OFFICERS.
Management Abstain   Against  
  4.    A STOCKHOLDER PROPOSAL REGARDING
EQUAL SHAREHOLDER VOTING, IF
PROPERLY PRESENTED AT THE MEETING.
Shareholder Against   For  
  5.    A STOCKHOLDER PROPOSAL REGARDING A
LOBBYING REPORT, IF PROPERLY
PRESENTED AT THE MEETING.
Shareholder Against   For  
  6.    A STOCKHOLDER PROPOSAL REGARDING
THE ADOPTION OF A MAJORITY VOTE
STANDARD FOR THE ELECTION OF
DIRECTORS, IF PROPERLY PRESENTED AT
THE MEETING.
Shareholder Against   For  
  7.    A STOCKHOLDER PROPOSAL REGARDING
TAX POLICY PRINCIPLES, IF PROPERLY
PRESENTED AT THE MEETING.
Shareholder Against   For  
  8.    A STOCKHOLDER PROPOSAL REGARDING
AN INDEPENDENT CHAIRMAN OF THE
BOARD POLICY, IF PROPERLY PRESENTED
AT THE MEETING.
Shareholder Against   For  
  THE WHITEWAVE FOODS COMPANY
  Security 966244105   Meeting Type Annual  
  Ticker Symbol WWAV              Meeting Date 15-May-2014
  ISIN US9662441057   Agenda 933952459 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1.1   ELECTION OF DIRECTOR: GREGG L. ENGLES Management For   For  
  1.2   ELECTION OF DIRECTOR: JOSEPH S.
HARDIN, JR.
Management For   For  
  2.    PROPOSAL TO APPROVE AMENDMENTS TO
OUR CHARTER PROMPTED BY THE
CONVERSION OF OUR CLASS B COMMON
STOCK INTO CLASS A COMMON STOCK.
Management For   For  
  3.    PROPOSAL TO APPROVE AMENDMENTS TO
OUR CHARTER PROMPTED BY THE
COMPLETION OF OUR SEPARATION FROM
DEAN FOODS COMPANY.
Management For   For  
  4.    PROPOSAL TO RATIFY THE APPOINTMENT
OF DELOITTE & TOUCHE LLP AS OUR
INDEPENDENT AUDITOR FOR 2014.
Management For   For  
  AMGEN INC.
  Security 031162100   Meeting Type Annual  
  Ticker Symbol AMGN              Meeting Date 15-May-2014
  ISIN US0311621009   Agenda 933956306 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A    ELECTION OF DIRECTOR: DR. DAVID
BALTIMORE
Management For   For  
  1B    ELECTION OF DIRECTOR: MR. FRANK J.
BIONDI, JR.
Management For   For  
  1C    ELECTION OF DIRECTOR: MR. ROBERT A.
BRADWAY
Management For   For  
  1D    ELECTION OF DIRECTOR: MR. FRANCOIS DE
CARBONNEL
Management For   For  
  1E    ELECTION OF DIRECTOR: DR. VANCE D.
COFFMAN
Management For   For  
  1F    ELECTION OF DIRECTOR: MR. ROBERT A.
ECKERT
Management For   For  
  1G    ELECTION OF DIRECTOR: MR. GREG C.
GARLAND
Management For   For  
  1H    ELECTION OF DIRECTOR: DR. REBECCA M.
HENDERSON
Management For   For  
  1I    ELECTION OF DIRECTOR: MR. FRANK C.
HERRINGER
Management For   For  
  1J    ELECTION OF DIRECTOR: DR. TYLER JACKS Management For   For  
  1K    ELECTION OF DIRECTOR: MS. JUDTIH C.
PELHAM
Management For   For  
  1L    ELECTION OF DIRECTOR: DR. RONALD D.
SUGAR
Management For   For  
  2     TO RATIFY THE SELECTION OF ERNST &
YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2014.
Management For   For  
  3     ADVISORY VOTE TO APPROVE OUR
EXECUTIVE COMPENSATION.
Management Abstain   Against  
  4     STOCKHOLDER PROPOSAL #1 (VOTE
TABULATION)
Shareholder Against   For  
  UNION PACIFIC CORPORATION
  Security 907818108   Meeting Type Annual  
  Ticker Symbol UNP               Meeting Date 15-May-2014
  ISIN US9078181081   Agenda 933969012 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: A.H. CARD, JR. Management For   For  
  1B.   ELECTION OF DIRECTOR: E.B. DAVIS, JR. Management For   For  
  1C.   ELECTION OF DIRECTOR: D.B. DILLON Management For   For  
  1D.   ELECTION OF DIRECTOR: J.R. HOPE Management For   For  
  1E.   ELECTION OF DIRECTOR: J.J. KORALESKI Management For   For  
  1F.   ELECTION OF DIRECTOR: C.C. KRULAK Management For   For  
  1G.   ELECTION OF DIRECTOR: M.R. MCCARTHY Management For   For  
  1H.   ELECTION OF DIRECTOR: M.W. MCCONNELL Management For   For  
  1I.   ELECTION OF DIRECTOR: T.F. MCLARTY III Management For   For  
  1J.   ELECTION OF DIRECTOR: S.R. ROGEL Management For   For  
  1K.   ELECTION OF DIRECTOR: J.H. VILLARREAL Management For   For  
  2.    RATIFICATION OF THE APPOINTMENT OF
DELOITTE & TOUCHE AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
Management For   For  
  3.    AN ADVISORY VOTE ON EXECUTIVE
COMPENSATION ("SAY ON PAY").
Management Abstain   Against  
  4.    AMENDMENT TO THE RESTATED ARTICLES
OF INCORPORATION TO INCREASE THE
AUTHORIZED NUMBER OF SHARES OF
COMMON STOCK.
Management For   For  
  5.    SHAREHOLDER PROPOSAL REGARDING
EXECUTIVES TO RETAIN SIGNIFICANT
STOCK IF PROPERLY PRESENTED AT THE
ANNUAL MEETING.
Shareholder Against   For  
  DISCOVERY COMMUNICATIONS, INC.
  Security 25470F104   Meeting Type Annual  
  Ticker Symbol DISCA             Meeting Date 16-May-2014
  ISIN US25470F1049   Agenda 933960418 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1.    DIRECTOR Management        
      1 ROBERT R. BENNETT   For For  
      2 JOHN C. MALONE   For For  
      3 DAVID M. ZASLAV   For For  
  2.    RATIFICATION OF THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS
DISCOVERY COMMUNICATIONS, INC.'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
Management For   For  
  3.    ADVISORY VOTE ON OUR EXECUTIVE
COMPENSATION DESCRIBED IN THESE
PROXY MATERIALS.
Management Abstain   Against  
  THE GOLDMAN SACHS GROUP, INC.
  Security 38141G104   Meeting Type Annual  
  Ticker Symbol GS                Meeting Date 16-May-2014
  ISIN US38141G1040   Agenda 933961078 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: LLOYD C.
BLANKFEIN
Management For   For  
  1B.   ELECTION OF DIRECTOR: M. MICHELE
BURNS
Management For   For  
  1C.   ELECTION OF DIRECTOR: GARY D. COHN Management For   For  
  1D.   ELECTION OF DIRECTOR: CLAES DAHLBACK Management For   For  
  1E.   ELECTION OF DIRECTOR: WILLIAM W.
GEORGE
Management For   For  
  1F.   ELECTION OF DIRECTOR: JAMES A.
JOHNSON
Management For   For  
  1G.   ELECTION OF DIRECTOR: LAKSHMI N.
MITTAL
Management For   For  
  1H.   ELECTION OF DIRECTOR: ADEBAYO O.
OGUNLESI
Management For   For  
  1I.   ELECTION OF DIRECTOR: PETER
OPPENHEIMER
Management For   For  
  1J.   ELECTION OF DIRECTOR: JAMES J. SCHIRO Management For   For  
  1K.   ELECTION OF DIRECTOR: DEBORA L. SPAR Management For   For  
  1L.   ELECTION OF DIRECTOR: MARK E. TUCKER Management For   For  
  1M.   ELECTION OF DIRECTOR: DAVID A. VINIAR Management For   For  
  2.    ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION (SAY ON PAY)
Management Abstain   Against  
  3.    RATIFICATION OF
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014
Management For   For  
  4.    SHAREHOLDER PROPOSAL REGARDING
PROXY ACCESS FOR SHAREHOLDERS
Shareholder Against   For  
  MACY'S INC.
  Security 55616P104   Meeting Type Annual  
  Ticker Symbol M                 Meeting Date 16-May-2014
  ISIN US55616P1049   Agenda 933983125 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: STEPHEN F.
BOLLENBACH
Management For   For  
  1B.   ELECTION OF DIRECTOR: DEIRDRE P.
CONNELLY
Management For   For  
  1C.   ELECTION OF DIRECTOR: MEYER FELDBERG Management For   For  
  1D.   ELECTION OF DIRECTOR: SARA LEVINSON Management For   For  
  1E.   ELECTION OF DIRECTOR: TERRY J.
LUNDGREN
Management For   For  
  1F.   ELECTION OF DIRECTOR: JOSEPH
NEUBAUER
Management For   For  
  1G.   ELECTION OF DIRECTOR: JOYCE M. ROCHE Management For   For  
  1H.   ELECTION OF DIRECTOR: PAUL C. VARGA Management For   For  
  1I.   ELECTION OF DIRECTOR: CRAIG E.
WEATHERUP
Management For   For  
  1J.   ELECTION OF DIRECTOR: MARNA C.
WHITTINGTON
Management For   For  
  2.    THE PROPOSED RATIFICATION OF THE
APPOINTMENT OF KPMG LLP AS MACY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 31, 2015.
Management For   For  
  3.    ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION.
Management Abstain   Against  
  4.    APPROVAL OF MACY'S AMENDED AND
RESTATED 2009 OMNIBUS INCENTIVE
COMPENSATION PLAN.
Management For   For  
  PENTAIR LTD.
  Security H6169Q108   Meeting Type Annual  
  Ticker Symbol PNR               Meeting Date 20-May-2014
  ISIN CH0193880173   Agenda 933967094 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: GLYNIS A. BRYAN Management For   For  
  1B.   ELECTION OF DIRECTOR: JERRY W. BURRIS Management For   For  
  1C.   ELECTION OF DIRECTOR: CAROL ANTHONY
(JOHN) DAVIDSON
Management For   For  
  1D.   ELECTION OF DIRECTOR: T. MICHAEL
GLENN
Management For   For  
  1E.   ELECTION OF DIRECTOR: DAVID H.Y. HO Management For   For  
  1F.   ELECTION OF DIRECTOR: RANDALL J.
HOGAN
Management For   For  
  1G.   ELECTION OF DIRECTOR: DAVID A. JONES Management For   For  
  1H.   ELECTION OF DIRECTOR: RONALD L.
MERRIMAN
Management For   For  
  1I.   ELECTION OF DIRECTOR: WILLIAM T.
MONAHAN
Management For   For  
  1J.   ELECTION OF DIRECTOR: BILLIE I.
WILLIAMSON
Management For   For  
  2.    TO ELECT RANDALL J. HOGAN AS THE
CHAIRMAN OF THE BOARD OF DIRECTORS
Management For   For  
  3A.   TO ELECT THE MEMBER OF THE
COMPENSATION COMMITTEE: DAVID A.
JONES
Management For   For  
  3B.   TO ELECT THE MEMBER OF THE
COMPENSATION COMMITTEE: GLYNIS A.
BRYAN
Management For   For  
  3C.   TO ELECT THE MEMBER OF THE
COMPENSATION COMMITTEE: T. MICHAEL
GLENN
Management For   For  
  3D.   TO ELECT THE MEMBER OF THE
COMPENSATION COMMITTEE: WILLIAM T.
MONAHAN
Management For   For  
  4.    TO ELECT PROXY VOTING SERVICES GMBH
AS THE INDEPENDENT PROXY
Management For   For  
  5.    TO APPROVE THE 2013 ANNUAL REPORT OF
PENTAIR LTD., THE STATUTORY FINANCIAL
STATEMENTS OF PENTAIR LTD. FOR THE
YEAR ENDED DECEMBER 31, 2013 AND THE
CONSOLIDATED FINANCIAL STATEMENTS
OF PENTAIR LTD. FOR THE YEAR ENDED
DECEMBER 31, 2013
Management For   For  
  6.    TO DISCHARGE THE BOARD OF DIRECTORS
AND EXECUTIVE OFFICERS OF PENTAIR
LTD. FROM LIABILITY FOR THE YEAR ENDED
DECEMBER 31, 2013
Management For   For  
  7A.   TO RE-ELECT DELOITTE AG AS STATUTORY
AUDITORS UNTIL THE NEXT ANNUAL
GENERAL MEETING
Management For   For  
  7B.   TO RATIFY APPOINTMENT OF DELOITTE &
TOUCHE LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2014
Management For   For  
  7C.   TO ELECT PRICEWATERHOUSECOOPERS
AG AS SPECIAL AUDITORS UNTIL THE NEXT
ANNUAL GENERAL MEETING
Management For   For  
  8A.   TO APPROVE THE APPROPRIATION OF
RESULTS FOR THE YEAR ENDED
DECEMBER 31, 2013 AS PROPOSED BY THE
BOARD OF DIRECTORS
Management For   For  
  8B.   TO APPROVE THE CONVERSION AND
APPROPRIATION OF RESERVES FROM
CAPITAL CONTRIBUTIONS TO DISTRIBUTE
AN ORDINARY CASH DIVIDEND AS
PROPOSED BY THE BOARD OF DIRECTORS
Management For   For  
  9.    TO APPROVE BY ADVISORY VOTE THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT
Management Abstain   Against  
  10.   TO APPROVE THE RENEWAL OF THE
AUTHORIZED CAPITAL OF PENTAIR LTD.
Management For   For  
  PENTAIR LTD.
  Security H6169Q111   Meeting Type Annual  
  Ticker Symbol     Meeting Date 20-May-2014
  ISIN     Agenda 933967107 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1.    TO APPROVE THE MERGER AGREEMENT BY
AND BETWEEN PENTAIR LTD. AND PENTAIR
PLC.
Management For   For  
  2.    TO APPROVE THE VOTING CAP ELIMINATION
PROPOSAL AS DESCRIBED IN THE PROXY
STATEMENT.
Management For   For  
  3.    TO APPROVE THE RESERVES PROPOSAL AS
DESCRIBED IN THE PROXY STATEMENT.
Management For   For  
  JPMORGAN CHASE & CO.
  Security 46625H100   Meeting Type Annual  
  Ticker Symbol JPM               Meeting Date 20-May-2014
  ISIN US46625H1005   Agenda 933970089 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: LINDA B.
BAMMANN
Management For   For  
  1B.   ELECTION OF DIRECTOR: JAMES A. BELL Management For   For  
  1C.   ELECTION OF DIRECTOR: CRANDALL C.
BOWLES
Management For   For  
  1D.   ELECTION OF DIRECTOR: STEPHEN B.
BURKE
Management For   For  
  1E.   ELECTION OF DIRECTOR: JAMES S. CROWN Management For   For  
  1F.   ELECTION OF DIRECTOR: JAMES DIMON Management For   For  
  1G.   ELECTION OF DIRECTOR: TIMOTHY P.
FLYNN
Management For   For  
  1H.   ELECTION OF DIRECTOR: LABAN P.
JACKSON, JR.
Management For   For  
  1I.   ELECTION OF DIRECTOR: MICHAEL A. NEAL Management For   For  
  1J.   ELECTION OF DIRECTOR: LEE R. RAYMOND Management For   For  
  1K.   ELECTION OF DIRECTOR: WILLIAM C.
WELDON
Management For   For  
  2.    ADVISORY RESOLUTION TO APPROVE
EXECUTIVE COMPENSATION
Management Abstain   Against  
  3.    RATIFICATION OF INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
Management For   For  
  4.    LOBBYING REPORT - REQUIRE ANNUAL
REPORT ON LOBBYING
Shareholder Against   For  
  5.    SPECIAL SHAREOWNER MEETINGS -
REDUCE THRESHOLD TO 15% RATHER
THAN 20% AND REMOVE PROCEDURAL
PROVISIONS
Shareholder Against   For  
  6.    CUMULATIVE VOTING - REQUIRE
CUMULATIVE VOTING FOR DIRECTORS
RATHER THAN ONE-SHARE ONE-VOTE
Shareholder Against   For  
  PENTAIR LTD.
  Security H6169Q108   Meeting Type Annual  
  Ticker Symbol PNR               Meeting Date 20-May-2014
  ISIN CH0193880173   Agenda 933971853 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: GLYNIS A. BRYAN Management For   For  
  1B.   ELECTION OF DIRECTOR: JERRY W. BURRIS Management For   For  
  1C.   ELECTION OF DIRECTOR: CAROL ANTHONY
(JOHN) DAVIDSON
Management For   For  
  1D.   ELECTION OF DIRECTOR: T. MICHAEL
GLENN
Management For   For  
  1E.   ELECTION OF DIRECTOR: DAVID H.Y. HO Management For   For  
  1F.   ELECTION OF DIRECTOR: RANDALL J.
HOGAN
Management For   For  
  1G.   ELECTION OF DIRECTOR: DAVID A. JONES Management For   For  
  1H.   ELECTION OF DIRECTOR: RONALD L.
MERRIMAN
Management For   For  
  1I.   ELECTION OF DIRECTOR: WILLIAM T.
MONAHAN
Management For   For  
  1J.   ELECTION OF DIRECTOR: BILLIE I.
WILLIAMSON
Management For   For  
  2.    TO ELECT RANDALL J. HOGAN AS THE
CHAIRMAN OF THE BOARD OF DIRECTORS
Management For   For  
  3A.   TO ELECT THE MEMBER OF THE
COMPENSATION COMMITTEE: DAVID A.
JONES
Management For   For  
  3B.   TO ELECT THE MEMBER OF THE
COMPENSATION COMMITTEE: GLYNIS A.
BRYAN
Management For   For  
  3C.   TO ELECT THE MEMBER OF THE
COMPENSATION COMMITTEE: T. MICHAEL
GLENN
Management For   For  
  3D.   TO ELECT THE MEMBER OF THE
COMPENSATION COMMITTEE: WILLIAM T.
MONAHAN
Management For   For  
  4.    TO ELECT PROXY VOTING SERVICES GMBH
AS THE INDEPENDENT PROXY
Management For   For  
  5.    TO APPROVE THE 2013 ANNUAL REPORT OF
PENTAIR LTD., THE STATUTORY FINANCIAL
STATEMENTS OF PENTAIR LTD. FOR THE
YEAR ENDED DECEMBER 31, 2013 AND THE
CONSOLIDATED FINANCIAL STATEMENTS
OF PENTAIR LTD. FOR THE YEAR ENDED
DECEMBER 31, 2013
Management For   For  
  6.    TO DISCHARGE THE BOARD OF DIRECTORS
AND EXECUTIVE OFFICERS OF PENTAIR
LTD. FROM LIABILITY FOR THE YEAR ENDED
DECEMBER 31, 2013
Management For   For  
  7A.   TO RE-ELECT DELOITTE AG AS STATUTORY
AUDITORS UNTIL THE NEXT ANNUAL
GENERAL MEETING
Management For   For  
  7B.   TO RATIFY APPOINTMENT OF DELOITTE &
TOUCHE LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2014
Management For   For  
  7C.   TO ELECT PRICEWATERHOUSECOOPERS
AG AS SPECIAL AUDITORS UNTIL THE NEXT
ANNUAL GENERAL MEETING
Management For   For  
  8A.   TO APPROVE THE APPROPRIATION OF
RESULTS FOR THE YEAR ENDED
DECEMBER 31, 2013 AS PROPOSED BY THE
BOARD OF DIRECTORS
Management For   For  
  8B.   TO APPROVE THE CONVERSION AND
APPROPRIATION OF RESERVES FROM
CAPITAL CONTRIBUTIONS TO DISTRIBUTE
AN ORDINARY CASH DIVIDEND AS
PROPOSED BY THE BOARD OF DIRECTORS
Management For   For  
  9.    TO APPROVE BY ADVISORY VOTE THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT
Management For   For  
  10.   TO APPROVE THE RENEWAL OF THE
AUTHORIZED CAPITAL OF PENTAIR LTD.
Management For   For  
  PENTAIR LTD.
  Security H6169Q111   Meeting Type Annual  
  Ticker Symbol     Meeting Date 20-May-2014
  ISIN     Agenda 933971865 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1.    TO APPROVE THE MERGER AGREEMENT BY
AND BETWEEN PENTAIR LTD. AND PENTAIR
PLC.
Management For   For  
  2.    TO APPROVE THE VOTING CAP ELIMINATION
PROPOSAL AS DESCRIBED IN THE PROXY
STATEMENT.
Management For   For  
  3.    TO APPROVE THE RESERVES PROPOSAL AS
DESCRIBED IN THE PROXY STATEMENT.
Management For   For  
  MONDELEZ INTERNATIONAL, INC.
  Security 609207105   Meeting Type Annual  
  Ticker Symbol MDLZ              Meeting Date 21-May-2014
  ISIN US6092071058   Agenda 933952360 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: STEPHEN F.
BOLLENBACH
Management For   For  
  1B.   ELECTION OF DIRECTOR: LEWIS W.K.
BOOTH
Management For   For  
  1C.   ELECTION OF DIRECTOR: LOIS D. JULIBER Management For   For  
  1D.   ELECTION OF DIRECTOR: MARK D.
KETCHUM
Management For   For  
  1E.   ELECTION OF DIRECTOR: JORGE S.
MESQUITA
Management For   For  
  1F.   ELECTION OF DIRECTOR: NELSON PELTZ Management For   For  
  1G.   ELECTION OF DIRECTOR: FREDRIC G.
REYNOLDS
Management For   For  
  1H.   ELECTION OF DIRECTOR: IRENE B.
ROSENFELD
Management For   For  
  1I.   ELECTION OF DIRECTOR: PATRICK T.
SIEWERT
Management For   For  
  1J.   ELECTION OF DIRECTOR: RUTH J. SIMMONS Management For   For  
  1K.   ELECTION OF DIRECTOR: RATAN N. TATA Management For   For  
  1L.   ELECTION OF DIRECTOR: JEAN-FRANCOIS
M.L. VAN BOXMEER
Management For   For  
  2.    ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION
Management Abstain   Against  
  3.    APPROVE MONDELEZ INTERNATIONAL, INC.
AMENDED AND RESTATED 2005
PERFORMANCE INCENTIVE PLAN
Management For   For  
  4.    RATIFICATION OF
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR FISCAL YEAR ENDING
DECEMBER 31, 2014
Management For   For  
  5.    SHAREHOLDER PROPOSAL: REPORT ON
PACKAGING
Shareholder Against   For  
  AMAZON.COM, INC.
  Security 023135106   Meeting Type Annual  
  Ticker Symbol AMZN              Meeting Date 21-May-2014
  ISIN US0231351067   Agenda 933970510 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: JEFFREY P.
BEZOS
Management For   For  
  1B.   ELECTION OF DIRECTOR: TOM A. ALBERG Management For   For  
  1C.   ELECTION OF DIRECTOR: JOHN SEELY
BROWN
Management For   For  
  1D.   ELECTION OF DIRECTOR: WILLIAM B.
GORDON
Management For   For  
  1E.   ELECTION OF DIRECTOR: JAMIE S.
GORELICK
Management For   For  
  1F.   ELECTION OF DIRECTOR: ALAIN MONIE Management For   For  
  1G.   ELECTION OF DIRECTOR: JONATHAN J.
RUBINSTEIN
Management For   For  
  1H.   ELECTION OF DIRECTOR: THOMAS O.
RYDER
Management For   For  
  1I.   ELECTION OF DIRECTOR: PATRICIA Q.
STONESIFER
Management For   For  
  2.    RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS
Management For   For  
  3.    ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION
Management Abstain   Against  
  4.    SHAREHOLDER PROPOSAL REGARDING A
REPORT CONCERNING CORPORATE
POLITICAL CONTRIBUTIONS
Shareholder Against   For  
  FACEBOOK INC.
  Security 30303M102   Meeting Type Annual  
  Ticker Symbol FB                Meeting Date 22-May-2014
  ISIN US30303M1027   Agenda 933958324 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1.    DIRECTOR Management        
      1 MARC L. ANDREESSEN   For For  
      2 ERSKINE B. BOWLES   For For  
      3 S.D. DESMOND-HELLMANN   For For  
      4 DONALD E. GRAHAM   For For  
      5 REED HASTINGS   For For  
      6 SHERYL K. SANDBERG   For For  
      7 PETER A. THIEL   For For  
      8 MARK ZUCKERBERG   For For  
  2.    TO RATIFY THE APPOINTMENT OF ERNST &
YOUNG LLP AS FACEBOOK, INC.'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
Management For   For  
  3.    A STOCKHOLDER PROPOSAL REGARDING
CHANGE IN STOCKHOLDER VOTING.
Shareholder Against   For  
  4.    A STOCKHOLDER PROPOSAL REGARDING
LOBBYING EXPENDITURES.
Shareholder Against   For  
  5.    A STOCKHOLDER PROPOSAL REGARDING
POLITICAL CONTRIBUTIONS.
Shareholder Against   For  
  6.    A STOCKHOLDER PROPOSAL REGARDING
CHILDHOOD OBESITY AND FOOD
MARKETING TO YOUTH.
Shareholder Against   For  
  7.    A STOCKHOLDER PROPOSAL REGARDING
AN ANNUAL SUSTAINABILITY REPORT.
Shareholder Against   For  
  TIFFANY & CO.
  Security 886547108   Meeting Type Annual  
  Ticker Symbol TIF               Meeting Date 22-May-2014
  ISIN US8865471085   Agenda 933967587 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: MICHAEL J.
KOWALSKI
Management For   For  
  1B.   ELECTION OF DIRECTOR: ROSE MARIE
BRAVO
Management For   For  
  1C.   ELECTION OF DIRECTOR: GARY E. COSTLEY Management For   For  
  1D.   ELECTION OF DIRECTOR: FREDERIC P.
CUMENAL
Management For   For  
  1E.   ELECTION OF DIRECTOR: LAWRENCE K.
FISH
Management For   For  
  1F.   ELECTION OF DIRECTOR: ABBY F.
KOHNSTAMM
Management For   For  
  1G.   ELECTION OF DIRECTOR: CHARLES K.
MARQUIS
Management For   For  
  1H.   ELECTION OF DIRECTOR: PETER W. MAY Management For   For  
  1I.   ELECTION OF DIRECTOR: WILLIAM A.
SHUTZER
Management For   For  
  1J.   ELECTION OF DIRECTOR: ROBERT S.
SINGER
Management For   For  
  2.    APPROVAL OF THE APPOINTMENT BY THE
BOARD OF DIRECTORS OF
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING JANUARY 31, 2015.
Management For   For  
  3.    APPROVAL OF THE COMPENSATION PAID
TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS IN FISCAL 2013.
Management Abstain   Against  
  4.    APPROVAL OF THE 2014 TIFFANY & CO.
EMPLOYEE INCENTIVE PLAN.
Management For   For  
  THE HOME DEPOT, INC.
  Security 437076102   Meeting Type Annual  
  Ticker Symbol HD                Meeting Date 22-May-2014
  ISIN US4370761029   Agenda 933970382 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: F. DUANE
ACKERMAN
Management For   For  
  1B.   ELECTION OF DIRECTOR: FRANCIS S. BLAKE Management For   For  
  1C.   ELECTION OF DIRECTOR: ARI BOUSBIB Management For   For  
  1D.   ELECTION OF DIRECTOR: GREGORY D.
BRENNEMAN
Management For   For  
  1E.   ELECTION OF DIRECTOR: J. FRANK BROWN Management For   For  
  1F.   ELECTION OF DIRECTOR: ALBERT P. CAREY Management For   For  
  1G.   ELECTION OF DIRECTOR: ARMANDO
CODINA
Management For   For  
  1H.   ELECTION OF DIRECTOR: HELENA B.
FOULKES
Management For   For  
  1I.   ELECTION OF DIRECTOR: WAYNE M.
HEWETT
Management For   For  
  1J.   ELECTION OF DIRECTOR: KAREN L. KATEN Management For   For  
  1K.   ELECTION OF DIRECTOR: MARK VADON Management For   For  
  2.    RATIFICATION OF THE APPOINTMENT OF
KPMG LLP
Management For   For  
  3.    ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION
Management Abstain   Against  
  4.    SHAREHOLDER PROPOSAL REGARDING
SPECIAL SHAREHOLDER MEETINGS
Shareholder Against   For  
  5.    SHAREHOLDER PROPOSAL REGARDING
EMPLOYMENT DIVERSITY REPORT
Shareholder Against   For  
  FLOWSERVE CORPORATION
  Security 34354P105   Meeting Type Annual  
  Ticker Symbol FLS               Meeting Date 22-May-2014
  ISIN US34354P1057   Agenda 933972716 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1.    DIRECTOR Management        
      1 GAYLA J. DELLY   For For  
      2 RICK J. MILLS   For For  
      3 CHARLES M. RAMPACEK   For For  
      4 WILLIAM C. RUSNACK   For For  
      5 JOHN R. FRIEDERY   For For  
      6 JOE E. HARLAN   For For  
      7 LEIF E. DARNER   For For  
  2.    ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
Management Abstain   Against  
  3.    RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP TO
SERVE AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2014.
Management For   For  
  4.    A SHAREHOLDER PROPOSAL REQUESTING
THE BOARD OF DIRECTORS TAKE ACTION
TO IMPLEMENT CONFIDENTIAL VOTING IN
UNCONTESTED PROXY SOLICITATIONS.
Shareholder Against   For  
  BOULDER BRANDS, INC.
  Security 101405108   Meeting Type Annual  
  Ticker Symbol BDBD              Meeting Date 22-May-2014
  ISIN US1014051080   Agenda 933975558 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1.    DIRECTOR Management        
      1 BENJAMIN D. CHERESKIN   For For  
      2 GERALD J. LABER   For For  
      3 JAMES B. LEIGHTON   For For  
  2.    PROPOSAL TO APPROVE, ON AN ADVISORY
BASIS, OUR NAMED EXECUTIVE OFFICER
COMPENSATION
Management For   For  
  3.    PROPOSAL TO RATIFY THE APPOINTMENT
OF ERNST & YOUNG LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014
Management For   For  
  CONTINENTAL RESOURCES, INC.
  Security 212015101   Meeting Type Annual  
  Ticker Symbol CLR               Meeting Date 23-May-2014
  ISIN US2120151012   Agenda 933966256 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1.    DIRECTOR Management        
      1 DAVID L. BOREN   For For  
      2 WILLIAM B. BERRY   For For  
  2.    APPROVAL, BY A NON-BINDING VOTE, OF
THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS.
Management Abstain   Against  
  3.    RATIFICATION OF SELECTION OF GRANT
THORNTON LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
Management For   For  
  PIONEER NATURAL RESOURCES COMPANY
  Security 723787107   Meeting Type Annual  
  Ticker Symbol PXD               Meeting Date 28-May-2014
  ISIN US7237871071   Agenda 933975990 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1.1   ELECTION OF DIRECTOR: TIMOTHY L. DOVE Management For   For  
  1.2   ELECTION OF DIRECTOR: STACY P.
METHVIN
Management For   For  
  1.3   ELECTION OF DIRECTOR: CHARLES E.
RAMSEY, JR.
Management For   For  
  1.4   ELECTION OF DIRECTOR: FRANK A. RISCH Management For   For  
  1.5   ELECTION OF DIRECTOR: EDISON C.
BUCHANAN
Management For   For  
  1.6   ELECTION OF DIRECTOR: LARRY R. GRILLOT Management For   For  
  1.7   ELECTION OF DIRECTOR: J. KENNETH
THOMPSON
Management For   For  
  1.8   ELECTION OF DIRECTOR: JIM A. WATSON Management For   For  
  2     RATIFICATION OF SELECTION OF
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
Management For   For  
  3     ADVISORY VOTE TO APPROVE EXECUTIVE
OFFICER COMPENSATION
Management Abstain   Against  
  4     REAPPROVAL OF THE SECTION 162(M)
MATERIAL TERMS UNDER THE 2006 LONG-
TERM INCENTIVE PLAN
Management For   For  
  BLACKROCK, INC.
  Security 09247X101   Meeting Type Annual  
  Ticker Symbol BLK               Meeting Date 29-May-2014
  ISIN US09247X1019   Agenda 933980193 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: ABDLATIF YOUSEF
AL-HAMAD
Management For   For  
  1B.   ELECTION OF DIRECTOR: MATHIS
CABIALLAVETTA
Management For   For  
  1C.   ELECTION OF DIRECTOR: PAMELA DALEY Management For   For  
  1D.   ELECTION OF DIRECTOR: JESSICA P.
EINHORN
Management For   For  
  1E.   ELECTION OF DIRECTOR: FABRIZIO FREDA Management For   For  
  1F.   ELECTION OF DIRECTOR: MURRAY S.
GERBER
Management For   For  
  1G.   ELECTION OF DIRECTOR: JAMES GROSFELD Management For   For  
  1H.   ELECTION OF DIRECTOR: DAVID H.
KOMANSKY
Management For   For  
  1I.   ELECTION OF DIRECTOR: SIR DERYCK
MAUGHAN
Management For   For  
  1J.   ELECTION OF DIRECTOR: CHERYL D. MILLS Management For   For  
  1K.   ELECTION OF DIRECTOR: MARCO ANTONIO
SLIM DOMIT
Management For   For  
  1L.   ELECTION OF DIRECTOR: JOHN S. VARLEY Management For   For  
  1M.   ELECTION OF DIRECTOR: SUSAN L.
WAGNER
Management For   For  
  2.    APPROVAL OF THE AMENDMENT TO THE
AMENDED AND RESTATED BLACKROCK,
INC. 1999 STOCK AWARD AND INCENTIVE
PLAN (THE "STOCK PLAN") AND RE-
APPROVAL OF THE PERFORMANCE GOALS
UNDER THE STOCK PLAN.
Management For   For  
  3.    RE-APPROVAL OF THE PERFORMANCE
GOALS SET FORTH IN THE AMENDED
BLACKROCK, INC. 1999 ANNUAL INCENTIVE
PERFORMANCE PLAN.
Management For   For  
  4.    APPROVAL, IN A NON-BINDING ADVISORY
VOTE, OF THE COMPENSATION OF THE
NAMED EXECUTIVE OFFICERS, AS
DISCLOSED AND DISCUSSED IN THE PROXY
STATEMENT.
Management Abstain   Against  
  5.    RATIFICATION OF THE APPOINTMENT OF
DELOITTE & TOUCHE LLP AS BLACKROCK'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014.
Management For   For  
  MASTERCARD INCORPORATED
  Security 57636Q104   Meeting Type Annual  
  Ticker Symbol MA                Meeting Date 03-Jun-2014
  ISIN US57636Q1040   Agenda 933987351 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: RICHARD
HAYTHORNTHWAITE
Management For   For  
  1B.   ELECTION OF DIRECTOR: AJAY BANGA Management For   For  
  1C.   ELECTION OF DIRECTOR: SILVIO BARZI Management For   For  
  1D.   ELECTION OF DIRECTOR: DAVID R.
CARLUCCI
Management For   For  
  1E.   ELECTION OF DIRECTOR: STEVEN J.
FREIBERG
Management For   For  
  1F.   ELECTION OF DIRECTOR: JULIUS
GENACHOWSKI
Management For   For  
  1G.   ELECTION OF DIRECTOR: MERIT E. JANOW Management For   For  
  1H.   ELECTION OF DIRECTOR: NANCY J. KARCH Management For   For  
  1I.   ELECTION OF DIRECTOR: MARC OLIVIE Management For   For  
  1J.   ELECTION OF DIRECTOR: RIMA QURESHI Management For   For  
  1K.   ELECTION OF DIRECTOR: JOSE OCTAVIO
REYES LAGUNES
Management For   For  
  1L.   ELECTION OF DIRECTOR: JACKSON P. TAI Management For   For  
  1M.   ELECTION OF DIRECTOR: EDWARD SUNING
TIAN
Management For   For  
  2.    ADVISORY APPROVAL OF THE COMPANY'S
EXECUTIVE COMPENSATION
Management Abstain   Against  
  3.    RATIFICATION OF THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
Management For   For  
  THE PRICELINE GROUP INC.
  Security 741503403   Meeting Type Annual  
  Ticker Symbol PCLN              Meeting Date 05-Jun-2014
  ISIN US7415034039   Agenda 933997097 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1.    DIRECTOR Management        
      1 TIMOTHY M. ARMSTRONG   For For  
      2 HOWARD W. BARKER, JR.   For For  
      3 JEFFERY H. BOYD   For For  
      4 JAN L. DOCTER   For For  
      5 JEFFREY E. EPSTEIN   For For  
      6 JAMES M. GUYETTE   For For  
      7 DARREN R. HUSTON   For For  
      8 NANCY B. PERETSMAN   For For  
      9 THOMAS E. ROTHMAN   For For  
      10 CRAIG W. RYDIN   For For  
  2.    TO RATIFY THE SELECTION OF DELOITTE &
TOUCHE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF
THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
Management For   For  
  3.    TO APPROVE ON AN ADVISORY BASIS THE
COMPENSATION PAID BY THE COMPANY TO
ITS NAMED EXECUTIVE OFFICERS.
Management Abstain   Against  
  4.    TO CONSIDER AND VOTE UPON A NON-
BINDING STOCKHOLDER PROPOSAL
CONCERNING STOCKHOLDER ACTION BY
WRITTEN CONSENT.
Shareholder Against   For  
  TIME WARNER CABLE INC
  Security 88732J207   Meeting Type Annual  
  Ticker Symbol TWC               Meeting Date 05-Jun-2014
  ISIN US88732J2078   Agenda 934011610 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: CAROLE BLACK Management For   For  
  1B.   ELECTION OF DIRECTOR: GLENN A. BRITT Management For   For  
  1C.   ELECTION OF DIRECTOR: THOMAS H.
CASTRO
Management For   For  
  1D.   ELECTION OF DIRECTOR: DAVID C. CHANG Management For   For  
  1E.   ELECTION OF DIRECTOR: JAMES E.
COPELAND, JR.
Management For   For  
  1F.   ELECTION OF DIRECTOR: PETER R. HAJE Management For   For  
  1G.   ELECTION OF DIRECTOR: DONNA A. JAMES Management For   For  
  1H.   ELECTION OF DIRECTOR: DON LOGAN Management For   For  
  1I.   ELECTION OF DIRECTOR: ROBERT D.
MARCUS
Management For   For  
  1J.   ELECTION OF DIRECTOR: N.J. NICHOLAS, JR. Management For   For  
  1K.   ELECTION OF DIRECTOR: WAYNE H. PACE Management For   For  
  1L.   ELECTION OF DIRECTOR: EDWARD D.
SHIRLEY
Management For   For  
  1M.   ELECTION OF DIRECTOR: JOHN E. SUNUNU Management For   For  
  2.    RATIFICATION OF INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
Management For   For  
  3.    ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION.
Management Abstain   Against  
  4.    STOCKHOLDER PROPOSAL ON DISCLOSURE
OF LOBBYING ACTIVITIES.
Shareholder Against   For  
  5.    STOCKHOLDER PROPOSAL ON
ACCELERATED VESTING OF EQUITY
AWARDS IN A CHANGE IN CONTROL.
Shareholder Against   For  
  WAL-MART STORES, INC.
  Security 931142103   Meeting Type Annual  
  Ticker Symbol WMT               Meeting Date 06-Jun-2014
  ISIN US9311421039   Agenda 933993479 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: AIDA M. ALVAREZ Management For   For  
  1B.   ELECTION OF DIRECTOR: JAMES I. CASH,
JR.
Management For   For  
  1C.   ELECTION OF DIRECTOR: ROGER C.
CORBETT
Management For   For  
  1D.   ELECTION OF DIRECTOR: PAMELA J. CRAIG Management For   For  
  1E.   ELECTION OF DIRECTOR: DOUGLAS N. DAFT Management For   For  
  1F.   ELECTION OF DIRECTOR: MICHAEL T. DUKE Management For   For  
  1G.   ELECTION OF DIRECTOR: TIMOTHY P.
FLYNN
Management For   For  
  1H.   ELECTION OF DIRECTOR: MARISSA A.
MAYER
Management For   For  
  1I.   ELECTION OF DIRECTOR: C. DOUGLAS
MCMILLON
Management For   For  
  1J.   ELECTION OF DIRECTOR: GREGORY B.
PENNER
Management For   For  
  1K.   ELECTION OF DIRECTOR: STEVEN S
REINEMUND
Management For   For  
  1L.   ELECTION OF DIRECTOR: JIM C. WALTON Management For   For  
  1M.   ELECTION OF DIRECTOR: S. ROBSON
WALTON
Management For   For  
  1N.   ELECTION OF DIRECTOR: LINDA S. WOLF Management For   For  
  2.    RATIFICATION OF ERNST & YOUNG LLP AS
INDEPENDENT ACCOUNTANTS
Management For   For  
  3.    ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION
Management Abstain   Against  
  4.    REQUEST FOR INDEPENDENT CHAIRMAN
POLICY
Shareholder Against   For  
  5.    REQUEST FOR ANNUAL REPORT ON
RECOUPMENT OF EXECUTIVE PAY
Shareholder Against   For  
  6.    REQUEST FOR ANNUAL REPORT ON
LOBBYING
Shareholder Against   For  
  THE TJX COMPANIES, INC.
  Security 872540109   Meeting Type Annual  
  Ticker Symbol TJX               Meeting Date 10-Jun-2014
  ISIN US8725401090   Agenda 934003194 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: ZEIN ABDALLA Management For   For  
  1B.   ELECTION OF DIRECTOR: JOSE B. ALVAREZ Management For   For  
  1C.   ELECTION OF DIRECTOR: ALAN M. BENNETT Management For   For  
  1D.   ELECTION OF DIRECTOR: BERNARD
CAMMARATA
Management For   For  
  1E.   ELECTION OF DIRECTOR: DAVID T. CHING Management For   For  
  1F.   ELECTION OF DIRECTOR: MICHAEL F. HINES Management For   For  
  1G.   ELECTION OF DIRECTOR: AMY B. LANE Management For   For  
  1H.   ELECTION OF DIRECTOR: CAROL
MEYROWITZ
Management For   For  
  1I.   ELECTION OF DIRECTOR: JOHN F. O'BRIEN Management For   For  
  1J.   ELECTION OF DIRECTOR: WILLOW B. SHIRE Management For   For  
  2.    RATIFICATION OF APPOINTMENT OF
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2015.
Management For   For  
  3.    SAY ON PAY: ADVISORY APPROVAL OF
TJX'S EXECUTIVE COMPENSATION.
Management Abstain   Against  
  BIOGEN IDEC INC.
  Security 09062X103   Meeting Type Annual  
  Ticker Symbol BIIB              Meeting Date 12-Jun-2014
  ISIN US09062X1037   Agenda 933996247 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1A.   ELECTION OF DIRECTOR: CAROLINE D.
DORSA
Management For   For  
  1B.   ELECTION OF DIRECTOR: STELIOS
PAPADOPOULOS
Management For   For  
  1C.   ELECTION OF DIRECTOR: GEORGE A.
SCANGOS
Management For   For  
  1D.   ELECTION OF DIRECTOR: LYNN SCHENK Management For   For  
  1E.   ELECTION OF DIRECTOR: ALEXANDER J.
DENNER
Management For   For  
  1F.   ELECTION OF DIRECTOR: NANCY L.
LEAMING
Management For   For  
  1G.   ELECTION OF DIRECTOR: RICHARD C.
MULLIGAN
Management For   For  
  1H.   ELECTION OF DIRECTOR: ROBERT W.
PANGIA
Management For   For  
  1I.   ELECTION OF DIRECTOR: BRIAN S. POSNER Management For   For  
  1J.   ELECTION OF DIRECTOR: ERIC K.
ROWINSKY
Management For   For  
  1K.   ELECTION OF DIRECTOR: STEPHEN A.
SHERWIN
Management For   For  
  2.    TO RATIFY THE SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS
BIOGEN IDEC INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
Management For   For  
  3.    SAY ON PAY - AN ADVISORY VOTE ON
EXECUTIVE COMPENSATION.
Management Abstain   Against  
  CELGENE CORPORATION
  Security 151020104   Meeting Type Annual  
  Ticker Symbol CELG              Meeting Date 18-Jun-2014
  ISIN US1510201049   Agenda 934002837 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1.    DIRECTOR Management        
      1 ROBERT J. HUGIN   For For  
      2 R.W. BARKER, D. PHIL.   For For  
      3 MICHAEL D. CASEY   For For  
      4 CARRIE S. COX   For For  
      5 RODMAN L. DRAKE   For For  
      6 M.A. FRIEDMAN, M.D.   For For  
      7 GILLA KAPLAN, PH.D.   For For  
      8 JAMES J. LOUGHLIN   For For  
      9 ERNEST MARIO, PH.D.   For For  
  2.    RATIFICATION OF THE APPOINTMENT OF
KPMG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
Management For   For  
  3.    AMENDMENT OF THE COMPANY'S
CERTIFICATE OF INCORPORATION TO
INCREASE THE AUTHORIZED NUMBER OF
SHARES OF COMMON STOCK AND TO
EFFECT A STOCK SPLIT.
Management For   For  
  4.    APPROVAL OF AN AMENDMENT OF THE
COMPANY'S 2008 STOCK INCENTIVE PLAN.
Management Against   Against  
  5.    APPROVAL, BY NON-BINDING VOTE, OF
EXECUTIVE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
Management Abstain   Against  
  6.    STOCKHOLDER PROPOSAL DESCRIBED IN
MORE DETAIL IN THE PROXY STATEMENT.
Shareholder Against   For  
  LIBERTY GLOBAL PLC.
  Security G5480U104   Meeting Type Annual  
  Ticker Symbol LBTYA             Meeting Date 26-Jun-2014
  ISIN GB00B8W67662   Agenda 934017155 - Management
                       
  Item Proposal Type Vote For/Against
Management
 
  1.    TO ELECT MIRANDA CURTIS AS A DIRECTOR
OF LIBERTY GLOBAL FOR A TERM EXPIRING
AT THE ANNUAL GENERAL MEETING TO BE
HELD IN 2017.
Management For   For  
  2.    TO ELECT JOHN W. DICK AS A DIRECTOR OF
LIBERTY GLOBAL FOR A TERM EXPIRING AT
THE ANNUAL GENERAL MEETING TO BE
HELD IN 2017.
Management For   For  
  3.    TO ELECT J.C. SPARKMAN AS A DIRECTOR
OF LIBERTY GLOBAL FOR A TERM EXPIRING
AT THE ANNUAL GENERAL MEETING TO BE
HELD IN 2017.
Management For   For  
  4.    TO ELECT J. DAVID WARGO AS A DIRECTOR
OF LIBERTY GLOBAL FOR A TERM EXPIRING
AT THE ANNUAL GENERAL MEETING TO BE
HELD IN 2017.
Management For   For  
  5.    TO APPROVE THE DIRECTORS'
COMPENSATION POLICY CONTAINED IN
APPENDIX A OF LIBERTY GLOBAL'S PROXY
STATEMENT FOR THE 2014 ANNUAL
GENERAL MEETING OF SHAREHOLDERS (IN
ACCORDANCE WITH REQUIREMENTS
APPLICABLE TO UNITED KINGDOM (U.K.)
COMPANIES) TO BE EFFECTIVE AS OF THE
DATE OF THE 2014 ANNUAL GENERAL
MEETING OF SHAREHOLDERS.
Management For   For  
  6.    TO APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN LIBERTY
GLOBAL'S PROXY STATEMENT FOR THE
2014 ANNUAL GENERAL MEETING OF
SHAREHOLDERS PURSUANT TO THE
COMPENSATION DISCLOSURE RULES OF
THE SECURITIES AND EXCHANGE
COMMISSION, INCLUDING THE
COMPENSATION DISCUSSION AND
ANALYSIS SECTION, THE SUMMARY
COMPENSATION TABLE AND OTHER
RELATED TABLES AND DISCLOSURE.
Management Abstain   Against  
  7.    THE OPTION OF ONCE EVERY ONE YEAR,
TWO YEARS, OR THREE YEARS THAT
RECEIVES A MAJORITY OF THE
AFFIRMATIVE VOTES CAST FOR THIS
RESOLUTION WILL BE DETERMINED TO BE
THE FREQUENCY FOR THE ADVISORY VOTE
ON THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS AS DISCLOSED
PURSUANT TO THE SECURITIES AND
EXCHANGE COMMISSION'S COMPENSATION
DISCLOSURE RULES.
Management Abstain   Against  
  8.    TO APPROVE, ON AN ADVISORY BASIS, THE
ANNUAL REPORT ON THE IMPLEMENTATION
OF THE DIRECTORS' COMPENSATION
POLICY FOR THE YEAR ENDED DECEMBER
31, 2013, CONTAINED IN APPENDIX A OF THE
PROXY STATEMENT (IN ACCORDANCE WITH
REQUIREMENTS APPLICABLE TO U.K.
COMPANIES).
Management For   For  
  9.    TO RATIFY THE APPOINTMENT OF KPMG LLP
(U.S.) AS LIBERTY GLOBAL'S INDEPENDENT
AUDITOR FOR THE YEAR ENDING
DECEMBER 31, 2014.
Management For   For  
  10.   TO APPOINT KPMG LLP (U.K.) AS LIBERTY
GLOBAL'S U.K. STATUTORY AUDITOR
UNDER THE U.K. COMPANIES ACT 2006 (TO
HOLD OFFICE UNTIL THE CONCLUSION OF
THE NEXT ANNUAL GENERAL MEETING AT
WHICH ACCOUNTS ARE LAID BEFORE
LIBERTY GLOBAL).
Management For   For  
  11.   TO AUTHORIZE THE AUDIT COMMITTEE OF
LIBERTY GLOBAL'S BOARD OF DIRECTORS
TO DETERMINE THE U.K. STATUTORY
AUDITOR'S COMPENSATION.
Management For   For  

 

 

 
 

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Registrant   The GAMCO Growth Fund

 

By (Signature and Title)*   /s/ Bruce N. Alpert

Bruce N. Alpert, Principal Executive Officer

 

 

Date 8/13/2014

 

*Print the name and title of each signing officer under his or her signature.