EX-99.77C 2 e49583ex77c.htm MATTERS SUBMITTED TO A VOTE OF SECURITY HOLDERS

Exhibit 77C. Matters submitted to a vote of security holders.

 

 

The Annual Meeting of Shareholders of the Fund was held on May 10, 2012. The description of each matter voted upon and the number of shares voted at the Annual Meeting is as follows:

 

  For Withheld  
1.Election of Directors*

 

Directors elected by the holders of the Fund’s common stock:

     
Stewart E. Conner 133,686,160 4,133,724  
Eileen A. Moran 133,897,437 3,922,447  
David J. Vitale 133,564,345 4,255,539  
       

Director elected by the holders of the Fund’s preferred stock:

                     
Nancy Lampton            3,494              53  
       
*Directors whose term of office continued beyond this meeting are Robert J. Genetski, Phillip R. McLoughlin, Geraldine M. McNamara, Nathan I. Partain, Christian H. Poindexter and Carl F. Pollard.
2.Proposal to amend certain provisions of the Fund’s charter that govern the terms of its preferred stock in order to permit the Fund, under certain circumstances, to depart from guidelines imposed by the rating agencies. (This proposal did not pass because in the separate class vote of the preferred shareholders, a majority of shares voted against.)
  For Against Abstain  
       
         
Common and preferred stock votes 101,074,814 7,587,845 3,979,386  
         
Preferred stock votes           1,385        2,156              3  
         
3.Proposal to amend the Fund’s fundamental investment restrictions

 

  For Withheld Abstain
       
       
Common and preferred stock votes 112,642,044 8,303,551 4,056,571
       
Preferred stock votes           3,540              3              0