0001209191-20-061515.txt : 20201203 0001209191-20-061515.hdr.sgml : 20201203 20201203164923 ACCESSION NUMBER: 0001209191-20-061515 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201202 FILED AS OF DATE: 20201203 DATE AS OF CHANGE: 20201203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BURNEY DAVID C CENTRAL INDEX KEY: 0001223156 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-07087 FILM NUMBER: 201367458 MAIL ADDRESS: STREET 1: 130 COMMERCE WAY CITY: EAST AURORA STATE: NY ZIP: 14052 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASTRONICS CORP CENTRAL INDEX KEY: 0000008063 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 160959303 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 130 COMMERCE WAY STREET 2: - CITY: EAST AURORA STATE: NY ZIP: 14052-2191 BUSINESS PHONE: 716-805-1599 MAIL ADDRESS: STREET 1: 130 COMMERCE WAY STREET 2: - CITY: EAST AURORA STATE: NY ZIP: 14052-2191 FORMER COMPANY: FORMER CONFORMED NAME: ASTRONICS LUMINESCENT INC DATE OF NAME CHANGE: 19711209 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2020-12-02 2020-12-02 0 0000008063 ASTRONICS CORP ATRO 0001223156 BURNEY DAVID C 130 COMMERCE WAY EAST AURORA NY 14052 0 1 0 0 VP-FINANCE, CFO $.01 PV COMMON STOCK 2020-12-02 4 M 0 5000 7.68 A 47645 D $.01 PV COMMON STOCK 2020-12-02 4 M 0 8850 12.02 D 38795 D $.01 PV CLASS B STOCK 2020-12-02 4 M 0 8852 7.68 A 191669 D OPTION 7.68 2020-12-02 4 M 0 5000 7.68 D 2011-12-02 2020-12-02 $.01 PV COM STK 5000 0 D OPTION 7.68 2020-12-02 4 M 0 8852 7.68 D 2011-12-02 2020-12-02 $.01 PV CL B STK 8852 0 D OPTION 13.59 2012-12-01 2021-12-01 $.01 PV COM STK 3600 3600 D OPTION 13.59 2012-12-01 2021-12-01 $.01 PV CL B STK 5467 5467 D OPTION 9.20 2013-11-29 2022-11-29 $.01 PV COM STK 6400 6400 D OPTION 9.20 2013-11-29 2022-11-29 $.01 PV CL B STK 7616 7616 D OPTION 28.45 2014-12-11 2023-12-11 $.01 PV COM STK 2600 2600 D Option 28.45 2014-12-11 2023-12-11 $.01 PV CL B STK 2145 2145 D OPTION 30.83 2015-12-11 2024-12-11 $.01 PV COM STK 3150 3150 D Option 30.83 2015-12-11 2024-12-11 $.01 PV CL B STK 1641 1641 D Option 27.72 2016-12-03 2025-12-03 $.01 PV COM STK 4100 4100 D Option 27.72 2016-12-03 2025-12-03 $.01 PV CL B STK 1322 1322 D Option 31.76 2017-12-14 2026-12-14 $.01 PV COM STK 4370 4370 D Option 31.76 2017-12-14 2026-12-14 $.01 PV CL B STK 656 656 D Option 35.61 2018-12-12 2027-12-12 $.01 PV COM STK 6350 6350 D Option 35.61 2018-12-12 2027-12-12 $.01 PV CL B STK 953 953 D Restricted Stock Unit $.01 PV COM STK 1095 1095 D Restricted Stock Unit $.01 PV CL B STK 164 164 D Option 31.57 2019-12-13 2028-12-13 $.01 PV COM STK 8410 8410 D Restricted Stock Unit $.01 PV COM STK 1106 1106 D Option 30.04 2020-12-09 2029-12-09 $.01 PV COM STK 13600 13600 D Restricted Stock Unit $.01 PV COM STK 6625 6625 D Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Vesting of these restricted stock units depends on Astronics Corp.'s average annual adjusted EBITDA for the period of January 1, 2018- December 31, 2020. The "target" number of restricted stock units is reported. Between 75% and 115% of the target number of units may vest on December 31, 2020, with the vesting percentage determined based on actual performance. Each restricted stock unit represents the right to receive, at settlement, one share of Class B stock. Vesting of these restricted stock units depends on Astronics Corp.'s average annual adjusted EBITDA for the period of January 1, 2019- December 31, 2021. The "target" number of restricted stock units is reported. Between 75% and 115% of the target number of units may vest on December 31, 2021, with the vesting percentage determined based on actual performance. Vesting of these restricted stock units depends on Astronics Corp.'s average annual adjusted EBITDA for the period January1, 2020- December 31, 2022. The "target" number of restricted stock units is reported. Between 75% and 115% of the target number of units may vest on December 31, 2022, with the vesting percentage determined based on actual performance. /S/Julie Davis, as power of attorney for David C. Burney 2020-12-03