0001209191-20-018846.txt : 20200313 0001209191-20-018846.hdr.sgml : 20200313 20200313161219 ACCESSION NUMBER: 0001209191-20-018846 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200312 FILED AS OF DATE: 20200313 DATE AS OF CHANGE: 20200313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mulato James CENTRAL INDEX KEY: 0001693402 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-07087 FILM NUMBER: 20712793 MAIL ADDRESS: STREET 1: 4 GOODYEAR CITY: IRVINE STATE: CA ZIP: 92677 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASTRONICS CORP CENTRAL INDEX KEY: 0000008063 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 160959303 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 130 COMMERCE WAY STREET 2: - CITY: EAST AURORA STATE: NY ZIP: 14052-2191 BUSINESS PHONE: 716-805-1599 MAIL ADDRESS: STREET 1: 130 COMMERCE WAY STREET 2: - CITY: EAST AURORA STATE: NY ZIP: 14052-2191 FORMER COMPANY: FORMER CONFORMED NAME: ASTRONICS LUMINESCENT INC DATE OF NAME CHANGE: 19711209 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-03-12 0 0000008063 ASTRONICS CORP ATRO 0001693402 Mulato James 130 COMMERCE WAY EAST AURORA NY 14052 0 0 0 1 Pres Astronics Test Systems $.01 PV Common Stock 2020-03-12 4 P 0 2000 13.20 A 5011 D $.01 PV Class B Stock 869 D $.01 PV Common Stock 100 I Spouse $.01 PV Class B Stock 32 I Spouse Option 34.75 2015-03-31 2024-03-31 $.01 PV Com Stk 2400 2400 D Option 34.75 2015-03-31 2024-03-31 $.01 PV Cl B Stk 1980 1980 D Option 30.83 2015-12-11 2024-12-11 $.01 PV Com Stk 3300 3300 D Option 30.83 2015-12-11 2024-12-11 $.01 PV Cl B Stk 1719 1719 D Option 27.72 2016-12-03 2025-12-03 $.01 PV Com Stk 4300 4300 D Option 27.72 2016-12-03 2025-12-03 $.01 PV Cl B Stk 1387 1387 D Option 31.76 2017-12-14 2026-12-14 $.01 PV Com Stk 6560 6560 D Option 31.76 2017-12-14 2026-12-14 $.01 PV Cl B Stk 984 984 D Option 35.61 2018-12-12 2027-12-12 $.01 PV Com Stk 7950 7950 D Option 35.61 2018-12-12 2027-12-12 $.01 PV Cl B Stk 1193 1193 D Restricted Stock Unit $.01 PV Com Stk 2175 2175 D Restricted Stock Unit $.01 PV Cl B Stk 326 326 D Option 31.57 2019-12-13 2028-12-13 $.01 PV Com Stk 11570 11570 D Restricted Stock Unit $.01 PV Com Stk 2306 2306 D Option 30.04 2020-12-09 2029-12-09 $.01 PV Com Stk 18150 18150 D Restricted Stock Unit $.01 PV Com Stk 8650 8650 D Represents shares owned by his wife. Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Vesting of these restricted stock units depends on Astronics Corp.'s average annual adjusted EBITDA for the period of January 1, 2018- December 31, 2020. The "target" number of restricted stock units is reported. Between 75% and 115% of the target number of units may vest on December 31, 2020, with the vesting percentage determined based on actual performance. Each restricted stock unit represents the right to receive, at settlement, one share of Class B stock. Vesting of these restricted stock units depends on Astronics Corp.'s average annual adjusted EBITDA for the period of January 1, 2019-December 31, 2021. The "target" number of restricted stock units is reported. Between 75% and 115% of the target number of units may vest on December 31, 2021, with the vesting percentage determined based on actual performance. Vesting of these restricted stock units depends on Astronics Corp.'s average annual adjusted EBITDA for the period January1, 2020- December 31, 2022. The "target" number of restricted stock units is reported. Between 75% and 115% of the target number of units may vest on December 31, 2022, with the vesting percentage determined based on actual performance. /s/Julie Davis, as Power of Attorney for James Mulato 2020-03-13