0001209191-18-045704.txt : 20180807 0001209191-18-045704.hdr.sgml : 20180807 20180807165840 ACCESSION NUMBER: 0001209191-18-045704 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180803 FILED AS OF DATE: 20180807 DATE AS OF CHANGE: 20180807 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GUNDERMANN PETER J CENTRAL INDEX KEY: 0001182854 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-07087 FILM NUMBER: 18998860 MAIL ADDRESS: STREET 1: 130 COMMERCE WAY CITY: EAST AURORA STATE: NY ZIP: 14052 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASTRONICS CORP CENTRAL INDEX KEY: 0000008063 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 160959303 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 130 COMMERCE WAY STREET 2: - CITY: EAST AURORA STATE: NY ZIP: 14052-2191 BUSINESS PHONE: 716-805-1599 MAIL ADDRESS: STREET 1: 130 COMMERCE WAY STREET 2: - CITY: EAST AURORA STATE: NY ZIP: 14052-2191 FORMER COMPANY: FORMER CONFORMED NAME: ASTRONICS LUMINESCENT INC DATE OF NAME CHANGE: 19711209 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-08-03 0 0000008063 ASTRONICS CORP ATRO 0001182854 GUNDERMANN PETER J 130 COMMERCE WAY EAST AURORA NY 14052 1 1 0 0 PRESIDENT/CEO $.01 PV COMMON STOCK 2018-08-03 4 C 0 45148 0.00 A 54743 D $.01 PV COMMON STOCK 2018-08-03 4 S 0 47322 45.00 D 7421 D $.01 PV CLASS B STOCK 2018-08-03 4 C 0 45148 0.00 D 486403 D OPTION 3.27 2009-12-09 2018-12-09 $.01 PV COM STK 35451 35451 D OPTION 3.27 2009-12-09 2018-12-09 $.01 PV CL B STK 51588 51588 D OPTION 3.27 2010-12-03 2019-12-03 $.01 PV COM STK 37480 37480 D OPTION 3.27 2010-12-03 2019-12-03 $.01 PV CL B STK 52812 52812 D OPTION 8.82 2011-12-02 2020-12-02 $.01 PV COM STK 14700 14700 D OPTION 8.82 2011-12-02 2020-12-02 $.01 PV CL B STK 20714 20714 D OPTION 15.63 2012-12-01 2021-12-01 $.01 PV COM STK 10700 10700 D OPTION 15.63 2012-12-01 2021-12-01 $.01 PV CL B STK 12734 12734 D OPTION 10.58 2013-11-29 2022-11-29 $.01 PV COM STK 18700 18700 D OPTION 10.58 2013-11-29 2022-11-29 $.01 PV CL B STK 16912 16912 D OPTION 32.72 2014-12-11 2023-12-11 $.01 PV COM STK 8300 8300 D OPTION 32.72 2014-12-11 2023-12-11 $.01 PV CL B STK 4872 4872 D OPTION 35.46 2015-12-11 2024-12-11 $.01 PV COM STK 10100 10100 D OPTION 35.46 2015-12-11 2024-12-11 $.01 PV CL B STK 3257 3257 D OPTION 31.88 2016-12-03 2025-12-03 $.01 PV COM STK 13700 13700 D Option 31.88 2016-12-03 2025-12-03 $.01 PV CL B STK 2055 2055 D Option 36.52 2017-12-14 2026-12-14 $.01 PV COM STK 14460 14460 D Option 40.95 2018-12-12 2027-12-12 $.01 PV COM STK 26300 26300 D Restricted Stock Unit $.01 PV COM STK 1805 1805 D Represents shares converted from Class B Common Stock to Common Stock. Sold pursuant to a 10b5-1 trading plan. All sales under this 10b5-1 trading plan have been completed. Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Vesting of these restricted stock units depends on Astronics Corp.'s average annual adjusted EBITDA for the period of January 1, 2018- December 31, 2020. The "target" number of restricted stock units is reported. Between 75% and 115% of the target number of units may vest on December 31, 2020, with the vesting percentage determined based on actual performance. /S/JULIE DAVIS, AS POWER OF ATTORNEY FOR PETER J. GUNDERMANN 2018-08-07