SEC FORM 4

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Engle Robb William

(Last)

(First)

(Middle)

164 LUCAS AVENUE

(Street)

KINGSTON

12401

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
SONO TEK CORP [ SOTK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Vice President

3. Date of Earliest Transaction (Month/Day/Year)
06/29/2018

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Sono-Tek Corp Common Stock	06/29/2018		M		10,000⁽¹⁾	A	$0.61	15,896	D
Sono-Tek Corp Common Stock	06/29/2018		F		3,211⁽²⁾	D	$1.9	12,685	D
Sono-Tek Corp Common Stock	06/29/2018		M		11,000⁽³⁾	A	$0.48	23,685	D
Sono-Tek Corp Common Stock	06/29/2018		F		2,779⁽⁴⁾	D	$1.9	20,906	D
Sono-Tek Corp Common Stock	06/29/2018		M		12,000⁽⁵⁾	A	$1.05	32,906	D
Sono-Tek Common Stock	06/29/2018		F		6,632⁽⁶⁾	D	$1.9	26,274	D
Sono-Tek Corp Common Stock	06/29/2018		M		14,400⁽⁷⁾	A	$1.19	40,674	D
Sono-Tek Corp Common Stock	06/29/2018		F		9,019⁽⁸⁾	D	$1.9	31,655	D
Sono-Tek Corp Common Stock	06/29/2018		M		30,000⁽⁹⁾	A	$0.91	61,655	D
Sono-Tek Corp Common Stock	06/29/2018		F		14,368⁽¹⁰⁾	D	$1.9	47,287	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Sono-Tek Corp Options	$0.61	06/29/2018		M			10,000⁽¹⁾	11/08/2015	11/08/2022	Sono-Tek Corp Common Stock	10,000	$0.61	137,400	D
Sono-Tek Corp Options	$0.48	06/29/2018		M			11,000⁽³⁾	01/24/2016	01/24/2023	Sono-Tek Corp Common Stock	11,000	$0.48	126,400	D
Sono-Tek Options	$1.05	06/29/2018		M			12,000⁽⁵⁾	02/20/2015	02/20/2024	Sono-Tek Corp Common Stock	12,000	$1.05	114,400	D
Sono-Tek Options	$1.19	06/28/2018		M			14,400⁽⁷⁾	02/19/2016	02/19/2025	Sono-Tek Corp Common Stock	14,400	$1.19	100,000	D
Sono-Tek Options	$0.91	06/29/2018		M			30,000⁽⁹⁾	07/21/2016⁽¹¹⁾	07/20/2026	Sono-Tek Common Stock	30,000	$0.91	70,000	D

Explanation of Responses:

1. Reporting person exercised 10000 options.

2. Reporting person surrendered 3211 shares of Sono-Tek Corp common stock as payment for the exercise of vested options.

3. Reporting person exercised 11000 options.

4. Reporting person surrendered 2779 shares of Sono-Tek Corp Common stock as payment for the exercise of vested options.

5. Reporting person exercised 12000 options.

6. Reporting person surrendered 6632 shares of Sono-Tek Corp Common stock as payment for the exercise of vested options.

7. Reporting person exercised 14400 options.

8. Reporting person surrendered 9019 shares of Sono-Tek Corp common stock as payment for the exercise of vested options.

9. Reporting person exercised 30000 options.

10. Reporting person surrendered 14368 shares of Sono-Tek Corp common stock as payment for the exercise of vested options.

11. Subject to vesting schedule.

	Robb William Engle	07/03/2018
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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