-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BPzHNYOFw/H17mt8tImYXJBsHtB41ioEZ8C7aOWlNzK52GalfXQCBzN/m6UOeef7 og61ts5OiALEHhGtqjqvMw== 0000939709-04-000001.txt : 20040220 0000939709-04-000001.hdr.sgml : 20040220 20040220124212 ACCESSION NUMBER: 0000939709-04-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040218 FILED AS OF DATE: 20040220 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SONO TEK CORP CENTRAL INDEX KEY: 0000806172 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 141568099 STATE OF INCORPORATION: NY FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: 2012 RT 9W BLDG 3 CITY: MILTON STATE: NY ZIP: 12547 BUSINESS PHONE: 8457952020 MAIL ADDRESS: STREET 1: 2012 RT. 9W, BLDG. 3, CITY: MILTON STATE: NY ZIP: 12547 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWARTZ SAMUEL CENTRAL INDEX KEY: 0000939709 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16035 FILM NUMBER: 04618500 BUSINESS ADDRESS: STREET 1: 877 ROUTE 9W CITY: UPPER GRANDVIEW STATE: NY ZIP: 10960 BUSINESS PHONE: 9143597054 MAIL ADDRESS: STREET 1: 877 ROUTE 9W CITY: UPPER GRANDVIEW STATE: NY ZIP: 10960 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2004-02-18 0 0000806172 SONO TEK CORP sotk.ob 0000939709 SCHWARTZ SAMUEL 877 ROUTE 9W GRANDVIEW NY 10960 1 0 1 1 Chairman common stock 2004-02-18 4 X 0 300000 0.3 A 977083 D common stock 2004-02-18 4 P 0 294825 0.42 A 1271908 D options (right to buy) 1.48 2001-08-20 2010-08-20 common stock 20000 20000 D options (right to buy) 0.37 2003-08-22 2012-08-22 common stock 20000 40000 D warrants (right to buy) 0.3 2004-02-18 4 X 0 300000 0.3 D 1999-05-15 2004-05-15 common stock 300000 0 D Exercise of 300,000 warrants at $.30 per share and conversion of indebtedness to common stock at $.42 per share. warrants exercised on 2/18/04 at $.30 per share. Samuel Schwartz 2004-02-20 -----END PRIVACY-ENHANCED MESSAGE-----