-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IVWwMozhhEKMnQlTkSbpfaaMwtiKg4RGQhC93DkROj3juH2m04aPTCUZ3YJkWZ2T 0Mu9CPHv3cK+9dCw/lQCoQ== 0000806085-06-000093.txt : 20060726 0000806085-06-000093.hdr.sgml : 20060726 20060726174633 ACCESSION NUMBER: 0000806085-06-000093 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060724 FILED AS OF DATE: 20060726 DATE AS OF CHANGE: 20060726 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEHMAN BROTHERS HOLDINGS INC CENTRAL INDEX KEY: 0000806085 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 133216325 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: LEHMAN BROTHERS STREET 2: 745 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2125267000 MAIL ADDRESS: STREET 1: LEHMAN BROTHERS STREET 2: 745 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN HUTTON HOLDINGS INC DATE OF NAME CHANGE: 19901017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FULD RICHARD S JR CENTRAL INDEX KEY: 0001227421 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09466 FILM NUMBER: 06982471 BUSINESS ADDRESS: BUSINESS PHONE: 212 526 0858 MAIL ADDRESS: STREET 1: C/O LEHMAN BROTHERS HOLDINGS INC. STREET 2: 745 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 4 1 doc.xml PRIMARY DOCUMENT X0202 4 2006-07-24 0000806085 LEHMAN BROTHERS HOLDINGS INC LEH 0001227421 FULD RICHARD S JR LEHMAN BROTHERS 745 SEVENTH AVENUE NEW YORK NY 10019 1 1 0 0 Chairman of the Board and CEO Common Stock 2006-07-24 4 S 0 27900 62.87 D 2801349.9502 D Common Stock 2006-07-24 4 S 0 1400 62.88 D 2799949.9502 D Common Stock 2006-07-24 4 S 0 30400 62.9 D 2769549.9502 D Common Stock 2006-07-24 4 S 0 8100 62.91 D 2761449.9502 D Common Stock 2006-07-24 4 S 0 4800 62.92 D 2756649.9502 D Common Stock 2006-07-24 4 S 0 1500 62.93 D 2755149.9502 D Common Stock 2006-07-24 4 S 0 24500 62.95 D 2730649.9502 D Common Stock 2006-07-24 4 S 0 5200 62.97 D 2725449.9502 D Common Stock 2006-07-24 4 S 0 13700 62.98 D 2711749.9502 D Common Stock 2006-07-24 4 S 0 400 62.99 D 2711349.9502 D Common Stock 2006-07-24 4 S 0 36100 63 D 2675249.9502 D Common Stock 2006-07-24 4 S 0 6200 63.01 D 2669049.9502 D Common Stock 2006-07-24 4 S 0 5000 63.02 D 2664049.9502 D Common Stock 2006-07-24 4 S 0 200 63.03 D 2663849.9502 D Common Stock 2006-07-24 4 S 0 1900 63.04 D 2661949.9502 D Common Stock 2006-07-24 4 S 0 100 63.05 D 2661849.9502 D Common Stock 2006-07-24 4 S 0 900 63.06 D 2660949.9502 D Common Stock 2006-07-24 4 S 0 16000 63.1 D 2644949.9502 D Common Stock 2006-07-24 4 S 0 800 63.11 D 2644149.9502 D Common Stock 2006-07-24 4 S 0 10200 63.12 D 2633949.9502 D Common Stock 32184 I Shares held by daughter- C Common Stock 32184 I Shares held by daughter- J Common Stock 352838 I Shares held by GRAT #3 Common Stock 125162 I Shares held by GRAT #6 Common Stock 123500 I Shares held by GRAT #7 Common Stock 600000 I Shares held by GRAT #8 Common Stock 34554 I Shares held by son Includes shares held in various benefit plans. Jeffrey A. Welikson, Attorney-in-fact 2006-07-26 -----END PRIVACY-ENHANCED MESSAGE-----