EX-99 4 f02-05_1513famendconfb.txt 13F/A CONFIDENTIAL PART B 1ST QTR. 2002
TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------------------------- -------- --------- -------- ------- --- ---- ---------- -------- -------- -------- -------- AMERICA ONLINE INC DEL CBONDCNV 02364JAC8 32807 61755000 SH DEFINED 01 61755000 0 0 ANADARKO PETROLEUM CORP CBONDCNV 032511AP2 15055 21663000 SH DEFINED 01 21663000 0 0 ANALOG DEVICES INC CBONDCNV 032654AD7 260 275000 SH DEFINED 01 275000 0 0 APARTMENT INVT & MGMT CO PFD PREFERED 03748R705 8142 284700 SH DEFINED 01 284700 0 0 AQUILA INC DEL NEW COMMON 03840P201 1421 52250 SH DEFINED 01 52250 0 0 ARCHSTONE-SMITH TR COMMON 039583109 301 11237 SH DEFINED 01 11237 0 0 AVIVA PETROLEUM INC NEW COMMON 05379P205 10 129662 SH DEFINED 01 129662 0 0 CALPINE CORP COMMON 131347106 1042 82100 SH DEFINED 01 82100 0 0 CELESTICA INC CBONDCNV 15101QAA6 9777 23315000 SH DEFINED 01 23315000 0 0 CENDANT CORP COMMON 151313103 971 50600 SH DEFINED 01 50600 0 0 CENDANT CORP CBONDCNV 151313AF0 7433 10378000 SH DEFINED 01 10378000 0 0 CENDANT CORP CBONDCNV 151313AH6 9098 9110000 SH DEFINED 01 9110000 0 0 CHROMATICS INTL INC COMMON 171116403 0 40000 SH DEFINED 01 40000 0 0 COMVERSE TECHNOLOGY INC NEW COMMON 205862402 3327 262600 SH DEFINED 01 262600 0 0 COMVERSE TECHNOLOGY INC CBONDCNV 205862AH8 76 100000 SH DEFINED 01 100000 0 0 COMVERSE TECHNOLOGY INC CBONDCNV 205862AJ4 8348 10949000 SH DEFINED 01 10949000 0 0 CONEXANT SYSTEMS INC CBONDCNV 207142AF7 1335 2078000 SH DEFINED 01 2078000 0 0 COUNTRYWIDE CREDIT INDS INC CBONDCNV 222372AD6 6784 9310000 SH DEFINED 01 9310000 0 0 COUNTRYWIDE CR INDS INC CBONDCNV 222372AE4 7287 10000000 SH DEFINED 01 10000000 0 0 CRITICAL PATH INC CBONDCNV 22674VAA8 63 100000 SH DEFINED 01 100000 0 0 CURAGEN CORP CBONDCNV 23126RAC5 6409 8706000 SH DEFINED 01 8706000 0 0 CYPRESS SEMICONDUCTOR CORP CBONDCNV 232806AE9 5831 6471000 SH DEFINED 01 6471000 0 0 DEVON ENERGY CORPORATION NEW CBONDCNV 25179MAD5 12301 26103000 SH DEFINED 01 26103000 0 0 DIAMOND OFFSHORE DRILL CBONDCNV 25271CAB8 30 60000 SH DEFINED 01 60000 0 0 DIAMOND OFFSHORE DRILLING INC CBONDCNV 25271CAC6 25 50000 SH DEFINED 01 50000 0 0 DIAMOND OFFSHORE DRILLING INC CBONDCNV 25271CAD4 8914 9650000 SH DEFINED 01 9650000 0 0 EL PASO CORP CBONDCNV 28336LAA7 11515 27500000 SH DEFINED 01 27500000 0 0 EL PASO CORP CBONDCNV 28336LAC3 5633 13453000 SH DEFINED 01 13453000 0 0 ELECTRONIC DATA SYS CORP NEW CBONDCNV 285661AB0 7862 10000000 SH DEFINED 01 10000000 0 0 EQUITY RESIDENTIAL PPTYS TRUST PREFCONV 29476L859 8941 351190 SH DEFINED 01 351190 0 0 FOSTER WHEELER LTD CBONDCNV 35024PAB8 736 1970000 SH DEFINED 01 1970000 0 0 GENERAL MOTORS CORP COMMON 370442733 17578 643200 SH DEFINED 01 643200 0 0 GENERAL MOTORS CORP COMMON 370442741 17356 653000 SH DEFINED 01 653000 0 0 ***ITC DELTACOM IND CBONDCNV 45031TAK0 40 900000 SH DEFINED 01 900000 0 0 INNKEEPERS USA TRUST 8.625% PREFCONV 4576J0302 4799 197100 SH DEFINED 01 197100 0 0 INTERPUBLIC GROUP COS INC CBONDCNV 460690AF7 4981 5000000 SH DEFINED 01 5000000 0 0 INTERPUBLIN GROUP COS INC CBONDCNV 460690AJ9 5041 6120000 SH DEFINED 01 6120000 0 0 IVAX CORP CBONDCNV 465823AE2 188 235000 SH DEFINED 01 235000 0 0 JUNIPER NETWORKS INC CBONDCNV 48203RAA2 2041 2875000 SH DEFINED 01 2875000 0 0 KERR-MCGEE CORP CBONDCNV 492386AP2 30945 27879000 SH DEFINED 01 27879000 0 0 LSI CORP CBONDCNV 502161AF9 25861 26799000 SH DEFINED 01 26799000 0 0 L-3 COMMUNICATIONS HLDGS CBONDCNV 502424AB0 10503 7002000 SH DEFINED 01 7002000 0 0 MAREX INC COMMON 566536108 46 232000 SH DEFINED 01 232000 0 0 MAY & SPEH INC CBONDCNV 577777AA3 3247 3161000 SH DEFINED 01 3161000 0 0 MERCURY INTERACTIVE CORP CBONDCNV 589405AB5 3765 4564000 SH DEFINED 01 4564000 0 0 MERRILL LYNCH & CO INC CBONDCNV 590188A65 28531 53580000 SH DEFINED 01 53580000 0 0 MERRILL LYNCH & CO INC CBONDCNV 590188A73 76435 73605000 SH DEFINED 01 73605000 0 0 NETWORK ASSOCIATES INC CBONDCNV 640938AB2 40141 88224000 SH DEFINED 01 88224000 0 0 NETWORK ASSOCIATES INC. CBONDCNV 64123LAA9 19407 12623000 SH DEFINED 01 12623000 0 0 NEW PLAN EXCEL REALTY TR INC PREFCONV 648053205 4045 155600 SH DEFINED 01 155600 0 0 NORTHROP GRUMMAN CORP COMMON 666807102 5234 46300 SH DEFINED 01 46300 0 0 OFFICE DEPOT INC CBONDCNV 676220AB2 333 500000 SH DEFINED 01 500000 0 0 PMC-SIERRA INC CBONDCNV 69344FAA4 8640 10750000 SH DEFINED 01 10750000 0 0 POGO PRODUCING CO SUB NT CONV CBONDCNV 730448AE7 12210 11869000 SH DEFINED 01 11869000 0 0 RF MICRO DEVICES INC CBONDCNV 749941AA8 5941 7000000 SH DEFINED 01 7000000 0 0 RF MICRO DEVICES INC CBONDCNV 749941AB6 381 450000 SH DEFINED 01 450000 0 0 RECKSON ASSOCS RLTY CORP COMMON 75621K304 15309 594300 SH DEFINED 01 594300 0 0 REINSURANCE GROUP AMER INC PREFERED 759351307 11972 252050 SH DEFINED 01 252050 0 0 RELIANT ENERGY INC COMMON 75952J207 1978 50240 SH DEFINED 01 50240 0 0 SPX CORP CBONDCNV 784635AD6 15416 20385000 SH DEFINED 01 20385000 0 0 SPX CORP CBONDCNV 784635AF1 711 1000000 SH DEFINED 01 1000000 0 0 S3 INC SUB NOTE CONV CBONDCNV 784849AC5 2382 3002000 SH DEFINED 01 3002000 0 0 SANMINA CORP CBONDCNV 800907AB3 4233 4546000 SH DEFINED 01 4546000 0 0 SANMINA CORP CBONDCNV 800907AD9 11664 32290000 SH DEFINED 01 32290000 0 0 SEACOR HOLDINGS INC CBONDCNV 811904AE1 606 528000 SH DEFINED 01 528000 0 0 SIMON PROPERTY GROUP INC NEW PREFCONV 828806406 20985 237192 SH DEFINED 01 237192 0 0 SINCLAIR BROADCAST GROUP INC PREFCONV 829226505 1587 42200 SH DEFINED 01 42200 0 0 SIRIUS SATELLITE RADIO INC COMMON 82966U103 284 53400 SH DEFINED 01 53400 0 0 SIX FLAGS INC COMMON 83001P109 524 29377 SH DEFINED 01 29377 0 0 SOLECTRON CORP CBONDCNV 834182AK3 32417 58278000 SH DEFINED 01 58278000 0 0 THERMO ELECTRON CONV BD CBONDCNV 883556AH5 5354 5666000 SH DEFINED 01 5666000 0 0 THERMO ELECTRON CORP CBONDCNV 883556AJ1 1806 2223000 SH DEFINED 01 2223000 0 0 TOTAL RENAL CARE HOLDINGS INC CBONDCNV 89151AAC1 29286 29397000 SH DEFINED 01 29397000 0 0 TRANSOCEAN SECDCO FOREX INC CBONDCNV 893830AA7 37010 62072000 SH DEFINED 01 62072000 0 0 TRANSOCEAN SEDCO FOREX INC CBONDCNV 893830AD1 4433 4975000 SH DEFINED 01 4975000 0 0 TRIBUNE CO NEW (PHONES) COMMON 896047305 1637 22580 SH DEFINED 01 22580 0 0 TYCO INTL LTD NEW CBONDCNV 902124AC0 20752 30785700 SH DEFINED 01 30785700 0 0 UNITED STATES CELLULAR CORP CBONDCNV 911684AA6 1609 4023000 SH DEFINED 01 4023000 0 0 VALERO ENERGY CORP NEW COMMON 91913Y100 2322 46900 SH DEFINED 01 46900 0 0 VANTIVE CORP CBONDCNV 922091AC7 2007 1963000 SH DEFINED 01 1963000 0 0 VITESSE SEMICONDUCTOR CORP COMMON 928497106 423 43200 SH DEFINED 01 43200 0 0 VITESSE SEMICONDUCTOR CORP CBONDCNV 928497AA4 78 100000 SH DEFINED 01 100000 0 0 VITESSE SEMICONDUCTOR CORP CBONDCNV 928497AB2 6682 8554000 SH DEFINED 01 8554000 0 0 WENDYS FINANCING I-$2.50 TERM PREFCONV 950588202 3358 50000 SH DEFINED 01 50000 0 0