0001209191-13-021074.txt : 20130410 0001209191-13-021074.hdr.sgml : 20130410 20130410163415 ACCESSION NUMBER: 0001209191-13-021074 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121001 FILED AS OF DATE: 20130410 DATE AS OF CHANGE: 20130410 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Harper John Frederick CENTRAL INDEX KEY: 0001530945 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16159 FILM NUMBER: 13754035 MAIL ADDRESS: STREET 1: AXOGEN, INC STREET 2: 13859 PROGRESS BLVD., STE 100 CITY: ALACHUA STATE: FL ZIP: 32615 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AxoGen, Inc. CENTRAL INDEX KEY: 0000805928 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 411301878 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13859 PROGRESS BLVD. STREET 2: SUITE 100 CITY: ALACHUA STATE: FL ZIP: 32615 BUSINESS PHONE: (386) 462-6817 MAIL ADDRESS: STREET 1: 13859 PROGRESS BLVD. STREET 2: SUITE 100 CITY: ALACHUA STATE: FL ZIP: 32615 FORMER COMPANY: FORMER CONFORMED NAME: LECTEC CORP /MN/ DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2012-10-01 0 0000805928 AxoGen, Inc. AXGN 0001530945 Harper John Frederick 13859 PROGRESS BLVD., SUITE 100 ALACHUA FL 32615 1 0 0 0 Common Stock 2012-10-01 4 P 0 86557 3.61 A 147428 D Stock Option (right to buy) 2.75 2013-01-01 4 A 0 13000 2.75 A 2013-01-01 2020-01-01 Common Stock 13000 35540 D Springboard Capital II, LLC (Springboard), of which Mr. Harper is a limited partner, distributed all of its shares of AxoGen, Inc. to its partners. The shares reflect those distributed to Mr. Harper in accordance with his percentage of ownership in Springboard pursuant to the governing documents of Springboard. The price per share reflects the orginal price per share paid by Springboard. Annual option grant as compensation for service on the board of directors. All options vested on the date of grant. /s/ John Harper 2013-04-10