0000805928-21-000022.txt : 20210218 0000805928-21-000022.hdr.sgml : 20210218 20210218171534 ACCESSION NUMBER: 0000805928-21-000022 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210216 FILED AS OF DATE: 20210218 DATE AS OF CHANGE: 20210218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARIANI PETER J CENTRAL INDEX KEY: 0001222357 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36046 FILM NUMBER: 21650604 MAIL ADDRESS: STREET 1: C/O GUIDANT CORP STREET 2: 111 MONUMENT CIRCLE #2900 CITY: INDIANAPOLIS STATE: IN ZIP: 46204-5129 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Axogen, Inc. CENTRAL INDEX KEY: 0000805928 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 411301878 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13631 PROGRESS BLVD. STREET 2: SUITE 400 CITY: ALACHUA STATE: FL ZIP: 32615 BUSINESS PHONE: (386) 462-6817 MAIL ADDRESS: STREET 1: 13631 PROGRESS BLVD. STREET 2: SUITE 400 CITY: ALACHUA STATE: FL ZIP: 32615 FORMER COMPANY: FORMER CONFORMED NAME: AxoGen, Inc. DATE OF NAME CHANGE: 20111004 FORMER COMPANY: FORMER CONFORMED NAME: LECTEC CORP /MN/ DATE OF NAME CHANGE: 19920703 4 1 wf-form4_161368651610562.xml FORM 4 X0306 4 2021-02-16 0 0000805928 Axogen, Inc. AXGN 0001222357 MARIANI PETER J 13631 PROGRESS BOULEVARD SUITE 400 ALACHUA FL 32615 0 1 0 0 Chief Financial Officer Common Stock 2021-02-16 4 A 0 7655 0 A 18031 D Common Stock 2021-02-17 4 F 0 2165 18.71 D 15866 D Common Stock 2021-02-16 4 A 0 3157 0 A 19023 D Common Stock 2021-02-17 4 F 0 789 18.70 D 18234 D This reflects the number of shares that became vested as of February 16, 2021 upon the attainment of certain performance criteria. The reported shares were sold, in compliance with company policy as to delivery of compensation based equity, with proceeds from such being used to cover the Reporting Person's tax withholding liability in connection with a portion of a performance stock award that vested on February 16, 2021. /s/Peter Mariani 2021-02-18