0000805870-24-000004.txt : 20241031 0000805870-24-000004.hdr.sgml : 20241031 20241031110003 ACCESSION NUMBER: 0000805870-24-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240930 FILED AS OF DATE: 20241031 DATE AS OF CHANGE: 20241031 EFFECTIVENESS DATE: 20241031 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VAUGHAN & Co SECURITIES, INC. CENTRAL INDEX KEY: 0000805870 ORGANIZATION NAME: IRS NUMBER: 222578806 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19745 FILM NUMBER: 241413125 BUSINESS ADDRESS: STREET 1: 68 PASSAIC STREET CITY: RIDGEWOOD STATE: NJ ZIP: 07450-9998 BUSINESS PHONE: 201-444-1361 MAIL ADDRESS: STREET 1: 68 PASSAIC STREET CITY: RIDGEWOOD STATE: NJ ZIP: 07450-9998 FORMER COMPANY: FORMER CONFORMED NAME: VAUGHAN AND COMPANY SECURITIES, INC. DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: VAUGHAN & CO SECURITIES INC /BD DATE OF NAME CHANGE: 20020301 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0000805870 XXXXXXXX 09-30-2024 09-30-2024 false VAUGHAN & Co SECURITIES, INC.

68 Passaic Street Ridgewood NJ 07450-9998

13F HOLDINGS REPORT 028-19745 000018826 801-118757 N James D. Vaughan III 201-444-1361 /s/ James D. Vaughan III Ridgewood NJ 10-31-2024 0 54 169761145 INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 871736 6377 SH SOLE 6377 0 0 ABBVIE INC COM 00287Y109 711323 3602 SH SOLE 3602 0 0 AMAZON COM INC COM 023135106 246142 1321 SH SOLE 1321 0 0 APOLLO GLOBAL MGMT INC COM 03769M106 535239 4285 SH SOLE 4285 0 0 APPLE INC COM 037833100 2661792 11424 SH SOLE 11424 0 0 BANK MONTREAL QUE COM 063671101 671719 7447 SH SOLE 7447 0 0 BLACKSTONE INC COM 09260D107 735790 4805 SH SOLE 4805 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 860022 16622 SH SOLE 16622 0 0 BROOKFIELD INFRASTRUCTURE CO COM SB VTG SHS A 11275Q107 791468 18224 SH SOLE 18224 0 0 CANADIAN IMPERIAL BK COMM COM 136069101 500228 8155 SH SOLE 8155 0 0 CENTERPOINT ENERGY INC COM 15189T107 477340 16225 SH SOLE 16225 0 0 CHEVRON CORP NEW COM 166764100 542395 3683 SH SOLE 3683 0 0 CHORD ENERGY CORPORATION COM NEW 674215207 270488 2077 SH SOLE 2077 0 0 DOW INC COM 260557103 677139 12395 SH SOLE 12395 0 0 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 20127481 178214 SH SOLE 178214 0 0 GSK PLC SPONSORED ADR 37733W204 570767 13962 SH SOLE 13962 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 962803 4355 SH SOLE 4355 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 295770 606 SH SOLE 606 0 0 ISHARES INC CORE MSCI EMKT 46434G103 12251473 213403 SH SOLE 213403 0 0 ISHARES TR S&P SML 600 GWT 464287887 707772 5074 SH SOLE 5074 0 0 ISHARES TR CORE S&P US GWT 464287671 1125276 8531 SH SOLE 8531 0 0 ISHARES TR SP SMCP600VL ETF 464287879 936965 8703 SH SOLE 8703 0 0 ISHARES TR EXPONENTIAL TECH 46434V381 6014784 98797 SH SOLE 98797 0 0 ISHARES TR SELECT DIVID ETF 464287168 1252377 9272 SH SOLE 9272 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 19887965 70028 SH SOLE 70028 0 0 ISHARES TR CORE MSCI EAFE 46432F842 835291 10702 SH SOLE 10702 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 835116 5006 SH SOLE 5006 0 0 ISHARES TR ESG AWARE MSCI 46435U663 488165 11673 SH SOLE 11673 0 0 ISHARES TR MSCI EAFE MIN VL 46429B689 10405884 135670 SH SOLE 135670 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 20037981 53381 SH SOLE 53381 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 18497370 157264 SH SOLE 157264 0 0 ISHARES TR MRGSTR SM CP GR 464288604 1223731 24995 SH SOLE 24995 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 209501 2188 SH SOLE 2188 0 0 ISHARES TR GLOBAL TECH ETF 464287291 8213800 99525 SH SOLE 99525 0 0 ISHARES TR CORE US AGGBD ET 464287226 718345 7093 SH SOLE 7093 0 0 ISHARES TR MRNING SM CP ETF 464288703 16739767 263700 SH SOLE 263700 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 638982 6663 SH SOLE 6663 0 0 M & T BK CORP COM 55261F104 719070 4037 SH SOLE 4037 0 0 NORTHWESTERN ENERGY GROUP IN COM NEW 668074305 712389 12450 SH SOLE 12450 0 0 OGE ENERGY CORP COM 670837103 729582 17786 SH SOLE 17786 0 0 ONEOK INC NEW COM 682680103 836665 9181 SH SOLE 9181 0 0 PFIZER INC COM 717081103 785866 27155 SH SOLE 27155 0 0 PHILIP MORRIS INTL INC COM 718172109 1208537 9955 SH SOLE 9955 0 0 PPL CORP COM 69351T106 668778 20217 SH SOLE 20217 0 0 ROGERS COMMUNICATIONS INC CL B 775109200 587910 14621 SH SOLE 14621 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1239354 2160 SH SOLE 2160 0 0 TELUS CORPORATION COM 87971M103 717093 42735 SH SOLE 42735 0 0 VALERO ENERGY CORP COM 91913Y100 445194 3297 SH SOLE 3297 0 0 VALLEY NATL BANCORP COM 919794107 907250 100138 SH SOLE 100138 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1899406 39695 SH SOLE 39695 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 886838 19747 SH SOLE 19747 0 0 VICI PPTYS INC COM 925652109 773825 23231 SH SOLE 23231 0 0 WISDOMTREE TR US SMALLCAP DIVD 97717W604 2809008 81444 SH SOLE 81444 0 0 WISDOMTREE TR US HIGH DIVIDEND 97717W208 304193 3243 SH SOLE 3243 0 0