0000805870-24-000001.txt : 20240126 0000805870-24-000001.hdr.sgml : 20240126 20240126125949 ACCESSION NUMBER: 0000805870-24-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240126 DATE AS OF CHANGE: 20240126 EFFECTIVENESS DATE: 20240126 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VAUGHAN & Co SECURITIES, INC. CENTRAL INDEX KEY: 0000805870 ORGANIZATION NAME: IRS NUMBER: 222578806 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19745 FILM NUMBER: 24566303 BUSINESS ADDRESS: STREET 1: 68 PASSAIC STREET CITY: RIDGEWOOD STATE: NJ ZIP: 07450-9998 BUSINESS PHONE: 201-444-1361 MAIL ADDRESS: STREET 1: 68 PASSAIC STREET CITY: RIDGEWOOD STATE: NJ ZIP: 07450-9998 FORMER COMPANY: FORMER CONFORMED NAME: VAUGHAN AND COMPANY SECURITIES, INC. DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: VAUGHAN & CO SECURITIES INC /BD DATE OF NAME CHANGE: 20020301 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0000805870 XXXXXXXX 12-31-2023 12-31-2023 false VAUGHAN & Co SECURITIES, INC.

68 Passaic Street Ridgewood NJ 07450-9998

13F HOLDINGS REPORT 028-19745 000018826 801-118757 N James D. Vaughan III 201-444-1361 /s/ James D. Vaughan III Ridgewood NJ 01-26-2024 0 55 149071983 INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 866798 7929 SH SOLE 7929 0 0 ABBVIE INC COM 00287Y109 614766 3967 SH SOLE 3967 0 0 ALTRIA GROUP INC COM 02209S103 430549 10673 SH SOLE 10673 0 0 APOLLO GLOBAL MGMT INC COM 03769M106 530997 5698 SH SOLE 5698 0 0 APPLE INC COM 037833100 2445131 12700 SH SOLE 12700 0 0 BANK MONTREAL QUE COM 063671101 799633 8082 SH SOLE 8082 0 0 BCE INC COM NEW 05534B760 388366 9862 SH SOLE 9862 0 0 BLACKSTONE INC COM 09260D107 712205 5440 SH SOLE 5440 0 0 BROOKFIELD INFRASTRUCTURE CO COM SB VTG SHS A 11275Q107 716995 20323 SH SOLE 20323 0 0 CANADIAN IMPERIAL BK COMM TO COM 136069101 450735 9363 SH SOLE 9363 0 0 CENTERPOINT ENERGY INC COM 15189T107 446778 15638 SH SOLE 15638 0 0 CHENIERE ENERGY PARTNERS LP COM UNIT 16411Q101 324481 6517 SH SOLE 6517 0 0 CHEVRON CORP NEW COM 166764100 561438 3764 SH SOLE 3764 0 0 CHORD ENERGY CORPORATION COM NEW 674215207 694841 4180 SH SOLE 4180 0 0 DOW INC COM 260557103 754324 13755 SH SOLE 13755 0 0 GAMING & LEISURE PPTYS INC COM 36467J108 304786 6176 SH SOLE 6176 0 0 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 17141238 182723 SH SOLE 182723 0 0 GSK PLC SPONSORED ADR 37733W204 610008 16460 SH SOLE 16460 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 863380 5279 SH SOLE 5279 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 248988 608 SH SOLE 608 0 0 ISHARES INC CORE MSCI EMKT 46434G103 10116341 200007 SH SOLE 200007 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 15352636 150531 SH SOLE 150531 0 0 ISHARES TR EXPONENTIAL TECH 46434V381 5829928 97376 SH SOLE 97376 0 0 ISHARES TR GLOBAL TECH ETF 464287291 7061708 103574 SH SOLE 103574 0 0 ISHARES TR MRNING SM CP ETF 464288703 14892183 251515 SH SOLE 251515 0 0 ISHARES TR MSCI EAFE MIN VL 46429B689 8699352 125459 SH SOLE 125459 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 16996002 56061 SH SOLE 56061 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 17757825 70406 SH SOLE 70406 0 0 ISHARES TR CORE US AGGBD ET 464287226 488608 4923 SH SOLE 4923 0 0 ISHARES TR CORE MSCI EAFE 46432F842 841597 11963 SH SOLE 11963 0 0 ISHARES TR CORE S&P US GWT 464287671 984682 9459 SH SOLE 9459 0 0 ISHARES TR MRGSTR SM CP GR 464288604 1112232 25278 SH SOLE 25278 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 775527 4993 SH SOLE 4993 0 0 ISHARES TR SELECT DIVID ETF 464287168 1115352 9515 SH SOLE 9515 0 0 ISHARES TR SP SMCP600VL ETF 464287879 901863 8750 SH SOLE 8750 0 0 ISHARES TR S&P SML 600 GWT 464287887 649852 5193 SH SOLE 5193 0 0 ISHARES TR ESG AWARE MSCI 46435U663 443691 11673 SH SOLE 11673 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 635610 6685 SH SOLE 6685 0 0 M & T BK CORP COM 55261F104 628512 4585 SH SOLE 4585 0 0 NORTHWESTERN ENERGY GROUP IN COM NEW 668074305 643759 12650 SH SOLE 12650 0 0 OGE ENERGY CORP COM 670837103 616864 17660 SH SOLE 17660 0 0 ONEOK INC NEW COM 682680103 726917 10352 SH SOLE 10352 0 0 PFIZER INC COM 717081103 602229 20918 SH SOLE 20918 0 0 PHILIP MORRIS INTL INC COM 718172109 888586 9445 SH SOLE 9445 0 0 PPL CORP COM 69351T106 618259 22814 SH SOLE 22814 0 0 ROGERS COMMUNICATIONS INC CL B 775109200 659834 14096 SH SOLE 14096 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1043781 2196 SH SOLE 2196 0 0 TELUS CORPORATION COM 87971M103 755950 42493 SH SOLE 42493 0 0 VALERO ENERGY CORP COM 91913Y100 478920 3684 SH SOLE 3684 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1664550 40500 SH SOLE 40500 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 835809 22170 SH SOLE 22170 0 0 VICI PPTYS INC COM 925652109 744940 23367 SH SOLE 23367 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 462774 17724 SH SOLE 17724 0 0 WISDOMTREE TR US HIGH DIVIDEND 97717W208 266510 3243 SH SOLE 3243 0 0 WISDOMTREE TR US SMALLCAP DIVD 97717W604 2872363 89287 SH SOLE 89287 0 0