0000805870-23-000002.txt : 20230418 0000805870-23-000002.hdr.sgml : 20230418 20230418141234 ACCESSION NUMBER: 0000805870-23-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230418 DATE AS OF CHANGE: 20230418 EFFECTIVENESS DATE: 20230418 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VAUGHAN & Co SECURITIES, INC. CENTRAL INDEX KEY: 0000805870 IRS NUMBER: 222578806 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19745 FILM NUMBER: 23826330 BUSINESS ADDRESS: STREET 1: 68 PASSAIC STREET CITY: RIDGEWOOD STATE: NJ ZIP: 07450-9998 BUSINESS PHONE: 201-444-1361 MAIL ADDRESS: STREET 1: 68 PASSAIC STREET CITY: RIDGEWOOD STATE: NJ ZIP: 07450-9998 FORMER COMPANY: FORMER CONFORMED NAME: VAUGHAN AND COMPANY SECURITIES, INC. DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: VAUGHAN & CO SECURITIES INC /BD DATE OF NAME CHANGE: 20020301 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0000805870 XXXXXXXX 03-31-2023 03-31-2023 false VAUGHAN & Co SECURITIES, INC.

68 Passaic Street Ridgewood NJ 07450-9998

13F HOLDINGS REPORT 028-19745 000018826 801-118757 N James D. Vaughan III 201-444-1361 /s/ James D. Vaughan III Ridgewood NJ 04-18-2023 0 54 134795770 INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 662719 6305 SH SOLE 6305 0 0 ABBVIE INC COM 00287Y109 651664 4089 SH SOLE 4089 0 0 ALTRIA GROUP INC COM 02209S103 757201 16970 SH SOLE 16970 0 0 APOLLO GLOBAL MGMT INC COM 03769M106 404350 6402 SH SOLE 6402 0 0 APPLE INC COM 037833100 2094569 12702 SH SOLE 12702 0 0 BANK MONTREAL QUE COM 063671101 545977 6127 SH SOLE 6127 0 0 BCE INC COM NEW 05534B760 637227 14227 SH SOLE 14227 0 0 BLACKSTONE INC COM 09260D107 689368 7848 SH SOLE 7848 0 0 CANADIAN IMPERIAL BK COMM TO COM 136069101 594898 14024 SH SOLE 14024 0 0 CENTERPOINT ENERGY INC COM 15189T107 467147 15857 SH SOLE 15857 0 0 CHENIERE ENERGY PARTNERS LP COM UNIT 16411Q101 741836 15677 SH SOLE 15677 0 0 CHEVRON CORP NEW COM 166764100 656393 4023 SH SOLE 4023 0 0 GAMING & LEISURE PPTYS INC COM 36467J108 326416 6270 SH SOLE 6270 0 0 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 15555314 191521 SH SOLE 191521 0 0 GSK PLC SPONSORED ADR 37733W204 615036 17286 SH SOLE 17286 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 803320 6128 SH SOLE 6128 0 0 ISHARES INC CORE MSCI EMKT 46434G103 9139701 187327 SH SOLE 187327 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 13877510 136509 SH SOLE 136509 0 0 ISHARES TR EXPONENTIAL TECH 46434V381 5468814 103773 SH SOLE 103773 0 0 ISHARES TR GLOBAL TECH ETF 464287291 6003197 110434 SH SOLE 110434 0 0 ISHARES TR MRNING SM CP ETF 464288703 10970984 210305 SH SOLE 210305 0 0 ISHARES TR MSCI EAFE MIN VL 46429B689 8319888 122984 SH SOLE 122984 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 15731346 64386 SH SOLE 64386 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 15233456 67161 SH SOLE 67161 0 0 ISHARES TR CORE US AGGBD ET 464287226 415113 4166 SH SOLE 4166 0 0 ISHARES TR CORE MSCI EAFE 46432F842 832416 12452 SH SOLE 12452 0 0 ISHARES TR CORE S&P US GWT 464287671 893381 10064 SH SOLE 10064 0 0 ISHARES TR MRGSTR SM CP GR 464288604 1039580 26668 SH SOLE 26668 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 838942 6123 SH SOLE 6123 0 0 ISHARES TR SELECT DIVID ETF 464287168 1141688 9743 SH SOLE 9743 0 0 ISHARES TR SP SMCP600VL ETF 464287879 813578 8693 SH SOLE 8693 0 0 ISHARES TR S&P SML 600 GWT 464287887 570918 5193 SH SOLE 5193 0 0 ISHARES TR ESG AWARE MSCI 46435U663 396765 11673 SH SOLE 11673 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 629251 6702 SH SOLE 6702 0 0 M & T BK CORP COM 55261F104 359427 3006 SH SOLE 3006 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 716829 13211 SH SOLE 13211 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 397661 43989 SH SOLE 43989 0 0 NORTHWESTERN CORP COM NEW 668074305 721861 12476 SH SOLE 12476 0 0 OGE ENERGY CORP COM 670837103 670084 17793 SH SOLE 17793 0 0 ONEOK INC NEW COM 682680103 766165 12058 SH SOLE 12058 0 0 PFIZER INC COM 717081103 507470 12438 SH SOLE 12438 0 0 PHILIP MORRIS INTL INC COM 718172109 917943 9439 SH SOLE 9439 0 0 PPL CORP COM 69351T106 558412 20094 SH SOLE 20094 0 0 ROGERS COMMUNICATIONS INC CL B 775109200 600965 12963 SH SOLE 12963 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 899430 2197 SH SOLE 2197 0 0 TELUS CORPORATION COM 87971M103 593258 29872 SH SOLE 29872 0 0 TRITON INTL LTD CL A G9078F107 617976 9775 SH SOLE 9775 0 0 VALERO ENERGY CORP COM 91913Y100 517776 3709 SH SOLE 3709 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1718939 42548 SH SOLE 42548 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 709120 18234 SH SOLE 18234 0 0 VICI PPTYS INC COM 925652109 643266 19720 SH SOLE 19720 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 652559 18871 SH SOLE 18871 0 0 WISDOMTREE TR US HIGH DIVIDEND 97717W208 287534 3495 SH SOLE 3495 0 0 WISDOMTREE TR US SMALLCAP DIVD 97717W604 3419132 119718 SH SOLE 119718 0 0