0000805870-22-000002.txt : 20220421 0000805870-22-000002.hdr.sgml : 20220421 20220421160755 ACCESSION NUMBER: 0000805870-22-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220421 DATE AS OF CHANGE: 20220421 EFFECTIVENESS DATE: 20220421 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VAUGHAN & Co SECURITIES, INC. CENTRAL INDEX KEY: 0000805870 IRS NUMBER: 222578806 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19745 FILM NUMBER: 22841489 BUSINESS ADDRESS: STREET 1: 68 PASSAIC STREET CITY: RIDGEWOOD STATE: NJ ZIP: 07450-9998 BUSINESS PHONE: 201-444-1361 MAIL ADDRESS: STREET 1: 68 PASSAIC STREET CITY: RIDGEWOOD STATE: NJ ZIP: 07450-9998 FORMER COMPANY: FORMER CONFORMED NAME: VAUGHAN AND COMPANY SECURITIES, INC. DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: VAUGHAN & CO SECURITIES INC /BD DATE OF NAME CHANGE: 20020301 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000805870 XXXXXXXX 03-31-2022 03-31-2022 false VAUGHAN & Co SECURITIES, INC.

68 Passaic Street Ridgewood NJ 07450-9998

13F HOLDINGS REPORT 028-19745 N James D. Vaughan III 201-444-1361 /s/ James D. Vaughan III Ridgewood NJ 04-21-2022 0 59 144660 INFORMATION TABLE 2 infotable.xml ABBVIE INC COM 00287Y109 870 5368 SH SOLE 5368 0 0 ALPHABET INC CAP STK CL A 02079K305 209 75 SH SOLE 75 0 0 ALPHABET INC CAP STK CL C 02079K107 279 100 SH SOLE 100 0 0 ALTRIA GROUP INC COM 02209S103 994 19030 SH SOLE 19030 0 0 APOLLO GLOBAL MGMT INC COM CL A 03769M106 277 4466 SH SOLE 4466 0 0 APPLE INC COM 037833100 3144 18006 SH SOLE 18006 0 0 BANK MONTREAL QUE COM 063671101 679 5755 SH SOLE 5755 0 0 BCE INC COM NEW 05534B760 799 14398 SH SOLE 14398 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 328 930 SH SOLE 930 0 0 BLACKSTONE INC COM 09260D107 674 5310 SH SOLE 5310 0 0 CANADIAN IMP BK COMM COM 136069101 713 5859 SH SOLE 5859 0 0 CENTERPOINT ENERGY INC COM 15189T107 555 18122 SH SOLE 18122 0 0 CHENIERE ENERGY PARTNERS LP COM UNIT 16411Q101 937 16624 SH SOLE 16624 0 0 CHEVRON CORP NEW COM 166764100 1027 6309 SH SOLE 6309 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 394 15253 SH SOLE 15253 0 0 FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 33733E302 244 1300 SH SOLE 1300 0 0 GAMING & LEISURE PPTYS INC COM 36467J108 797 16987 SH SOLE 16987 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 735 16867 SH SOLE 16867 0 0 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 16824 188949 SH SOLE 188949 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 902 6936 SH SOLE 6936 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 245 675 SH SOLE 675 0 0 ISHARES INC CORE MSCI EMKT 46434G103 8712 156838 SH SOLE 156838 0 0 ISHARES TR MSCI EAFE MIN VL 46429B689 8621 119500 SH SOLE 119500 0 0 ISHARES TR EXPONENTIAL TECH 46434V381 10138 171720 SH SOLE 171720 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 15331 143427 SH SOLE 143427 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 16645 65085 SH SOLE 65085 0 0 ISHARES TR NATIONAL MUN ETF 464288414 455 4146 SH SOLE 4146 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 1087 6737 SH SOLE 6737 0 0 ISHARES TR SELECT DIVID ETF 464287168 1497 11685 SH SOLE 11685 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 16860 60729 SH SOLE 60729 0 0 ISHARES TR SP SMCP600VL ETF 464287879 894 8736 SH SOLE 8736 0 0 ISHARES TR S&P SML 600 GWT 464287887 690 5515 SH SOLE 5515 0 0 ISHARES TR COHEN STEER REIT 464287564 338 4756 SH SOLE 4756 0 0 ISHARES TR ESG AWARE MSCI 46435U663 444 11673 SH SOLE 11673 0 0 ISHARES TR CORE US AGGBD ET 464287226 354 3304 SH SOLE 3304 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 424 8635 SH SOLE 8635 0 0 MCDONALDS CORP COM 580135101 223 900 SH SOLE 900 0 0 MEDICAL PPTYS TRUST INC COM 58463J304 705 33360 SH SOLE 33360 0 0 NATIONAL RETAIL PROPERTIES I COM 637417106 731 16275 SH SOLE 16275 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 624 58180 SH SOLE 58180 0 0 OGE ENERGY CORP COM 670837103 822 20162 SH SOLE 20162 0 0 OLIN CORP COM PAR $1 680665205 402 7687 SH SOLE 7687 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 787 39391 SH SOLE 39391 0 0 PFIZER INC COM 717081103 642 12403 SH SOLE 12403 0 0 PHILIP MORRIS INTL INC COM 718172109 923 9824 SH SOLE 9824 0 0 PPL CORP COM 69351T106 775 27125 SH SOLE 27125 0 0 PROCTER AND GAMBLE CO COM 742718109 229 1500 SH SOLE 1500 0 0 ROGERS COMMUNICATIONS INC CL B 775109200 713 12559 SH SOLE 12559 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 359 795 SH SOLE 795 0 0 TELUS CORPORATION COM 87971M103 745 28512 SH SOLE 28512 0 0 TRITON INTL LTD CL A G9078F107 791 11277 SH SOLE 11277 0 0 UNION PAC CORP COM 907818108 251 920 SH SOLE 920 0 0 VALERO ENERGY CORP COM 91913Y100 960 9456 SH SOLE 9456 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 741 14551 SH SOLE 14551 0 0 VICI PPTYS INC COM 925652109 748 26282 SH SOLE 26282 0 0 VISA INC COM CL A 92826C839 266 1200 SH SOLE 1200 0 0 WISDOMTREE TR US SMALLCAP DIVD 97717W604 16069 504215 SH SOLE 504215 0 0 WISDOMTREE TR US HIGH DIVIDEND 97717W208 321 3640 SH SOLE 3640 0 0 WISDOMTREE TR EMER MKT HIGH FD 97717W315 1717 39232 SH SOLE 39232 0 0