0000805870-21-000008.txt : 20211015 0000805870-21-000008.hdr.sgml : 20211015 20211015135333 ACCESSION NUMBER: 0000805870-21-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211015 DATE AS OF CHANGE: 20211015 EFFECTIVENESS DATE: 20211015 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VAUGHAN & Co SECURITIES, INC. CENTRAL INDEX KEY: 0000805870 IRS NUMBER: 222578806 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19745 FILM NUMBER: 211325685 BUSINESS ADDRESS: STREET 1: 68 PASSAIC STREET CITY: RIDGEWOOD STATE: NJ ZIP: 07450-9998 BUSINESS PHONE: 201-444-1361 MAIL ADDRESS: STREET 1: 68 PASSAIC STREET CITY: RIDGEWOOD STATE: NJ ZIP: 07450-9998 FORMER COMPANY: FORMER CONFORMED NAME: VAUGHAN AND COMPANY SECURITIES, INC. DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: VAUGHAN & CO SECURITIES INC /BD DATE OF NAME CHANGE: 20020301 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000805870 XXXXXXXX 09-30-2021 09-30-2021 false VAUGHAN & Co SECURITIES, INC.

68 Passaic Street Ridgewood NJ 07450-9998

13F HOLDINGS REPORT 028-19745 N James D. Vaughan III 201-444-1361 /s/ James D. Vaughan III Ridgewood NJ 10-15-2021 0 53 133831 INFORMATION TABLE 2 infotable.xml ABBVIE INC COM 00287Y109 585 5427 SH SOLE 5427 0 0 ALTRIA GROUP INC COM 02209S103 654 14376 SH SOLE 14376 0 0 APOLLO GLOBAL MGMT INC COM CL A 03768E105 501 8131 SH SOLE 8131 0 0 APPLE INC COM 037833100 2029 14341 SH SOLE 14341 0 0 BANK MONTREAL QUE COM 063671101 727 7287 SH SOLE 7287 0 0 BCE INC COM NEW 05534B760 743 14847 SH SOLE 14847 0 0 BLACKSTONE INC COM 09260D107 1016 8731 SH SOLE 8731 0 0 CANADIAN IMP BK COMM COM 136069101 688 6184 SH SOLE 6184 0 0 CENTERPOINT ENERGY INC COM 15189T107 435 17680 SH SOLE 17680 0 0 CHENIERE ENERGY PARTNERS LP COM UNIT 16411Q101 672 16523 SH SOLE 16523 0 0 CHEVRON CORP NEW COM 166764100 712 7018 SH SOLE 7018 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 351 16211 SH SOLE 16211 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 630 16479 SH SOLE 16479 0 0 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 16246 188843 SH SOLE 188843 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 819 5893 SH SOLE 5893 0 0 INTERNATIONAL GAME TECHNOLOG SHS USD G4863A108 906 34439 SH SOLE 34439 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 253 708 SH SOLE 708 0 0 ISHARES INC CORE MSCI EMKT 46434G103 7350 119011 SH SOLE 119011 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 13535 143588 SH SOLE 143588 0 0 ISHARES TR MSCI EAFE MIN VL 46429B689 8142 108071 SH SOLE 108071 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 16956 61874 SH SOLE 61874 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 17996 61295 SH SOLE 61295 0 0 ISHARES TR EXPONENTIAL TECH 46434V381 6891 109830 SH SOLE 109830 0 0 ISHARES TR NATIONAL MUN ETF 464288414 520 4474 SH SOLE 4474 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 992 6194 SH SOLE 6194 0 0 ISHARES TR SELECT DIVID ETF 464287168 1341 11687 SH SOLE 11687 0 0 ISHARES TR CORE US AGGBD ET 464287226 366 3191 SH SOLE 3191 0 0 ISHARES TR COHEN STEER REIT 464287564 521 7970 SH SOLE 7970 0 0 ISHARES TR CORE MSCI EAFE 46432F842 390 5255 SH SOLE 5255 0 0 ISHARES TR SP SMCP600VL ETF 464287879 892 8858 SH SOLE 8858 0 0 ISHARES TR S&P SML 600 GWT 464287887 756 5817 SH SOLE 5817 0 0 ISHARES TR ESG AWARE MSCI 46435U663 489 12546 SH SOLE 12546 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 628 13776 SH SOLE 13776 0 0 MEDICAL PPTYS TRUST INC COM 58463J304 595 29643 SH SOLE 29643 0 0 NATIONAL RETAIL PROPERTIES I COM 637417106 711 16469 SH SOLE 16469 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 760 59074 SH SOLE 59074 0 0 OGE ENERGY CORP COM 670837103 671 20360 SH SOLE 20360 0 0 OLIN CORP COM PAR $1 680665205 842 17446 SH SOLE 17446 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 717 41042 SH SOLE 41042 0 0 PFIZER INC COM 717081103 567 13185 SH SOLE 13185 0 0 PHILIP MORRIS INTL INC COM 718172109 650 6855 SH SOLE 6855 0 0 PPL CORP COM 69351T106 595 21332 SH SOLE 21332 0 0 ROGERS COMMUNICATIONS INC CL B 775109200 438 9401 SH SOLE 9401 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 341 795 SH SOLE 795 0 0 SPDR SER TR BLMBRG BRC CNVRT 78464A359 203 2382 SH SOLE 2382 0 0 SPDR SER TR BLOOMBERG BRCLYS 78468R622 235 2149 SH SOLE 2149 0 0 TELUS CORPORATION COM 87971M103 637 29015 SH SOLE 29015 0 0 TRITON INTL LTD CL A G9078F107 578 11099 SH SOLE 11099 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 201 4023 SH SOLE 4023 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 522 9660 SH SOLE 9660 0 0 WISDOMTREE TR US SMALLCAP DIVD 97717W604 16119 522823 SH SOLE 522823 0 0 WISDOMTREE TR US HIGH DIVIDEND 97717W208 281 3650 SH SOLE 3650 0 0 WISDOMTREE TR EMER MKT HIGH FD 97717W315 2436 55829 SH SOLE 55829 0 0