0000805870-21-000006.txt : 20210514 0000805870-21-000006.hdr.sgml : 20210514 20210514120904 ACCESSION NUMBER: 0000805870-21-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210514 DATE AS OF CHANGE: 20210514 EFFECTIVENESS DATE: 20210514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VAUGHAN & Co SECURITIES, INC. CENTRAL INDEX KEY: 0000805870 IRS NUMBER: 222578806 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19745 FILM NUMBER: 21923026 BUSINESS ADDRESS: STREET 1: 68 PASSAIC STREET CITY: RIDGEWOOD STATE: NJ ZIP: 07450-9998 BUSINESS PHONE: 201-444-1361 MAIL ADDRESS: STREET 1: 68 PASSAIC STREET CITY: RIDGEWOOD STATE: NJ ZIP: 07450-9998 FORMER COMPANY: FORMER CONFORMED NAME: VAUGHAN AND COMPANY SECURITIES, INC. DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: VAUGHAN & CO SECURITIES INC /BD DATE OF NAME CHANGE: 20020301 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000805870 XXXXXXXX 03-31-2021 03-31-2021 false VAUGHAN & Co SECURITIES, INC.

68 Passaic Street Ridgewood NJ 07450-9998

13F HOLDINGS REPORT 028-19745 N James D. Vaughan III 201-444-1361 /s/ James D. Vaughan III Ridgewood NJ 05-14-2021 0 52 123959 INFORMATION TABLE 2 infotable.xml ABBVIE INC COM 00287Y109 587 5427 SH SOLE 5427 0 0 ALTRIA GROUP INC COM 02209S103 735 14376 SH SOLE 14376 0 0 APOLLO GLOBAL MGMT INC COM CL A 03768E105 382 8131 SH SOLE 8131 0 0 APPLE INC COM 037833100 1117 9148 SH SOLE 9148 0 0 BANK MONTREAL QUE COM 063671101 668 7499 SH SOLE 7499 0 0 BCE INC COM NEW 05534B760 670 14847 SH SOLE 14847 0 0 BLACKSTONE GROUP INC COM 09260D107 660 8850 SH SOLE 8850 0 0 CANADIAN IMP BK COMM COM 136069101 624 6377 SH SOLE 6377 0 0 CENTERPOINT ENERGY INC COM 15189T107 428 18912 SH SOLE 18912 0 0 CHENIERE ENERGY PARTNERS LP COM UNIT 16411Q101 687 16523 SH SOLE 16523 0 0 CHEVRON CORP NEW COM 166764100 747 7128 SH SOLE 7128 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 357 16211 SH SOLE 16211 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 588 16479 SH SOLE 16479 0 0 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 14856 187761 SH SOLE 187761 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 785 5893 SH SOLE 5893 0 0 INTERNATIONAL GAME TECHNOLOG SHS USD G4863A108 608 37853 SH SOLE 37853 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 224 701 SH SOLE 701 0 0 ISHARES INC CORE MSCI EMKT 46434G103 5245 81487 SH SOLE 81487 0 0 ISHARES TR CORE US AGGBD ET 464287226 222 1947 SH SOLE 1947 0 0 ISHARES TR ESG AWARE MSCI 46435U663 517 13427 SH SOLE 13427 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 12104 127554 SH SOLE 127554 0 0 ISHARES TR MSCI EAFE MIN VL 46429B689 6998 95875 SH SOLE 95875 0 0 ISHARES TR NATIONAL MUN ETF 464288414 485 4177 SH SOLE 4177 0 0 ISHARES TR COHEN STEER REIT 464287564 479 8279 SH SOLE 8279 0 0 ISHARES TR CORE MSCI EAFE 46432F842 406 5638 SH SOLE 5638 0 0 ISHARES TR SP SMCP600VL ETF 464287879 965 9578 SH SOLE 9578 0 0 ISHARES TR S&P SML 600 GWT 464287887 782 6099 SH SOLE 6099 0 0 ISHARES TR SELECT DIVID ETF 464287168 1243 10891 SH SOLE 10891 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 15440 63527 SH SOLE 63527 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 792 4967 SH SOLE 4967 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 21158 70353 SH SOLE 70353 0 0 ISHARES TR EXPONENTIAL TECH 46434V381 535 9035 SH SOLE 9035 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 631 14552 SH SOLE 14552 0 0 MEDICAL PPTYS TRUST INC COM 58463J304 631 29643 SH SOLE 29643 0 0 NATIONAL RETAIL PROPERTIES I COM 637417106 726 16469 SH SOLE 16469 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 748 59272 SH SOLE 59272 0 0 OGE ENERGY CORP COM 670837103 659 20360 SH SOLE 20360 0 0 OLIN CORP COM PAR $1 680665205 720 18975 SH SOLE 18975 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 761 42491 SH SOLE 42491 0 0 PFIZER INC COM 717081103 485 13396 SH SOLE 13396 0 0 PHILIP MORRIS INTL INC COM 718172109 631 7112 SH SOLE 7112 0 0 PPL CORP COM 69351T106 615 21332 SH SOLE 21332 0 0 ROGERS COMMUNICATIONS INC CL B 775109200 433 9401 SH SOLE 9401 0 0 SPDR SER TR BLMBRG BRC CNVRT 78464A359 201 2417 SH SOLE 2417 0 0 SPDR SER TR BLOOMBERG BRCLYS 78468R622 274 2518 SH SOLE 2518 0 0 TRITON INTL LTD CL A G9078F107 610 11099 SH SOLE 11099 0 0 UNION PAC CORP COM 907818108 207 940 SH SOLE 940 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 209 4023 SH SOLE 4023 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 562 9658 SH SOLE 9658 0 0 WISDOMTREE TR US HIGH DIVIDEND 97717W208 283 3711 SH SOLE 3711 0 0 WISDOMTREE TR US SMALLCAP DIVD 97717W604 18332 588495 SH SOLE 588495 0 0 WISDOMTREE TR EMER MKT HIGH FD 97717W315 4147 93492 SH SOLE 93492 0 0