-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q6iGxA818zfeSs6wdPNJ+ptJOFe+rOVQc1SdrfNXep6KkIXaHRNNWk6yDoFSDLJP xgxoszLkVXWjh3klIUdPjQ== 0000950146-00-000511.txt : 20000504 0000950146-00-000511.hdr.sgml : 20000504 ACCESSION NUMBER: 0000950146-00-000511 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000331 FILED AS OF DATE: 20000503 FILER: COMPANY DATA: COMPANY CONFORMED NAME: H&Q HEALTHCARE INVESTORS CENTRAL INDEX KEY: 0000805267 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 046564285 STATE OF INCORPORATION: MA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-04219 FILM NUMBER: 618023 BUSINESS ADDRESS: STREET 1: 50 ROWES WHARF CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6175740537 MAIL ADDRESS: STREET 1: 50 ROWES WHARF CITY: BOSTON STATE: MA ZIP: 02110 13F-HR 1 FORM 13F FORM 13F Page of Name of Reporting Manager: HAMBRECHT & QUIST CAPITAL MANAGEMENT
-------------- (SEC USE ONLY) - ----------------------------------------------------------------------------------------------------------------------------------- Item 6: Investment Discretion Item 8: ---------------------- Voting Authority Item 4: Item 5: (b) (Shares) Item 2: Item 3: Fair Shares of Shared- (c) Item 7: ------------------ Item 1: Title CUSIP Market Principal (a) As Defined Shared- Managers (a) (b) (c) Name of Issuer of Class Number Value Amount Sole in Instr. V Other See Instr. V Sole Shared None - ----------------------------------------------------------------------------------------------------------------------------------- Affymetrix Common 00826T108 7,421,875 50,000 X NA X - ----------------------------------------------------------------------------------------------------------------------------------- Amgen Common 031162100 9,206,250 150,000 X NA X - ----------------------------------------------------------------------------------------------------------------------------------- Aradigm Common 038505103 7,306,250 350,000 X NA X - ----------------------------------------------------------------------------------------------------------------------------------- Biofield Common 090591207 878,766 878,769 X NA X - ----------------------------------------------------------------------------------------------------------------------------------- Biomatrix Common 09060P102 7,110,420 278,840 X NA X - ----------------------------------------------------------------------------------------------------------------------------------- Biopure Common 09065H915 5,654,664 169,746 X NA X - ----------------------------------------------------------------------------------------------------------------------------------- BioTransplant Common 09066Y107 7,615,036 712,519 X NA X - ----------------------------------------------------------------------------------------------------------------------------------- Biovail Common 09067K106 20,384,825 460,674 X NA X - ----------------------------------------------------------------------------------------------------------------------------------- Calypte Biomedical Common 131722100 4,414,010 1,433,993 X NA X - ----------------------------------------------------------------------------------------------------------------------------------- Catalytica Common 148885106 17,572,074 1,206,666 X NA X - ----------------------------------------------------------------------------------------------------------------------------------- Celgene Common 151020104 22,899,375 230,000 X NA X - ----------------------------------------------------------------------------------------------------------------------------------- Cor Therapeutics Common 217753102 9,888,281 150,000 X NA X - ----------------------------------------------------------------------------------------------------------------------------------- Corixa Common 21887F100 5,183,681 125,665 X NA X - ----------------------------------------------------------------------------------------------------------------------------------- Coulter Pharmaceutical Common 222116105 8,082,500 265,000 X NA X - ----------------------------------------------------------------------------------------------------------------------------------- Cubist Pharmaceuticals Common 229990981 46,607,085 1,113,005 X NA X - ----------------------------------------------------------------------------------------------------------------------------------- CV Therapeutics Common 126667104 26,787,579 533,750 X NA X - ----------------------------------------------------------------------------------------------------------------------------------- Cytyc Common 232946103 26,284,767 544,762 X NA X - ----------------------------------------------------------------------------------------------------------------------------------- Digene Common 253752109 10,580,000 230,000 X NA X - ----------------------------------------------------------------------------------------------------------------------------------- Elan Warrants 284131802 2,953,500 75,000 X NA X - ----------------------------------------------------------------------------------------------------------------------------------- Emisphere Technologies Common 291345106 7,833,126 151,000 X NA X - ----------------------------------------------------------------------------------------------------------------------------------- Envirogen Common 294040100 78,124 20,833 X NA X - ----------------------------------------------------------------------------------------------------------------------------------- EP Med Systems Common 26899B914 6,517,188 1,075,000 X NA X - ----------------------------------------------------------------------------------------------------------------------------------- Focal Common 343909107 2,175,816 271,977 X NA X - ----------------------------------------------------------------------------------------------------------------------------------- Gene Logic Common 368689105 9,464,063 225,000 X NA X - ----------------------------------------------------------------------------------------------------------------------------------- Genzyme Common 372917104 9,649,063 192,500 X NA X - ----------------------------------------------------------------------------------------------------------------------------------- Gilead Sciences Common 37555B103 22,603,264 356,659 X NA X - ----------------------------------------------------------------------------------------------------------------------------------- IDEXX Laboratories Common 45168D104 5,828,125 250,000 X NA X - ----------------------------------------------------------------------------------------------------------------------------------- ImClone Systems Common 45245W109 20,948,438 272,500 X NA X - ----------------------------------------------------------------------------------------------------------------------------------- Interpore Cross Common 46062W107 3,182,500 380,000 X NA X - ----------------------------------------------------------------------------------------------------------------------------------- KeraVision Common 648990992 1,249,997 206,185 X NA X - ----------------------------------------------------------------------------------------------------------------------------------- Landec Common 514766104 3,823,821 566,492 X NA X - ----------------------------------------------------------------------------------------------------------------------------------- LJL BioSystems Common 501873103 17,688,484 969,232 X NA X - ----------------------------------------------------------------------------------------------------------------------------------- Lynx Therapeutics Common 551812308 11,156,250 375,000 X NA X - ----------------------------------------------------------------------------------------------------------------------------------- Martek Biosciences Common 572901106 10,240,440 780,224 X NA X - ----------------------------------------------------------------------------------------------------------------------------------- MedImmune Common 584699102 19,153,750 110,000 X NA X - ----------------------------------------------------------------------------------------------------------------------------------- Quintiles Transnational Common 748767100 2,608,857 152,900 X NA X - ----------------------------------------------------------------------------------------------------------------------------------- Sepracor Common 817315104 26,004,111 357,138 X NA X - ----------------------------------------------------------------------------------------------------------------------------------- Teva Pharmaceutical Industries Common 881624209 3,731,250 100,000 X NA X - ----------------------------------------------------------------------------------------------------------------------------------- Transkaryotic Therapies Common 893735100 11,121,855 199,944 X NA X - ----------------------------------------------------------------------------------------------------------------------------------- Transkaryotic Therapies (Restricted) Common 893735100 1,072,718 24,106 X NA X - -----------------------------------------------------------------------------------------------------------------------------------
FORM 13F Page of Name of Reporting Manager: HAMBRECHT & QUIST CAPITAL MANAGEMENT
-------------- (SEC USE ONLY) - ----------------------------------------------------------------------------------------------------------------------------------- Item 6: Investment Discretion Item 8: ---------------------- Voting Authority Item 4: Item 5: (b) (Shares) Item 2: Item 3: Fair Shares of Shared- (c) Item 7: ------------------ Item 1: Title CUSIP Market Principal (a) As Defined Shared- Managers (a) (b) (c) Name of Issuer of Class Number Value Amount Sole in Instr. V Other See Instr. V Sole Shared None - ----------------------------------------------------------------------------------------------------------------------------------- Triangle Pharmaceuticals Common 89589H104 4,725,000 300,000 X NA X - ----------------------------------------------------------------------------------------------------------------------------------- Tripath Imaging Common 896942109 570,669 63,851 X NA X - ----------------------------------------------------------------------------------------------------------------------------------- Tularik Common 899165104 10,013,504 405,405 X NA X - ----------------------------------------------------------------------------------------------------------------------------------- Verdant Brands Common 923366108 95,000 38,000 X NA X - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- COLUMN TOTALS 450,944,476 - ----------------------------------------------------------------------------------------------------------------------------------- - -----------------------------------------------------------------------------------------------------------------------------------
-----END PRIVACY-ENHANCED MESSAGE-----