-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AKLj9Qhxw9jXjSYmF3zIrgtcSDfDSXmQkRLJgl07EC6Vtc/xo2/j+YtzY8PvCcpM Fbzf4XTHsTUXttxl4n8wVw== 0000912057-01-003899.txt : 20010205 0000912057-01-003899.hdr.sgml : 20010205 ACCESSION NUMBER: 0000912057-01-003899 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20001231 FILED AS OF DATE: 20010202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: H&Q HEALTHCARE INVESTORS CENTRAL INDEX KEY: 0000805267 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 046564285 STATE OF INCORPORATION: MA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-04219 FILM NUMBER: 1523526 BUSINESS ADDRESS: STREET 1: 30 ROWES WHARF CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6175740537 MAIL ADDRESS: STREET 1: 30 ROWES WHARF CITY: BOSTON STATE: MA ZIP: 02110 13F-HR 1 a2036745z13f-hr.txt FORM 13F-HR FORM 13F --------------------- (SEC USE ONLY) Page of -------------------- Name of Reporting Manager: HAMBRECHT & QUIST CAPITAL MANAGEMENT
- -------------------------------------------------------------------------------------------------------------- Item 5: Item 1: Item 2: Item 3: Item 4: Shares of Name of Issuer Title of Class CUSIP Fair Market Principal Number Value Amount - -------------------------------------------------------------------------------------------------------------- Affymetrix Common 00826T108 7,443,750 100,000 - -------------------------------------------------------------------------------------------------------------- Amgen Common 031162100 9,590,625 150,000 - -------------------------------------------------------------------------------------------------------------- Aradigm Common 038505103 5,118,750 350,000 - -------------------------------------------------------------------------------------------------------------- ATS Medical Common 002083103 9,028,414 636,364 - -------------------------------------------------------------------------------------------------------------- Biofield Common 090591207 246,054 878,766 - -------------------------------------------------------------------------------------------------------------- Biofield (restricted) Common 090591207 220,000 1,000,000 - -------------------------------------------------------------------------------------------------------------- Biopure Common 09065H915 3,394,920 169,746 - -------------------------------------------------------------------------------------------------------------- BioTransplant Common 09066Y107 6,190,008 712,519 - -------------------------------------------------------------------------------------------------------------- Biovail Common 09067K106 35,785,156 921,348 - -------------------------------------------------------------------------------------------------------------- Calypte Biomedical Common 131722100 1,145,273 1,093,993 - -------------------------------------------------------------------------------------------------------------- Catalytica Energy Systems Common 148884109 2,216,900 128,515 - -------------------------------------------------------------------------------------------------------------- Celgene Common 151020104 22,425,000 690,000 - -------------------------------------------------------------------------------------------------------------- Cor Therapeutics Common 217753102 10,556,250 300,000 - -------------------------------------------------------------------------------------------------------------- Corixa Common 21887F100 10,911,947 391,460 - -------------------------------------------------------------------------------------------------------------- Cubist Pharmaceuticals Common 229990981 27,782,145 958,005 - -------------------------------------------------------------------------------------------------------------- Curis Common 231269101 3,023,579 340,685 - -------------------------------------------------------------------------------------------------------------- CV Therapeutics Common 126667104 38,651,220 546,307 - -------------------------------------------------------------------------------------------------------------- Cytyc Common 232946103 18,441,047 294,762 - -------------------------------------------------------------------------------------------------------------- Digene Common 253752109 10,278,125 230,000 - -------------------------------------------------------------------------------------------------------------- Dyax (Restricted) Common 26746E103 8,863,060 546,765 - -------------------------------------------------------------------------------------------------------------- Emisphere Technologies Common 291345106 3,775,000 151,000 - -------------------------------------------------------------------------------------------------------------- Envirogen Common 294040100 20,833 20,833 - -------------------------------------------------------------------------------------------------------------- EP MedSystems Common 26899B914 2,351,562 1,075,000 - -------------------------------------------------------------------------------------------------------------- Exelixis (Restricted) Common 30161Q104 3,277,120 224,000 - -------------------------------------------------------------------------------------------------------------- Focal Common 343909107 305,974 271,977 - -------------------------------------------------------------------------------------------------------------- Gene Logic Common 368689105 4,134,375 225,000 - -------------------------------------------------------------------------------------------------------------- Genzyme Common 372917104 17,312,968 192,500 - -------------------------------------------------------------------------------------------------------------- Genzyme Biosurgery Common 372917708 1,700,291 195,717 - -------------------------------------------------------------------------------------------------------------- Gilead Sciences Common 37555B103 29,580,405 356,659 - -------------------------------------------------------------------------------------------------------------- IDEXX Laboratories Common 45168D104 5,500,000 250,000 - -------------------------------------------------------------------------------------------------------------- ImClone Systems Common 45245W109 23,980,000 545,000 - -------------------------------------------------------------------------------------------------------------- Interpore Cross Common 46062W107 1,496,250 380,000 - -------------------------------------------------------------------------------------------------------------- KeraVision Common 648990992 70,876 206,185 - -------------------------------------------------------------------------------------------------------------- Landec Common 514766104 1,480,758 526,492 - -------------------------------------------------------------------------------------------------------------- Lynx Therapeutics Common 551812308 3,375,000 375,000 - -------------------------------------------------------------------------------------------------------------- Martek Biosciences Common 572901106 9,557,744 780,224 - -------------------------------------------------------------------------------------------------------------- MedImmune Common 584699102 15,736,875 330,000 - -------------------------------------------------------------------------------------------------------------- Molecular Devices Common 60851C107 19,899,435 290,768 - -------------------------------------------------------------------------------------------------------------- Quintiles Transnational Common 748767100 3,201,343 152,900 - -------------------------------------------------------------------------------------------------------------- Radiance Medical Common 750241101 1,650,000 330,000 - -------------------------------------------------------------------------------------------------------------- Scios Common 808905103 12,404,375 557,500 - -------------------------------------------------------------------------------------------------------------- Sepracor Common 817315104 28,615,682 357,138 - -------------------------------------------------------------------------------------------------------------- Telik (Restricted) Common 87959M109 3,313,330 666,666 - -------------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------------------------------------ Item 6: Investment Discretion Item 8: Item 1: ----------------------------------- Item 7: Voting Authority (Shares) Name of Issuer (b) Shared- Managers -------------------------------------- (a) Sole As Defined (c) Shared- See Instr. V (a) Sole (b) Shared (c) None in Instr. V Other - ------------------------------------------------------------------------------------------------------------------------------------ Affymetrix X NA X - ------------------------------------------------------------------------------------------------------------------------------------ Amgen X NA X - ------------------------------------------------------------------------------------------------------------------------------------ Aradigm X NA X - ------------------------------------------------------------------------------------------------------------------------------------ ATS Medical X NA X - ------------------------------------------------------------------------------------------------------------------------------------ Biofield X NA X - ------------------------------------------------------------------------------------------------------------------------------------ Biofield (restricted) X NA X - ------------------------------------------------------------------------------------------------------------------------------------ Biopure X NA X - ------------------------------------------------------------------------------------------------------------------------------------ BioTransplant X NA X - ------------------------------------------------------------------------------------------------------------------------------------ Biovail X NA X - ------------------------------------------------------------------------------------------------------------------------------------ Calypte Biomedical X NA X - ------------------------------------------------------------------------------------------------------------------------------------ Catalytica Energy Systems X NA X - ------------------------------------------------------------------------------------------------------------------------------------ Celgene X NA X - ------------------------------------------------------------------------------------------------------------------------------------ Cor Therapeutics X NA X - ------------------------------------------------------------------------------------------------------------------------------------ Corixa X NA X - ------------------------------------------------------------------------------------------------------------------------------------ Cubist Pharmaceuticals X NA X - ------------------------------------------------------------------------------------------------------------------------------------ Curis X NA X - ------------------------------------------------------------------------------------------------------------------------------------ CV Therapeutics X NA X - ------------------------------------------------------------------------------------------------------------------------------------ Cytyc X NA X - ------------------------------------------------------------------------------------------------------------------------------------ Digene X NA X - ------------------------------------------------------------------------------------------------------------------------------------ Dyax (Restricted) X NA X - ------------------------------------------------------------------------------------------------------------------------------------ Emisphere Technologies X NA X - ------------------------------------------------------------------------------------------------------------------------------------ Envirogen X NA X - ------------------------------------------------------------------------------------------------------------------------------------ EP MedSystems X NA X - ------------------------------------------------------------------------------------------------------------------------------------ Exelixis (Restricted) X NA X - ------------------------------------------------------------------------------------------------------------------------------------ Focal X NA X - ------------------------------------------------------------------------------------------------------------------------------------ Gene Logic X NA X - ------------------------------------------------------------------------------------------------------------------------------------ Genzyme X NA X - ------------------------------------------------------------------------------------------------------------------------------------ Genzyme Biosurgery X - ------------------------------------------------------------------------------------------------------------------------------------ Gilead Sciences X NA X - ------------------------------------------------------------------------------------------------------------------------------------ IDEXX Laboratories X NA X - ------------------------------------------------------------------------------------------------------------------------------------ ImClone Systems X NA X - ------------------------------------------------------------------------------------------------------------------------------------ Interpore Cross X NA X - ------------------------------------------------------------------------------------------------------------------------------------ KeraVision X NA X - ------------------------------------------------------------------------------------------------------------------------------------ Landec X NA X - ------------------------------------------------------------------------------------------------------------------------------------ Lynx Therapeutics X NA X - ------------------------------------------------------------------------------------------------------------------------------------ Martek Biosciences X NA X - ------------------------------------------------------------------------------------------------------------------------------------ MedImmune X NA X - ------------------------------------------------------------------------------------------------------------------------------------ Molecular Devices X NA X - ------------------------------------------------------------------------------------------------------------------------------------ Quintiles Transnational X NA X - ------------------------------------------------------------------------------------------------------------------------------------ Radiance Medical X - ------------------------------------------------------------------------------------------------------------------------------------ Scios X NA X - ------------------------------------------------------------------------------------------------------------------------------------ Sepracor X NA X - ------------------------------------------------------------------------------------------------------------------------------------ Telik (Restricted) X NA X - ------------------------------------------------------------------------------------------------------------------------------------
FORM 13F --------------------- (SEC USE ONLY) Page of -------------------- Name of Reporting Manager: HAMBRECHT & QUIST CAPITAL MANAGEMENT
- -------------------------------------------------------------------------------------------------------------- Item 5: Item 1: Item 2: Item 3: Item 4: Shares of Name of Issuer Title of Class CUSIP Fair Market Principal Number Value Amount - -------------------------------------------------------------------------------------------------------------- Teva Pharmaceutical Industries Common 881624209 7,325,000 100,000 - -------------------------------------------------------------------------------------------------------------- Transkaryotic Therapies Common 893735100 8,163,821 224,050 - -------------------------------------------------------------------------------------------------------------- Tularik Common 899165104 11,934,109 405,405 - -------------------------------------------------------------------------------------------------------------- Verdant Brands Common 923366108 2,470 38,000 - -------------------------------------------------------------------------------------------------------------- Versicor (Restricted) Common 925314106 6,773,708 1,046,941 - -------------------------------------------------------------------------------------------------------------- COLUMN TOTALS 458,251,527 - -------------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------------------------------------ Item 6: Investment Discretion Item 8: Item 1: ----------------------------------- Item 7: Voting Authority (Shares) Name of Issuer (b) Shared- Managers -------------------------------------- (a) Sole As Defined (c) Shared- See Instr. V (a) Sole (b) Shared (c) None in Instr. V Other - ------------------------------------------------------------------------------------------------------------------------------------ Teva Pharmaceutical Industries X NA X - ------------------------------------------------------------------------------------------------------------------------------------ Transkaryotic Therapies X NA X - ------------------------------------------------------------------------------------------------------------------------------------ Tularik X NA X - ------------------------------------------------------------------------------------------------------------------------------------ Verdant Brands X NA X - ------------------------------------------------------------------------------------------------------------------------------------ Versicor (Restricted) X NA X - ------------------------------------------------------------------------------------------------------------------------------------ COLUMN TOTALS - ------------------------------------------------------------------------------------------------------------------------------------
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