4 1 file001.txt FORM 4 FORM 4 _________________________________ | OMB APPROVAL | [ ] Check this box if no longer subject _________________________________ to Section 16. Form 4 or Form 5 | OMB Number: 3235-0287 | obligations may continue. See | Expires: December 31, 2001 | Instruction 1(b). | Estimated average burden | | hours per response....... 0.5 | _________________________________ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 (Print or Type Responses) ------------------------------------------------------------------------------- 1. Name and Address of Reporting Person* Ma John ----------------------------------------------------- (Last) (First) (Middle) c/o Acclaim Entertainment, Inc. One Acclaim Plaza ----------------------------------------------------- (Street) Glen Cove New York 11542 ----------------------------------------------------- (City) (State) (Zip) ------------------------------------------------------------------------------- 2. Issuer Name and Ticker or Trading Symbol Acclaim Entertainment, Inc. (AKLM) ------------------------------------------------------------------------------- 3. IRS or Social Security Number of Reporting Person (Voluntary) ------------------------------------------------------------------------------- 4. Statement for Month/Year November 2001 ------------------------------------------------------------------------------- 5. If Amendment, Date of Original (Month/Year) ------------------------------------------------------------------------------- 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [ ] Director [ ] 10% Owner [X] Officer (give title below) [ ] Other (specify below) Executive Vice President, Product Development -------------------------------------------------- ------------------------------------------------------------------------------- 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person -------------------------------------------------------------------------------
TABLE I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned --------------------------------------------------------------------------------------------------------------------------------- 5. Amount of 6. Owner- Securities ship 2. Trans- 3. Trans- 4. Securities Acquired (A) Beneficially Form: action action or Disposed of (D) Owned at Direct 7. Nature of Date Code (Instr. 3, 4 and 5) End of (D) or Indirect 1. Title of Security (Month/ (Instr. 8) -------------------------- Month Indirect Beneficial (Instr. 3) Day/ ---------- Amount (A) or Price (Instr. (I) Ownership Year) Code V (D) 3 and 4) (Instr. 4) (Instr. 4) --------------------------------------------------------------------------------------------------------------------------------- Common Stock, par value $0.02 per share 11/2/01 M 60,000 A $1.75 (D) --------------------------------------------------------------------------------------------------------------------------------- Common Stock, par value $0.02 per share 11/2/01 M 50,000 A $3.375 (D) --------------------------------------------------------------------------------------------------------------------------------- Common Stock, par value $0.02 per share 11/13/01 M 14,000 A $3.375 (D) --------------------------------------------------------------------------------------------------------------------------------- Common Stock, par value $0.02 per share 11/14/01 M 21,000 A $3.375 (D) --------------------------------------------------------------------------------------------------------------------------------- Common Stock, par value $0.02 per share 11/2/01 S 110,000 D $4.43 (D) --------------------------------------------------------------------------------------------------------------------------------- Common Stock, par value $0.02 per share 11/13/01 S 14,000 D $6.00 (D) --------------------------------------------------------------------------------------------------------------------------------- Common Stock, par value $0.02 per share 11/14/01 S 21,000 D $6.01 1,000 (D) --------------------------------------------------------------------------------------------------------------------------------- Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) * If the form is filed by more than one person, see Instruction 4(b)(v). SEC 1473 (3/99)
POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. FORM 4 (continued)
TABLE II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g. puts, calls, warrants, options, convertible securities) ----------------------------------------------------------------------------------------------------------------------------------- 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. ----------------------------------------------------------------------------------------------------------------------------------- Title and Ownership Number of Date Exer- Amount of Form of Derivative cisable and Underlying Number of Deriv- Securities Expiration Securities Price Derivative ative Conver- Trans- Acquired (A) Date (Month/ (Instr. 3 of Securities Security: sion or Trans- action or Disposed Day/Year) and 4) Deriv- Benefi- Direct Exercise action Code of (D) -------------- -------------- ative cially (D) or Nature of Title of Price of Date (Instr. (Instr. 3, Date Amount Secur- Owned at Indirect Indirect Derivative Deriv- (Month/ 8) 4 and 5) Exer- Expir- or Num- ity End of (I) Beneficial Security ative Day/ -------- ---------- cis- ation ber of (Instr. Month (Instr. Ownership (Instr. 3) Security Year) Code V (A) (D) able Date Title Shares 5) (Instr. 4) 4) (Instr. 4) ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- Option: Right to Common Buy $1.75 11/2/01 M 60,000 (1) 10/2/10 Stock 60,000 140,000 (D) ----------------------------------------------------------------------------------------------------------------------------------- Option: Right to Common Buy $3.375 11/2/01 M 50,000 (2) 4/29/07 Stock 50,000 (2) (D) ----------------------------------------------------------------------------------------------------------------------------------- Option: Right to Common Buy $3.375 11/13/01 M 14,000 (2) 4/29/07 Stock 14,000 (2) (D) ----------------------------------------------------------------------------------------------------------------------------------- Option: Right to Common Buy $3.375 11/14/01 M 21,000 (2) 4/29/07 Stock 21,000 (2) (D) ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- -----------------------------------------------------------------------------------------------------------------------------------
Explanation of Responses: (1) An option to purchase 200,000 shares of the Issuer's common stock, par value $0.02 per share, was issued to the Reporting Person under the Issuer's 1998 Stock Incentive Plan. One-third of such option became exercisable on October 3, 2001. The remainder of such option becomes exercisable in one-third installments on each of October 3, 2002 and October 3, 2003. (2) Options to purchase an aggregate of 140,000 shares of the Issuer's common stock, par value $0.02 per share, were issued to the Reporting Person under the Issuer's 1988 Stock Option Plan. Such options became exercisable in one-third installments on each of April 30, 1998, April 30, 1999, and April 30, 2000. Options to purchase 55,000 shares remain outstanding. /s/ John Ma 12/7/01 ---------------------------------------- -------------------- ** Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.