0001888316-23-000068.txt : 20231218 0001888316-23-000068.hdr.sgml : 20231218 20231218175418 ACCESSION NUMBER: 0001888316-23-000068 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231215 FILED AS OF DATE: 20231218 DATE AS OF CHANGE: 20231218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CATHEY JAMES J CENTRAL INDEX KEY: 0001922250 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19528 FILM NUMBER: 231494978 MAIL ADDRESS: STREET 1: 5775 MOREHOUSE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QUALCOMM INC/DE CENTRAL INDEX KEY: 0000804328 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 953685934 STATE OF INCORPORATION: DE FISCAL YEAR END: 0924 BUSINESS ADDRESS: STREET 1: 5775 MOREHOUSE DR CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 8585871121 MAIL ADDRESS: STREET 1: 5775 MOREHOUSE DR CITY: SAN DIEGO STATE: CA ZIP: 92121 4 1 edgardoc.xml PRIMARY DOCUMENT X0508 4 2023-12-15 0 0000804328 QUALCOMM INC/DE QCOM 0001922250 CATHEY JAMES J 5775 MOREHOUSE DR. SAN DIEGO CA 92121-1714 0 1 0 0 Chief Commercial Officer 0 Common Stock 2023-12-15 4 M 0 3329 0.0 A 7779 D Common Stock 2023-12-15 4 F 0 1807 143.13 D 5972 D Common Stock 2023-12-15 4 M 0 386 0.0 A 6358 D Common Stock 2023-12-15 4 F 0 386 143.13 D 5972 D Restricted Stock Unit 2023-12-15 4 M 0 3329.0933 0.0 D 2025-12-15 Common Stock 3329.0933 6659.2128 D Restricted Stock Unit 2023-12-15 4 M 0 386 0.0 D 2026-12-15 Common Stock 386 8260 D Pursuant to the terms of the Executive Restricted Stock Unit Agreements governing the applicable awards, the Restricted Stock Units granted to Mr. Cathey in December 2023 became fully vested upon Mr. Cathey's attainment of Normal Retirement Age (as defined in such agreements). These shares represent shares withheld to cover the tax liability associated with the vesting of such Restricted Stock Units. Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units will be fully vested on the date that is six months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2023, 2024 and 2025. Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units are fully vested on the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2024, 2025 and 2026. By: Jon Russo, Attorney-in-Fact For: James J. Cathey 2023-12-18