0001234452-17-000112.txt : 20170523 0001234452-17-000112.hdr.sgml : 20170523 20170523164455 ACCESSION NUMBER: 0001234452-17-000112 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170520 FILED AS OF DATE: 20170523 DATE AS OF CHANGE: 20170523 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QUALCOMM INC/DE CENTRAL INDEX KEY: 0000804328 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 953685934 STATE OF INCORPORATION: DE FISCAL YEAR END: 0925 BUSINESS ADDRESS: STREET 1: 5775 MOREHOUSE DR CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 8585871121 MAIL ADDRESS: STREET 1: 5775 MOREHOUSE DR CITY: SAN DIEGO STATE: CA ZIP: 92121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STERLING MICHELLE M CENTRAL INDEX KEY: 0001639912 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19528 FILM NUMBER: 17864315 MAIL ADDRESS: STREET 1: 5775 MOREHOUSE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2017-05-20 0 0000804328 QUALCOMM INC/DE QCOM 0001639912 STERLING MICHELLE M 5775 MOREHOUSE DR. SAN DIEGO CA 92121-1714 0 1 0 0 EVP, Human Resources Common Stock 2017-05-20 4 M 0 1758 0.0 A 4934 I by Trust Common Stock 2017-05-20 4 M 0 1980 0.0 A 6914 I by Trust Common Stock 2017-05-20 4 F 0 661 57.67 D 6253 I by Trust Common Stock 2017-05-20 4 F 0 744 57.67 D 5509 I by Trust Common Stock 2017-05-22 4 S 0 5509 59.1131 D 0 I by Trust Restricted Stock Unit 2017-05-20 4 M 0 1758.3236 0.0 D 2017-05-20 Common Stock 1758.3236 0 D Restricted Stock Unit 2017-05-20 4 M 0 1980.6255 0.0 D 2018-05-20 Common Stock 1980.6255 1980.6255 D Includes 202 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2017. Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008. The transaction was conducted under a Rule 10b5-1 trading plan. The sale prices for this transaction ranged from $58.41 to $59.32. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 20, 2015, 2016 and 2017. The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 20, 2016, 2017 and 2018. By: Noreen E. Burns, Attorney-in-Fact For: Michelle M. Sterling 2017-05-23