0001234452-13-000117.txt : 20130307 0001234452-13-000117.hdr.sgml : 20130307 20130307140708 ACCESSION NUMBER: 0001234452-13-000117 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130305 FILED AS OF DATE: 20130307 DATE AS OF CHANGE: 20130307 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SULLIVAN DANIEL L CENTRAL INDEX KEY: 0001282710 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19528 FILM NUMBER: 13672820 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QUALCOMM INC/DE CENTRAL INDEX KEY: 0000804328 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 953685934 STATE OF INCORPORATION: DE FISCAL YEAR END: 0925 BUSINESS ADDRESS: STREET 1: 5775 MOREHOUSE DR CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 8585871121 MAIL ADDRESS: STREET 1: 5775 MOREHOUSE DR CITY: SAN DIEGO STATE: CA ZIP: 92121 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2013-03-05 0 0000804328 QUALCOMM INC/DE QCOM 0001282710 SULLIVAN DANIEL L 5775 MOREHOUSE DR. SAN DIEGO CA 92121-1714 0 1 0 0 Executive Vice President Common Stock 2013-03-05 4 M 0 30750.0 35.66 A 39412 I by Trust Common Stock 2013-03-05 4 S 0 30750.0 67.9986 D 8662 I by Trust Common Stock 2013-03-05 4 M 0 26250.0 34.83 A 34912 I by Trust Common Stock 2013-03-05 4 S 0 26250.0 67.9986 D 8662 I by Trust Common Stock 9469 D Non-Qualified Stock Option (right to buy) 34.83 2013-03-05 4 M 0 26250.0 0.0 D 2016-11-09 Common Stock 26250 0 D Non-Qualified Stock Option (right to buy) 35.66 2013-03-05 4 M 0 30750.0 0.0 D 2018-11-06 Common Stock 30750 62750 D Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. The sale prices for this transaction ranged from $67.90 to $68.14. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. Includes 210 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2013. The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. By: Noreen E. Burns, Attorney-in-Fact For: Daniel L. Sullivan 2013-03-07