0001234452-13-000028.txt : 20130104 0001234452-13-000028.hdr.sgml : 20130104 20130104145242 ACCESSION NUMBER: 0001234452-13-000028 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130102 FILED AS OF DATE: 20130104 DATE AS OF CHANGE: 20130104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KEITEL WILLIAM E CENTRAL INDEX KEY: 0001191312 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19528 FILM NUMBER: 13511192 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QUALCOMM INC/DE CENTRAL INDEX KEY: 0000804328 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 953685934 STATE OF INCORPORATION: DE FISCAL YEAR END: 0925 BUSINESS ADDRESS: STREET 1: 5775 MOREHOUSE DR CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 8585871121 MAIL ADDRESS: STREET 1: 5775 MOREHOUSE DR CITY: SAN DIEGO STATE: CA ZIP: 92121 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2013-01-02 0 0000804328 QUALCOMM INC/DE QCOM 0001191312 KEITEL WILLIAM E 5775 MOREHOUSE DR. SAN DIEGO CA 92121-1714 0 1 0 0 EVP & Chief Financial Officer Common Stock 2013-01-02 4 S 0 8985.0 64.75 D 47786.0 D Common Stock 2013-01-02 4 M 0 68908.0 35.66 A 116694.0 D Common Stock 2013-01-02 4 S 0 68908.0 64.75 D 47786.0 D Common Stock 2013-01-03 4 M 0 37588.0 44.75 A 85374.0 D Common Stock 2013-01-03 4 S 0 37588.0 64.7565 D 47786.0 D Common Stock 2013-01-03 4 M 0 43592.0 35.66 A 91378.0 D Common Stock 2013-01-03 4 S 0 43592.0 64.7565 D 47786.0 D Non-Qualified Stock Option (right to buy) 35.66 2013-01-02 4 M 0 68908.0 0.0 D 2018-11-06 Common Stock 68908.0 131092.0 D Non-Qualified Stock Option (right to buy) 35.66 2013-01-03 4 M 0 43592.0 0.0 D 2018-11-06 Common Stock 43592.0 87500.0 D Non-Qualified Stock Option (right to buy) 44.75 2013-01-03 4 M 0 37588.0 0.0 D 2019-11-08 Common Stock 37588.0 75176.0 D The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. The sale prices for this transaction ranged from $64.75 to $64.8178. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant. By: Jane Borneman, Attorney-in-Fact For: William E. Keitel 2013-01-04