0001205233-21-000055.txt : 20211005 0001205233-21-000055.hdr.sgml : 20211005 20211005162151 ACCESSION NUMBER: 0001205233-21-000055 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211001 FILED AS OF DATE: 20211005 DATE AS OF CHANGE: 20211005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROGERS ALEXANDER H CENTRAL INDEX KEY: 0001687791 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19528 FILM NUMBER: 211306909 MAIL ADDRESS: STREET 1: 5775 MOREHOUSE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QUALCOMM INC/DE CENTRAL INDEX KEY: 0000804328 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 953685934 STATE OF INCORPORATION: DE FISCAL YEAR END: 0926 BUSINESS ADDRESS: STREET 1: 5775 MOREHOUSE DR CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 8585871121 MAIL ADDRESS: STREET 1: 5775 MOREHOUSE DR CITY: SAN DIEGO STATE: CA ZIP: 92121 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2021-10-01 0 0000804328 QUALCOMM INC/DE QCOM 0001687791 ROGERS ALEXANDER H 5775 MOREHOUSE DR. SAN DIEGO CA 92121-1714 0 1 0 0 President QTL & Global Affairs Common Stock 2021-10-01 4 M 0 8964 0.0 A 36001 D Common Stock 2021-10-01 4 M 0 10527 0.0 A 46528 D Common Stock 2021-10-01 4 M 0 6147 0.0 A 52675 D Common Stock 2021-10-01 4 F 0 3073 128.71 D 49602 D Common Stock 2021-10-01 4 F 0 4972 128.71 D 44630 D Common Stock 2021-10-01 4 F 0 3337 128.71 D 41293 D Common Stock 2021-10-04 4 S 0 9157 128.92 D 32136 D Restricted Stock Unit 2021-10-01 4 M 0 8964.1 0.0 D 2021-10-01 Common Stock 8964.1 0 D Restricted Stock Unit 2021-10-01 4 M 0 10527.4123 0.0 D 2022-10-01 Common Stock 10527.4123 10527.4123 D Restricted Stock Unit 2021-10-01 4 M 0 6147.1958 0.0 D 2023-10-01 Common Stock 6147.1958 12296.4308 D Includes 114 and 77 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2021 and July 31, 2021, respectively. The transaction was conducted under a Rule 10b5-1 trading plan. Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. The Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on October 1, 2019, 2020 and 2021. These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022. These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2021, 2022 and 2023. By: David Zuckerman, Attorney-in-Fact For: Alexander H. Rogers 2021-10-04