0001205233-20-000066.txt : 20201005 0001205233-20-000066.hdr.sgml : 20201005 20201005164659 ACCESSION NUMBER: 0001205233-20-000066 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201001 FILED AS OF DATE: 20201005 DATE AS OF CHANGE: 20201005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROGERS ALEXANDER H CENTRAL INDEX KEY: 0001687791 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19528 FILM NUMBER: 201224181 MAIL ADDRESS: STREET 1: 5775 MOREHOUSE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QUALCOMM INC/DE CENTRAL INDEX KEY: 0000804328 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 953685934 STATE OF INCORPORATION: DE FISCAL YEAR END: 0927 BUSINESS ADDRESS: STREET 1: 5775 MOREHOUSE DR CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 8585871121 MAIL ADDRESS: STREET 1: 5775 MOREHOUSE DR CITY: SAN DIEGO STATE: CA ZIP: 92121 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2020-10-01 0 0000804328 QUALCOMM INC/DE QCOM 0001687791 ROGERS ALEXANDER H 5775 MOREHOUSE DR. SAN DIEGO CA 92121-1714 0 1 0 0 EVP & President, QTL Common Stock 2020-10-01 4 M 0 10323 0.0 A 24889 D Common Stock 2020-10-01 4 M 0 8791 0.0 A 33680 D Common Stock 2020-10-01 4 F 0 2897 119.52 D 30783 D Common Stock 2020-10-01 4 F 0 5603 119.52 D 25180 D Common Stock 2020-10-02 4 S 0 8491 116.78 D 16689 D Restricted Stock Unit 2020-10-01 4 M 0 8791.7419 0.0 D 2021-10-01 Common Stock 8791.7419 8791.7419 D Restricted Stock Unit 2020-10-01 4 M 0 10323.9659 0.0 D 2022-10-01 Common Stock 10323.9659 20649.9908 D Includes 175 and 144 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2020 and July 31, 2020, respectively. The transaction was conducted under a Rule 10b5-1 trading plan. Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2019, 2020 and 2021. These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022. By: David Zuckerman, Attorney-in-Fact For: Alexander H. Rogers 2020-10-02