0001205233-19-000111.txt : 20191210 0001205233-19-000111.hdr.sgml : 20191210 20191210170300 ACCESSION NUMBER: 0001205233-19-000111 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191208 FILED AS OF DATE: 20191210 DATE AS OF CHANGE: 20191210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rosenberg Donald J CENTRAL INDEX KEY: 0001347420 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19528 FILM NUMBER: 191278286 MAIL ADDRESS: STREET 1: QUALCOMM INCORPORATED STREET 2: 5775 MOREHOUSE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QUALCOMM INC/DE CENTRAL INDEX KEY: 0000804328 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 953685934 STATE OF INCORPORATION: DE FISCAL YEAR END: 0929 BUSINESS ADDRESS: STREET 1: 5775 MOREHOUSE DR CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 8585871121 MAIL ADDRESS: STREET 1: 5775 MOREHOUSE DR CITY: SAN DIEGO STATE: CA ZIP: 92121 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2019-12-08 0 0000804328 QUALCOMM INC/DE QCOM 0001347420 Rosenberg Donald J 5775 MOREHOUSE DR. SAN DIEGO CA 92121-1714 0 1 0 0 EVP & General Counsel Common Stock 2019-12-08 4 A 0 13788 0.0 A 18431 D Common Stock 2019-12-08 4 F 0 6837 83.82 D 11594 D Common Stock 2019-12-08 4 A 0 43193 0.0 A 54787 D Common Stock 2019-12-08 4 F 0 21415 83.82 D 33372 D Common Stock 2019-12-10 4 S 0 28729 84.5093 D 4643 D Common Stock 22613 I by Trust These shares represent Performance Stock Units that vested on October 10, 2019. On December 8, 2019, the HR and Compensation Committee determined and certified the number of shares to be paid. The transaction was conducted under a Rule 10b5-1 trading plan. The sale prices for this transaction ranged from $84.3811 to $84.73. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011. By: David Zuckerman, Attorney-in-Fact For: Donald J. Rosenberg 2019-12-10