0001205233-18-000083.txt : 20181011 0001205233-18-000083.hdr.sgml : 20181011 20181011163708 ACCESSION NUMBER: 0001205233-18-000083 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181010 FILED AS OF DATE: 20181011 DATE AS OF CHANGE: 20181011 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AMON CRISTIANO R CENTRAL INDEX KEY: 0001559665 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19528 FILM NUMBER: 181118663 MAIL ADDRESS: STREET 1: 5775 MOREHOUSE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QUALCOMM INC/DE CENTRAL INDEX KEY: 0000804328 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 953685934 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 5775 MOREHOUSE DR CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 8585871121 MAIL ADDRESS: STREET 1: 5775 MOREHOUSE DR CITY: SAN DIEGO STATE: CA ZIP: 92121 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2018-10-10 0 0000804328 QUALCOMM INC/DE QCOM 0001559665 AMON CRISTIANO R 5775 MOREHOUSE DR. SAN DIEGO CA 92121-1714 0 1 0 0 President Common Stock 2018-10-10 4 M 0 20625 40.7 A 58045 D Common Stock 2018-10-10 4 S 0 20625 68.72 D 37420 D Common Stock 2018-10-10 4 M 0 68000 55.31 A 105420 D Common Stock 2018-10-10 4 S 0 68000 68.84 D 37420 D Non-Qualified Stock Option (right to buy) 40.7 2018-10-10 4 M 0 20625 0.0 D 2019-10-22 Common Stock 20625 0 D Non-Qualified Stock Option (right to buy) 55.31 2018-10-10 4 M 0 68000 0.0 D 2019-07-05 Common Stock 68000 0 D The transaction was conducted under a Rule 10b5-1 trading plan. The sale prices for this transaction ranged from $68.49 to $68.96. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. The sale prices for this transaction ranged from $68.49 to $69.26. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. Includes 187 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2018. Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant. The options vest on the first anniversary of the date of grant as to 1/4th of the total shares granted, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested four years after the date of grant. By: David Zuckerman, Attorney-in-Fact For: Cristiano R. Amon 2018-10-10