0001205233-18-000033.txt : 20180508 0001205233-18-000033.hdr.sgml : 20180508 20180508162254 ACCESSION NUMBER: 0001205233-18-000033 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180505 FILED AS OF DATE: 20180508 DATE AS OF CHANGE: 20180508 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rosenberg Donald J CENTRAL INDEX KEY: 0001347420 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19528 FILM NUMBER: 18814944 MAIL ADDRESS: STREET 1: QUALCOMM INCORPORATED STREET 2: 5775 MOREHOUSE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QUALCOMM INC/DE CENTRAL INDEX KEY: 0000804328 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 953685934 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 5775 MOREHOUSE DR CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 8585871121 MAIL ADDRESS: STREET 1: 5775 MOREHOUSE DR CITY: SAN DIEGO STATE: CA ZIP: 92121 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2018-05-05 0 0000804328 QUALCOMM INC/DE QCOM 0001347420 Rosenberg Donald J 5775 MOREHOUSE DR. SAN DIEGO CA 92121-1714 0 1 0 0 EVP & General Counsel Common Stock 2018-05-05 4 M 0 17839 0.0 A 17839 D Common Stock 2018-05-05 4 F 0 6169 52.49 D 11670 D Common Stock 3694 I By GRAT Common Stock 3694 I by GRAT S Common Stock 14844 I by Trust Restricted Stock Unit 2018-05-05 4 M 0 17839.7504 0.0 D 2019-05-05 Common Stock 17839.7504 17839.7504 D Restricted Stock Unit 2018-05-06 4 A 0 40537.8709 0.0 A 2020-11-20 Common Stock 40537.8709 40537.8709 D Securities held by Mark Lindsay, Trustee of the Stacy K. Rosenberg Qualcomm Annuity Trust. Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011. Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019. These Restricted Stock Units were granted subject to performance vesting and service vesting requirements. On May 6, 2018, the Compensation Committee certified that the performance vesting conditions were satisfied. These Restricted Stock Units include an initial grant of 39,785 Restricted Stock Units, plus dividend equivalents accrued through the transaction date in the form of additional Restricted Stock Units that vest and are paid at the same time and in the same manner as the underlying Restricted Stock Units. The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020. By: David Zuckerman, Attorney-in-Fact For: Donald J. Rosenberg 2018-05-07