-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RxtVk+HJgQUUGgJJ9OdPUWMVsD8gMH/upYoZVWIQQEUx3zlmWfJ+G7mXxGJx+rg4 uGCHfICjSQlHVcPCJJWcaw== 0000936392-02-000918.txt : 20020802 0000936392-02-000918.hdr.sgml : 20020802 20020801213810 ACCESSION NUMBER: 0000936392-02-000918 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20020726 ITEM INFORMATION: Financial statements and exhibits ITEM INFORMATION: FILED AS OF DATE: 20020802 FILER: COMPANY DATA: COMPANY CONFORMED NAME: QUALCOMM INC/DE CENTRAL INDEX KEY: 0000804328 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 953685934 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-19528 FILM NUMBER: 02717788 BUSINESS ADDRESS: STREET 1: 5775 MOREHOUSE DR CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 8585871121 MAIL ADDRESS: STREET 1: 5775 MOREHOUSE DR CITY: SAN DIEGO STATE: CA ZIP: 92121 8-K 1 a83238e8vk.htm FORM 8-K Qualcomm Incorporated Current Report
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SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934

July 26, 2002


Date of Report (Date of earliest event reported)

QUALCOMM Incorporated


(Exact name of registrant as specified in its charter)

Delaware


(State or other jurisdiction of incorporation)
     
000-19528   95-3685934

 
(Commission File Number)   (IRS Employer Identification No.)
   
5775 Morehouse Drive, San Diego,CA   92121

 
(address of principal executive offices)   (Zip Code)

858-587-1121


(Registrant’s telephone number, including area code)

 


Item 7. Exhibits.
Item 9. Regulation FD Disclosure
SIGNATURES
EXHIBIT INDEX
EXHIBIT 99.1
EXHIBIT 99.2


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Item 7. Exhibits.
     
Exhibit No.   Description

 
99.1   Certification of Irwin M. Jacobs, Chief Executive Officer of QUALCOMM Incorporated, filed with the Securities and Exchange Commission on July 26, 2002 pursuant to Order No. 4-460
99.2   Certification of William E. Keitel, Chief Financial Officer of QUALCOMM Incorporated, filed with the Securities and Exchange Commission on July 26, 2002 pursuant to Order No. 4-460

Item 9. Regulation FD Disclosure

     This information is not “filed” pursuant to the Securities Exchange Act and is not incorporated by reference into any Securities Act registration statements.

     On July 26, 2002, both Irwin M. Jacobs, Chief Executive Officer of QUALCOMM Incorporated, and William E. Keitel, Chief Financial Officer of QUALCOMM Incorporated, filed certifications with the Securities and Exchange Commission (the “Commission”) pursuant to Order No. 4-460. Both certifications conformed exactly to the form prescribed by the Commission in Exhibit A to Order No. 4-460, without qualification or modification. The intention of Dr. Jacobs and Mr. Keitel to file the certifications in compliance with Order No. 4-460 was publicly announced on the QUALCOMM Incorporated earnings conference call on July 25, 2002.

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SIGNATURES

     Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
     
  QUALCOMM Incorporated
 
 
Date: August 2, 2002 By:  /s/ William E. Keitel
 
  William E. Keitel
Chief Financial Officer

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EXHIBIT INDEX
     
Exhibit No.   Description

 
99.1   Certification of Irwin M. Jacobs, Chief Executive Officer of QUALCOMM Incorporated, filed with the Securities and Exchange Commission on July 26, 2002 pursuant to Order No. 4-460
99.2   Certification of William E. Keitel, Chief Financial Officer of QUALCOMM Incorporated, filed with the Securities and Exchange Commission on July 26, 2002 pursuant to Order No. 4-460

-4- EX-99.1 3 a83238exv99w1.txt EXHIBIT 99.1 EXHIBIT 99.1 OMB Number: 3235-0569 Expires: January 31, 2003 STATEMENT UNDER OATH OF PRINCIPAL EXECUTIVE OFFICER AND PRINCIPAL FINANCIAL OFFICER REGARDING FACTS AND CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGS I, Irwin M. Jacobs, state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of QUALCOMM Incorporated, and, except as corrected or supplemented in a subsequent covered report: - no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and - no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with the Company's audit committee. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": - The Annual Report on Form 10-K filed with the Commission on November 9, 2001 of QUALCOMM Incorporated; - all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of QUALCOMM Incorporated filed with the Commission subsequent to the filing of the Form 10-K identified above; and - any amendments to any of the foregoing. /s/ Irwin Mark Jacobs - ------------------------------ Irwin M. Jacobs July 18, 2002 Subscribed and sworn to before me this 18th day of July 2002. /s/ Cathy M. Ragsdale - ------------------------------ Notary Public My Commission Expires: January 9, 2004 EX-99.2 4 a83238exv99w2.txt EXHIBIT 99.2 EXHIBIT 99.2 OMB Number: 3235-0569 Expires: January 31, 2003 STATEMENT UNDER OATH OF PRINCIPAL EXECUTIVE OFFICER AND PRINCIPAL FINANCIAL OFFICER REGARDING FACTS AND CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGS I, William E. Keitel, state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of QUALCOMM Incorporated, and, except as corrected or supplemented in a subsequent covered report: - no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and - no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with the Company's audit committee. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": - The Annual Report on Form 10-K filed with the Commission on November 9, 2001 of QUALCOMM Incorporated; - all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of QUALCOMM Incorporated filed with the Commission subsequent to the filing of the Form 10-K identified above; and - any amendments to any of the foregoing. /s/ William E. Keitel - ------------------------------ William E. Keitel July 25, 2002 Subscribed and sworn to before me this 25th day of July 2002. /s/ Lisa Clanin - ------------------------------ Notary Public My Commission Expires: June 19, 2003 -----END PRIVACY-ENHANCED MESSAGE-----