-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S6XDOCmbcDdV2bD0991N0IcwOxcynpFb+5cS5pfHIK+7u3quYPTA0sKUwjiFY/di Xjm9S8CZ2xK0DAYDovpt0A== 0000804312-98-000002.txt : 19980202 0000804312-98-000002.hdr.sgml : 19980202 ACCESSION NUMBER: 0000804312-98-000002 CONFORMED SUBMISSION TYPE: 10-K/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19971031 FILED AS OF DATE: 19980130 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: OPTEK TECHNOLOGY INC CENTRAL INDEX KEY: 0000804312 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 751962405 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 10-K/A SEC ACT: SEC FILE NUMBER: 000-16304 FILM NUMBER: 98517220 BUSINESS ADDRESS: STREET 1: 1215 W CROSBY RD STREET 2: MS 400 CITY: CARROLLTON STATE: TX ZIP: 75006 BUSINESS PHONE: 2143232200 MAIL ADDRESS: STREET 1: 1215 W CROSBY RD CITY: CARROLLTON STATE: TX ZIP: 75006 10-K/A 1 CONFORMED COPY SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended October 31, 1997 Commission File Number 0-16304 Optek Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 75-1962405 (State or other jurisdiction (I.R.S. Employer of incorporation or organization) Identification No.) 1215 West Crosby Road, Carrollton, Texas 75006 (Address of principal executive offices) (Zip Code) Registrant s telephone number, including area code: (972) 323-2200 Securities registered pursuant to Section 12(b) of the Act: None Securities registered pursuant to Section 12(g) of the Act: Common Stock, par value $0.01 per share Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports) and (2) has been subject to such filing requirements for the past 90 days. Yes ( X ) No ( ) Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of registrant s knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment of this Form 10-K. ( ) The aggregate market value of the registrant s voting stock held by non-affiliates as of October 31, 1997 was: $67,909,282 (* see note on index page). The number of shares outstanding of each class of registrant s common stock as of October 31, 1997 was: Common Stock, par value $0.01 per share, 4,259,534 shares. ___________________ Documents Incorporated by Reference Portions of the registrant s definitive proxy statement to be furnished to stockholders in connection with its Annual Meeting of Stockholders to be held on March 17, 1998 are incorporated by reference in Part III of this Form 10-K. The Company's Form 10-k for the fiscal year ended October 31, 1997 is amended to add Exhibit 27 attached hereto. EX-27 2
5 This schedule contains summary financial information extracted from registrant's Form 10-K for the fiscal year ended October 31, 1997 and is qualified in its entirety by reference to such financial statement. 12-MOS OCT-31-1997 OCT-31-1997 9815 0 10849 1653 6491 27724 32116 20981 38936 12656 0 0 0 43 0 38936 75572 75572 43423 57814 59 0 (65) 17764 5259 12505 0 1003 0 11502 1.50 1.50
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