0001209191-13-010480.txt : 20130221 0001209191-13-010480.hdr.sgml : 20130221 20130221144822 ACCESSION NUMBER: 0001209191-13-010480 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130220 FILED AS OF DATE: 20130221 DATE AS OF CHANGE: 20130221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POWELL THOMAS W CENTRAL INDEX KEY: 0001219199 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12488 FILM NUMBER: 13629969 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: POWELL INDUSTRIES INC CENTRAL INDEX KEY: 0000080420 STANDARD INDUSTRIAL CLASSIFICATION: SWITCHGEAR & SWITCHBOARD APPARATUS [3613] IRS NUMBER: 880106100 STATE OF INCORPORATION: NV FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 8550 MOSLEY DR STREET 2: POST OFFICE BOX 12818 CITY: HOUSTON STATE: TX ZIP: 77075 BUSINESS PHONE: 7139446900 MAIL ADDRESS: STREET 1: 8550 MOSLEY DRIVE P O BOX 12818 STREET 2: 8550 MOSLEY DRIVE P O BOX 12818 CITY: HOUSTON STATE: TX ZIP: 77075 FORMER COMPANY: FORMER CONFORMED NAME: PROCESS SYSTEMS INC DATE OF NAME CHANGE: 19780926 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-02-20 0 0000080420 POWELL INDUSTRIES INC POWL 0001219199 POWELL THOMAS W PO BOX 12818 HOUSTON TX 77217 1 0 1 0 Common Stock 2013-02-20 2013-02-20 4 A 0 2000 0.00 A 718222 D Common Stock 1798628 I Held in TWP Holdings Common Stock 26605 I Held in TWP Trust Restricted stock grant is subject to forfeiture - restrictions lapse with respect to 1,000 shares on the first anniversary from the date of the grant, and restrictions lapse with respect to the remaining 1,000 shares on the second anniversary from the date of the grant. Includes 5,000 shares of restricted stock that have time-based vesting provisions. Includes 8,800 shares of restricted stock that were issued upon exercise of underlying stock options and vest in five equal installments from date of exercise; subject to certain conditions. Don R. Madison, Power of Attorney for Thomas W. Powell. 2013-02-20