FORM SD

POWELL INDUSTRIES, INC.

Date: June 1, 2015

/s/ DON R. MADISON

Don R. Madison

Executive Vice President

Chief Financial and Administrative Officer

(Principal Financial Officer)

0001193125-15-208231.txt : 20150601 0001193125-15-208231.hdr.sgml : 20150601 20150601115133 ACCESSION NUMBER: 0001193125-15-208231 CONFORMED SUBMISSION TYPE: SD PUBLIC DOCUMENT COUNT: 2

13p-1

1.01 20141231

1.02 20141231

FILED AS OF DATE: 20150601 DATE AS OF CHANGE: 20150601 FILER: COMPANY DATA: COMPANY CONFORMED NAME: POWELL INDUSTRIES INC CENTRAL INDEX KEY: 0000080420 STANDARD INDUSTRIAL CLASSIFICATION: SWITCHGEAR & SWITCHBOARD APPARATUS [3613] IRS NUMBER: 880106100 STATE OF INCORPORATION: NV FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SD SEC ACT: 1934 Act SEC FILE NUMBER: 001-12488 FILM NUMBER: 15902033 BUSINESS ADDRESS: STREET 1: 8550 MOSLEY DR STREET 2: POST OFFICE BOX 12818 CITY: HOUSTON STATE: TX ZIP: 77075 BUSINESS PHONE: 7139446900 MAIL ADDRESS: STREET 1: 8550 MOSLEY DRIVE P O BOX 12818 STREET 2: 8550 MOSLEY DRIVE P O BOX 12818 CITY: HOUSTON STATE: TX ZIP: 77075 FORMER COMPANY: FORMER CONFORMED NAME: PROCESS SYSTEMS INC DATE OF NAME CHANGE: 19780926 SD 1 d937216dsd.htm FORM SD FORM SD

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM SD

Specialized Disclosure Report

Powell Industries, Inc.

(Exact name of registrant as specified in its charter)


Delaware	001-12488	88-0106100
(State or other jurisdiction of incorporation or organization)	(Commission File No.)	(I.R.S. Employer Identification No.)

8550 Mosley Road Houston, Texas		77075-1180
(Address of principal executive offices)		(Zip Code)

Don R. Madison, 713-944-6900

(Name and telephone number, including area code, of the person to contact in connection with this report.)

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

x	Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2014.

Item 1.01 Conflict Minerals Disclosure and Report

Conflict Minerals Disclosure

Powell Industries, Inc. (the “Company”) undertook a country of origin inquiry with respect to the conflict minerals used in the production of the Company’s custom engineered-to-order electrical equipment and has determined in good faith that for the year ended December 31, 2014:

The Company has manufactured or contracted to manufacture products as to which certain conflict minerals, gold, tin, tungsten and tantalum (collectively, 3TG). are necessary to the functionality or production of such products.

Based on a reasonable country of origin inquiry, the Company believes, or has reason to believe, that a portion of its products that contain the necessary 3TG originated, or may have originated, in the Democratic Republic of the Congo or an adjoining country and knows, or has reason to believe, that those necessary 3TG products may not be from recycle or scrap sources.

A copy of the Company’s Conflict Minerals Report is filed as Exhibit 1.01 hereto and is publicly available at the Company’s website at www.powellind.com, under the section entitled “Investors.”

Item 1.02 Exhibit

See Item 2.01 of this Specialized Disclosure Report on Form SD.

Item 2.01 Exhibits


Exhibit No.		Description

Exhibit 1.01		Conflict Minerals Report for the calendar year ended December 31, 2014

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this report to be signed on its behalf by the duly authorized undersigned.

EX-1.01 2 d937216dex101.htm EX-1.01 EX-1.01

Exhibit 1.01

Conflict Minerals Report

For the Year Ended December 31, 2014

This is the Conflict Minerals Report (this Report) of Powell Industries, Inc. (Powell, the Company, we, us or our) for calendar year 2014 in accordance with Rule 13p-1 under the Securities Exchange Act of 1934, as amended (the Exchange Act). Please refer to Section 13(p) of the Exchange Act and the general instructions to the Specialized Disclosure Report on Form SD for definitions of certain terms used in this Report, unless otherwise defined herein.

We are in the business of developing, designing, manufacturing and servicing custom engineered-to-order equipment and systems for the management and control of electrical energy. Certain conflict minerals (as defined in Item 1.01(d)(3) of Form SD), specifically gold, tin, tungsten and tantalum (collectively, 3TG) are used in the production of our custom engineered-to-order equipment. Accordingly, pursuant to the rules promulgated by the Securities and Exchange Commission, we conducted a reasonable country of origin inquiry (RCOI) regarding such conflict minerals designed to determine whether any of such conflict minerals originated in the Democratic Republic of the Congo (DRC) or an adjoining country (collectively, Covered Countries), or are from recycled or scrap sources.

In conducting the RCOI, Powell engaged Assent Compliance (Assent) to assist with the effectiveness of our conflict minerals program. We identified the scope of our inquiry by first completing a supplier list extraction from our preferred vendor list. This list was then filtered to remove service providers, indirect materials suppliers and inactive suppliers (minimum of one year since last purchase)

This was intended to ensure that all suppliers surveyed provided items to Powell that were used in final products in the year 2014. Once the filtering was completed, we populated the list with contact information and this list, composed of 4,767 suppliers, was then provided to Assent for upload to their Assent Compliance Manager software system (Assent Compliance Manager).

Assent conducted additional analysis of the supply chain that, combined with supplier feedback, resulted in 3,063 suppliers being removed from the scope of the conflict minerals inquiry. The factors considered in Assent’s secondary analysis and the information provided that removed these suppliers from the scope of inquiry included:

•

Whether the product they supplied was merely packaging. (labels do not count as packaging);

•

Whether the parts a supplier used did not end up in the final product. (such as equipment used to make the product, i.e. industrial equipment, computers etc.);

•

Whether a supplier used test labs to test, for example, the resistance or durability of a product;

•

Whether a supplier was just a service provider;

•

Whether a supplier supplied anything to Powell in the last 2 years.

After limiting the scope of inquiry, Assent conducted the supplier survey portion of the RCOI. The supplier survey utilized a template developed by the Electronic Industry Citizenship Coalition® and The Global e-Sustainability Initiative (EICC/GeSI) called the Conflict Mineral Report Template (CMRT). The CMRT was developed to facilitate general disclosures and information regarding smelters that provide materials to the supplier. It includes questions regarding the supplier’s conflict-free minerals policy, the engagement process with its direct suppliers and identification of the smelters used by the supplier.

Non-responsive suppliers were contacted a minimum of three times by the Assent Compliance Manager and then were also managed by the Assent Compliance Supply Chain team in one on one communications. This included two to three follow ups from the supply chain team. After three months of non-responsiveness, suppliers were then contacted via email and phone by Powell procurement team members as an escalation to encourage their response to Assent.

Assent communications include training and education on the completion of the CMRT form as well as access to a Supplier Resource Center designed to alleviate any remaining confusion with suppliers. All communications were monitored and tracked in Assent’s system for future reporting and transparency.

All submitted forms are accepted and classified as valid or invalid so that data is still retained Suppliers are contacted in regards to invalid forms and are encouraged to resubmit a valid form. As of March 3, 2015, there were no invalid supplier submissions.

Additionally, based on the smelter lists provided, we are aware that there are certified conflict free smelters that source from the Covered Countries in our supply chain. Many suppliers are still unable to provide all the smelters or refiners used for materials supplied to us. Furthermore, some responses indicated an “unknown” status with respect to the origin of 3TG.

After completing the RCOI, we then implemented due diligence measures on the source and chain of custody of such conflict minerals conforming to the Organisation for Economic Co-operation and Development (OECD) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, including the related supplements on gold, tin, tantalum and tungsten (OECD Guidance), an internationally recognized due diligence framework.

A.	Establish Strong Powell Management Systems

In accordance with our due diligence framework and compliance efforts:

•

We have communicated to all of our applicable suppliers our efforts to comply with Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act, pursuant to a compliance statement and other communications (collectively, the Compliance Statement). We requested that our applicable suppliers provide a comprehensive conflict minerals declaration for all conflict minerals in the form of the CMRT. We provide our Compliance Statement to all new suppliers and plan to provide annual related compliance statement communications to our entire supply base.

•

We implemented internal compliance efforts, including internal reporting requirements, to support our supply chain due diligence process.

•

We implemented a risk mitigation response plan to address business relationships with suppliers that are DRC conflict undeterminable (as defined in Item 1.01(d)(5) of Form SD), which mitigation may include identifying an alternate supply. Our program includes continuous monitoring to adjust our strategies as sourcing data improves and new information is received.

Powell has adopted a company policy with respect to conflict minerals which is posted on our website at www.powellind.com.

Internal Team

Powell has established a management system for conflict minerals. Our management system is sponsored by the Chief Financial Officer as well as executive-level representatives and a team of subject matter experts from relevant functions such as:

Tim Irons – Strategic Sourcing Manager

Steve Williams – Senior Legal Counsel

Milburn Honeycutt – Corporate Controller

Dennis Thonsgard – VP of Research and Product Development

Larry Larsen – Risk Management Director

Dawn Ramos – Commodity Manager

Griselda Perez – Supply Chain Administrator

The team of subject matter experts is responsible for implementing our conflict minerals compliance strategy and is led by the Commodity Manager who acts as the executive conflict minerals program manager. Senior management is briefed about the results of our due diligence efforts on a regular basis.

Control Systems

Controls include, but are not limited to, our code of conduct which outlines expected behaviors for all Powell employees and a conflict minerals policy which can be found on our website at www.powellind.com.

We rely on our direct suppliers to provide information on the origin of the 3TG contained in components and materials supplied to us – including sources of 3TG that are supplied to them from lower tier suppliers. Contracts with our suppliers are frequently in force for three to five years or more and we cannot unilaterally impose new contract terms and flow-down requirements. As we enter into new contracts, or our contracts renew, we are adding a clause to require suppliers to provide information about the source of 3TG and smelters. It will take a number of years to ensure that all our supplier contracts contain appropriate flow-down clauses. In the meantime, as described below, we are working with selected suppliers to ensure they provide the 3TG sourcing information until the contracts can be amended.

With respect to the OECD requirement to strengthen engagement with suppliers, we have, through Assent, provided education on the conflict minerals regulation. We have leveraged the existing communications within the company, specifically the procurement department, to encourage supplier interactions with Assent as well as to help suppliers understand the requirement for completion of their supplier surveys. Feedback from this engagement has allowed us to enhance the training and focus and adapt it to each user’s needs. It has also allowed for our supplier communications to be more focused and ensure expectations are clear.

We have multiple longstanding grievance mechanisms whereby employees and suppliers can report violations of Powell’s policies.

We have also adopted a policy to retain relevant documentation. Documentation will be retained for minimum of five years.

B.	Identify and Assess Risks in Our Supply Chain

We identified risks at the product level by determining first whether the products contained conflict minerals necessary to the functionality or production of products that we manufacture or contract to be manufactured.

We then identified the applicable supplier(s) relating to those products. As we progress, we expect that transparency in our supply chain will increase and that will allow for better risk assessment at more detailed levels of our supply chain. We intend to continue communicating with our suppliers regarding conflict minerals. We want to help mitigate risks that the necessary conflict minerals identified in the products we manufacture, or contract to manufacture, could benefit armed groups in the Covered Countries.

Based on assessed risks, our RCOI covered applicable suppliers.

C.	Design and Implement a Strategy to Respond to Identified Risks

We believe that our RCOI was reasonably designed and executed to determine the existence and source of conflict minerals in our supply chain, including from recycled or scrap sources (as defined in Item 1.01(d)(6) of Form SD). We utilized the EICC/GeSI’s CMRT template for our RCOI and comparable forms of documentation accepted in the industry. We conducted our effort to send surveys in good faith, utilizing up to three rounds of communications with our suppliers through March 2015. We evaluated survey responses to identify: (i) the use and source of conflict minerals; and (ii) any warning signs indicating that conflict minerals may have come from the a Covered Country. We made additional inquiries on a case-by-case basis to clarify or obtain more information as necessary. We tracked results of our supply chain diligence process and periodically reported the results to our executive leadership team.

We do not have sufficient information, based on the survey responses received, to determine each of the specific facilities used to process conflict minerals or to identify specific countries of origin for the conflict minerals used in all of our products (whether manufactured or contracted to be manufactured by us).

D.	Implement Targeted Independent Third-Party Due Diligence

We support industry associations that administer independent third-party smelter and refinery audit programs. We encourage targeted suppliers and/or facilities to participate in comparable due diligence validation activities.

We engaged Assent to assist in the RCOI, data collection and survey process.

E.	Report on Supply Chain Due Diligence

We developed a supply chain due diligence policy, communicated this policy to our suppliers and will continue to communicate with our suppliers. We also developed and distributed our Compliance Statement. Further, we have responded to various customer requests for information regarding our conflict minerals determination.

Due Diligence Process

Following our RCOI, we conducted a due diligence review of the source and chain of custody of the 3TG contained in covered products. Our due diligence measures were designed to conform in all material respects with the framework in the OECD Guidance.

Certain of the responses to the surveys included the names of facilities listed by the suppliers as smelters or refiners. We do not typically have a direct relationship with 3TG smelters and refiners and do not perform or direct audits of these entities within our supply chain. We and our consultant compared these facilities listed in the responses to the list of smelters maintained by the Conflict-Free Sourcing Initiative (CFSI), the United States Department of Commerce (DoC) and the London Bouillion Market Association (LBMA) and, if a supplier indicated that the facility was certified as “Conflict-Free,” we confirmed that the name was listed by CFSI. As of March 3rd, 2015, we have validated 298 smelters or refiners and are working to validate an additional 1,810 smelter/refiner entries from the submitted CMRTs. We have included the current list of valid smelters disclosed to us by our suppliers which is attached as Appendix I.

In accordance with OECD Guidance, it is important to understand risk levels associated with conflict minerals in the supply chain. Smelters not being certified DRC-Conflict Free pose a significant risk to the supply chain. In the Assent Compliance Manager, risk is classified as High, Medium and Low; this Risk rating is generated based on 3 scoring criteria:

Regulated Body: this assesses whether the smelter is a member and has an associated regulated body number (Smelter CID Number is the primary method).

Proximity: Level 1 Country: Countries with known active ore production for tin or tantalum that are not identified as conflict regions or plausible countries that smuggle or export materials containing tin or tantalum. Examples include countries located in North or South

America, Australia or Europe that are G8 Level Countries who are known to meet OECD standards in other sectors. Level 2 Country: Known or plausible countries that smuggle or export materials containing tin or tantalum out of Level 3 countries, or that have transit of materials containing tin or tantalum. This currently includes Kenya, Mozambique, and South Africa. Level 3 Country: The DRC and its nine adjoining countries as outlined in Section 1502 of the Dodd Frank Act. These include Angola, Burundi, Central African Republic, DRC, Rwanda, South Sudan, Tanzania, Uganda and Zambia.

Likelihood: We also calculate supplier risk based on the chances that the supplier provides 3TG that may originate from Non-Conflict Free sources. The value of this risk is calculated based on the risk ratings of the smelters declared by that supplier on their CMRT.

Additionally, suppliers are evaluated on program strength (further assisting in identifying risk in the supply chain). At this stage in conflict minerals compliance it is well-known that many companies are in the middle of the process and do not have many answers beyond “unknown”. The criteria used to evaluate the strength of the program are:

A. Do you have a policy in place that includes DRC conflict-free sourcing?

E. Have you implemented due diligence measures for conflict-free sourcing?

H. Do you verify due diligence information received from your suppliers?

I. Does your verification process include corrective action management?

When suppliers meet or exceed those criteria (Yes to at least A,E,H,I) they are deemed to have a strong program. When suppliers do not meet those criteria, they are deemed to have a weak program.

We believe that the inquiries and investigations described above represent a reasonable effort to determine the mines or locations of origin of the 3TG in our applicable products, including (1) seeking information about 3TG smelters and refiners in our supply chain by requesting that our suppliers complete the CMRT, (2) verifying those smelters and refiners with the expanding CFSI lists, (3) conducting the due diligence review and (4) obtaining additional documentation and verification, as applicable. Our existing policy related to relevant documentation of our conflict mineral compliance process requires that documentation will be retained for a period of at least five years.

While due diligence is ongoing and the information received continues to improve in quantity and quality, the majority of the responses received continue to provide data at a company or divisional level or did not specify the smelters or refiners used for materials supplied to us. We have decided to disclose validated smelters provided to us by our supply chain. However we cannot definitively determine whether any of the 3TG reported by the suppliers were contained in materials supplied to us or to validate that any of these smelters or refiners are actually in our supply chain. As a result, we are unable to identify all smelters and refiners as well as all the countries of origin of the 3TG that are contained in the applicable products

Appendix I

Metal

Smelter Reference List

Standard Smelter Name

Smelter Facility
Location

Smelter ID

CFSI
Audit
Status

3rd
Party
Status

Source
from
DRC?

Conflict
Free?

Sources (if specified)

Include
Recycle
or Scrap?

Gold

Advanced Chemical Company

UNITED STATES

CID000015

None

Unknown

Gold

Aida Chemical Industries Co. Ltd.

JAPAN

CID000019

Compliant

Complete

Unknown

Yes

Unknown

Gold

Aktyubinsk Copper Company TOO

RUSSIAN FEDERATION

CID000028

None

Unknown

Gold

Allgemeine Gold-und Silberscheideanstalt A.G.

GERMANY

CID000035

Compliant

Complete

Unknown

Yes

Unknown

Yes

Gold

Almalyk Mining and Metallurgical Complex (AMMC)

UZBEKISTAN

CID000041

None

Unknown

Gold

AngloGold Ashanti Córrego do Sítio Minerção

BRAZIL

CID000058

Compliant

Complete

Unknown

Yes

Brazil

Unknown

Gold

Argor-Heraeus SA

SWITZERLAND

CID000077

Compliant

Complete

Unknown

Yes

Unknown

Yes

Gold

Asahi Pretec Corporation

JAPAN

CID000082

Compliant

Complete

Unknown

Yes

Unknown

Yes

Gold

Asaka Riken Co Ltd

JAPAN

CID000090

Active

In Process

Unknown

Gold

Atasay Kuyumculuk Sanayi Ve Ticaret A.S.

TURKEY

CID000103

Compliant

Complete

Unknown

Yes

Turkey

Yes

Gold

Aurubis AG

GERMANY

CID000113

Compliant

Complete

Unknown

Yes

Chile, Brazil, Peru, Argentina, Canada, Bulgaria

Yes

Gold

Bangko Sentral ng Pilipinas (Central Bank of the Philippines)

PHILIPPINES

CID000128

None

Unknown

Gold

Bauer Walser AG

GERMANY

CID000141

None

Unknown

Gold

Boliden AB

SWEDEN

CID000157

Compliant

Complete

Unknown

Yes

Unknown

Gold

C. Hafner GmbH + Co. KG

GERMANY

CID000176

Compliant

Complete

Unknown

Yes

Unknown

Gold

Caridad

MEXICO

CID000180

None

Unknown

Gold

CCR Refinery – Glencore Canada Corporation

CANADA

CID000185

Compliant

Complete

Unknown

Yes

Unknown

Yes

Gold

Cendres + Métaux SA

SWITZERLAND

CID000189

Active

In Process

Unknown

Gold

Chimet S.p.A.

ITALY

CID000233

Compliant

Complete

Unknown

Yes

Unknown

Yes

Gold

China National Gold Group Corporation

CHINA

CID000242

None

Unknown

Gold

Chugai Mining

JAPAN

CID000264

None

Unknown

Gold

Colt Refining

UNITED STATES

CID000288

None

Unknown

Gold

Daejin Indus Co. Ltd

KOREA, REPUBLIC OF

CID000328

None

Unknown

Gold

Daye Non-Ferrous Metals Mining Ltd.

CHINA

CID000343

None

Unknown

Gold

Do Sung Corporation

KOREA, REPUBLIC OF

CID000359

None

Unknown

Gold

Doduco

GERMANY

CID000362

None

Unknown

Gold

Dowa

JAPAN

CID000401

Compliant

Complete

Unknown

Yes

Unknown

Gold

Eco-System Recycling Co., Ltd.

JAPAN

CID000425

Compliant

Complete

Unknown

Yes

Unknown

Gold

FSE Novosibirsk Refinery

RUSSIAN FEDERATION

CID000493

None

Unknown

Gold

Gansu Seemine Material Hi-Tech Co Ltd

CHINA

CID000522

None

Unknown

Gold

Guangdong Jinding Gold Limited

CHINA

CID002312

None

Unknown

Gold

Hangzhou Fuchunjiang Smelting Co., Ltd.

CHINA

CID000671

None

Unknown

Gold

Heimerle + Meule GmbH

GERMANY

CID000694

Compliant

Complete

Unknown

Yes

Unknown

Yes

Gold

Heraeus Ltd. Hong Kong

HONG KONG

CID000707

Compliant

Complete

Unknown

Yes

Unknown

Yes

Gold

Heraeus Precious Metals GmbH & Co. KG

GERMANY

CID000711

Compliant

Complete

Unknown

Yes

Unknown

Yes

Gold

Hunan Chenzhou Mining Group Co., Ltd.

CHINA

CID000767

None

Unknown

Gold

Hwasung CJ Co. Ltd

KOREA, REPUBLIC OF

CID000778

None

Unknown

Gold

Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited

CHINA

CID000801

None

Unknown

Gold

Ishifuku Metal Industry Co., Ltd.

JAPAN

CID000807

Compliant

Complete

Unknown

Yes

Unknown

Gold

Istanbul Gold Refinery

TURKEY

CID000814

Compliant

Complete

Unknown

Yes

Unknown

Gold

Japan Mint

JAPAN

CID000823

Compliant

Complete

Unknown

Yes

Unknown

Gold

Jiangxi Copper Company Limited

CHINA

CID000855

None

Unknown

Gold

Johnson Matthey Inc

UNITED STATES

CID000920

Compliant

Complete

Unknown

Yes

Unknown

Gold

Johnson Matthey Ltd

CANADA

CID000924

Compliant

Complete

Unknown

Yes

Unknown

Gold

JSC Ekaterinburg Non-Ferrous Metal Processing Plant

RUSSIAN FEDERATION

CID000927

Compliant

Complete

Unknown

Yes

Unknown

Gold

JSC Uralelectromed

RUSSIAN FEDERATION

CID000929

Compliant

Complete

Unknown

Yes

Unknown

Gold

JX Nippon Mining & Metals Co., Ltd.

JAPAN

CID000937

Compliant

Complete

Unknown

Yes

Unknown

Gold

Kazzinc Ltd

KAZAKHSTAN

CID000957

Compliant

Complete

Unknown

Yes

Kazakhstan

Unknown

Gold

Kennecott Utah Copper LLC

UNITED STATES

CID000969

Compliant

Complete

Unknown

Yes

United States

Unknown

Gold

Kojima Chemicals Co., Ltd

JAPAN

CID000981

Compliant

Complete

Unknown

Yes

Unknown

Gold

Korea Metal Co. Ltd

KOREA, REPUBLIC OF

CID000988

None

Unknown

Gold

Kyrgyzaltyn JSC

KYRGYZSTAN

CID001029

None

Unknown

Gold

L’ azurde Company For Jewelry

SAUDI ARABIA

CID001032

Compliant

Complete

Unknown

Yes

Unknown

Gold

Lingbao Gold Company Limited

CHINA

CID001056

None

Unknown

Gold

Lingbao Jinyuan Tonghui Refinery Co. Ltd.

CHINA

CID001058

None

Unknown

Gold

LS-NIKKO Copper Inc.

KOREA, REPUBLIC OF

CID001078

Compliant

Complete

Unknown

Yes

Unknown

Gold

Luoyang Zijin Yinhui Metal Smelt Co Ltd

CHINA

CID001093

None

Unknown

Gold

Materion

UNITED STATES

CID001113

Compliant

Complete

Unknown

Yes

Unknown

Yes

Gold

Matsuda Sangyo Co., Ltd.

JAPAN

CID001119

Compliant

Complete

Unknown

Yes

Unknown

Gold

Metalor Technologies (Hong Kong) Ltd

HONG KONG

CID001149

Compliant

Complete

Unknown

Yes

Unknown

Gold

Metalor Technologies (Singapore) Pte. Ltd.

SINGAPORE

CID001152

Compliant

Complete

Unknown

Yes

Unknown

Gold

Metalor Technologies SA

SWITZERLAND

CID001153

Compliant

Complete

Unknown

Yes

Unknown

Gold

Metalor USA Refining Corporation

UNITED STATES

CID001157

Compliant

Complete

Unknown

Yes

Unknown

Gold

Met-Mex Peñoles, S.A.

MEXICO

CID001161

Compliant

Complete

Unknown

Yes

Mexico

Unknown

Gold

Mitsubishi Materials Corporation

JAPAN

CID001188

Compliant

Complete

Unknown

Yes

Unknown

Gold

Mitsui Mining and Smelting Co., Ltd.

JAPAN

CID001193

Compliant

Complete

Unknown

Yes

Peru, Chile, Canada

Yes

Gold

Moscow Special Alloys Processing Plant

RUSSIAN FEDERATION

CID001204

None

Unknown

Gold

Nadir Metal Rafineri San. Ve Tic. A.Ş.

TURKEY

CID001220

Compliant

Complete

Unknown

Yes

Unknown

Gold

Navoi Mining and Metallurgical Combinat

UZBEKISTAN

CID001236

None

Unknown

Gold

Nihon Material Co. LTD

JAPAN

CID001259

Compliant

Complete

Unknown

Yes

Unknown

Gold

Ohio Precious Metals, LLC

UNITED STATES

CID001322

Compliant

Complete

Unknown

Yes

Unknown

Yes

Gold

Ohura Precious Metal Industry Co., Ltd

JAPAN

CID001325

Compliant

Complete

Unknown

Yes

Unknown

Gold

OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastvetmet)

RUSSIAN FEDERATION

CID001326

Compliant

Complete

Unknown

Yes

Unknown

Gold

OJSC Kolyma Refinery

RUSSIAN FEDERATION

CID001328

None

Unknown

Gold

PAMP SA

SWITZERLAND

CID001352

Compliant

Complete

Unknown

Yes

Unknown

Gold

Penglai Penggang Gold Industry Co Ltd

CHINA

CID001362

None

Unknown

Gold

Prioksky Plant of Non-Ferrous Metals

RUSSIAN FEDERATION

CID001386

None

Unknown

Gold

PT Aneka Tambang (Persero) Tbk

INDONESIA

CID001397

Compliant

Complete

Unknown

Yes

Unknown

Gold

PX Précinox SA

SWITZERLAND

CID001498

Compliant

Complete

Unknown

Yes

Unknown

Gold

Rand Refinery (Pty) Ltd

SOUTH AFRICA

CID001512

Compliant

Complete

Unknown

Yes

Botswana, Ethiopia, Ghana, Guinea, Mali, Mozambique, Namibia, South africa, Tanzania, Zambia, Zimbabwe, Cote de Ivory, Burkina faso, Kenya, Egypt, Peru, Asia, United Arab Emirates, Australia, Indonesia, Kenya, Malaysia, Taiwan, United States, Thailand

Unknown

Gold

Republic Metals Corporation

UNITED STATES

CID002510

Compliant

Complete

Unknown

Yes

Unknown

Gold

Royal Canadian Mint

CANADA

CID001534

Compliant

Complete

Unknown

Yes

Unknown

Gold

Sabin Metal Corp.

UNITED STATES

CID001546

Active

In Process

Unknown

Gold

Samduck Precious Metals

KOREA, REPUBLIC OF

CID001555

None

Unknown

Gold

SAMWON METALS Corp.

KOREA, REPUBLIC OF

CID001562

None

Unknown

Gold

Schone Edelmetaal

NETHERLANDS

CID001573

Compliant

Complete

Unknown

Yes

Unknown

Yes

Gold

SEMPSA Joyería Platería SA

SPAIN

CID001585

Compliant

Complete

Unknown

Yes

Unknown

Yes

Gold

Shandong Zhaojin Gold & Silver Refinery Co. Ltd

CHINA

CID001622

Compliant

Complete

Unknown

Yes

Unknown

Gold

Sichuan Tianze Precious Metals Co., Ltd

CHINA

CID001736

Compliant

Complete

Unknown

Yes

Unknown

Gold

So Accurate Group, Inc.

UNITED STATES

CID001754

None

Unknown

Gold

SOE Shyolkovsky Factory of Secondary Precious Metals

RUSSIAN FEDERATION

CID001756

Active

In Process

Unknown

Gold

Solar Applied Materials Technology Corp.

TAIWAN

CID001761

Compliant

Complete

Unknown

Yes

Unknown

Gold

Sumitomo Metal Mining Co., Ltd.

JAPAN

CID001798

Compliant

Complete

Unknown

Yes

Unknown

Gold

Tanaka Kikinzoku Kogyo K.K.

JAPAN

CID001875

Compliant

Complete

Unknown

Yes

Unknown

Gold

The Great Wall Gold and Silver Refinery of China

CHINA

CID001909

None

Unknown

Gold

The Refinery of Shandong Gold Mining Co. Ltd

CHINA

CID001916

Compliant

Complete

Unknown

Yes

Unknown

Gold

Tokuriki Honten Co., Ltd

JAPAN

CID001938

Compliant

Complete

Unknown

Yes

Unknown

Gold

Tongling nonferrous Metals Group Co., Ltd

CHINA

CID001947

None

Unknown

Gold

Torecom

KOREA, REPUBLIC OF

CID001955

Active

Unknown

Gold

Umicore Brasil Ltda

BRAZIL

CID001977

Compliant

Complete

Unknown

Yes

Unknown

Gold

Umicore Precious Metals Thailand

THAILAND

CID002314

Compliant

Complete

Unknown

Yes

Unknown

Gold

Umicore SA Business Unit Precious Metals Refining

BELGIUM

CID001980

Compliant

Complete

Unknown

Yes

Unknown

Gold

United Precious Metal Refining, Inc.

UNITED STATES

CID001993

Compliant

Complete

Unknown

Yes

Unknown

Gold

Valcambi SA

SWITZERLAND

CID002003

Compliant

Complete

Unknown

Yes

Unknown

Gold

Western Australian Mint trading as The Perth Mint

AUSTRALIA

CID002030

Compliant

Complete

Unknown

Yes

Unknown

Gold

YAMAMOTO PRECIOUS METAL CO., LTD.

JAPAN

CID002100

Active

In Process

Unknown

Gold

Yokohama Metal Co Ltd

JAPAN

CID002129

Active

In Process

Unknown

Gold

Yunnan Copper Industry Co Ltd

CHINA

CID000197

None

Unknown

Gold

Zhongyuan Gold Smelter of Zhongjin Gold Corporation

CHINA

CID002224

Compliant

Complete

Unknown

Yes

Unknown

Gold

Zijin Mining Group Co. Ltd

CHINA

CID002243

Compliant

Complete

Unknown

Yes

Unknown

Tantalum

Changsha South Tantalum Niobium Co., Ltd.

CHINA

CID000211

Compliant

Complete

Unknown

Yes

Unknown

Tantalum

Conghua Tantalum and Niobium Smeltry

CHINA

CID000291

Compliant

Complete

Yes

DRC

Unknown

Tantalum

Duoluoshan

CHINA

CID000410

Compliant

Complete

Yes

DRC, Rwanda

Unknown

Tantalum

Exotech Inc.

UNITED STATES

CID000456

Compliant

Complete

Unknown

Yes

Unknown

Yes

Tantalum

F&X Electro-Materials Ltd.

CHINA

CID000460

Compliant

Complete

Yes

DRC

Unknown

Tantalum

Global Advanced Metals Boyertown

UNITED STATES

CID002557

Compliant

Complete

Yes

DRC, Australia

Unknown

Tantalum

Guangdong Zhiyuan New Material Co., Ltd.

CHINA

CID000616

Compliant

Complete

Unknown

Yes

Unknown

Tantalum

Guizhou Zhenhua Xinyun Technology Ltd., Kaili branch

CHINA

CID002501

Compliant

Complete

Unknown

Yes

Unknown

Tantalum

H.C. Starck Co., Ltd.

THAILAND

CID002544

Compliant

Complete

Yes

DRC

Yes

Tantalum

H.C. Starck GmbH Goslar

GERMANY

CID002545

Compliant

Complete

Yes

DRC

Yes

Tantalum

H.C. Starck GmbH Laufenburg

GERMANY

CID002546

Compliant

Complete

Yes

DRC

Yes

Tantalum

H.C. Starck Hermsdorf GmbH

GERMANY

CID002547

Compliant

Complete

Unknown

Yes

Unknown

Tantalum

H.C. Starck Inc.

UNITED STATES

CID002548

Compliant

Complete

Unknown

Yes

Unknown

Tantalum

H.C. Starck Ltd.

JAPAN

CID002549

Compliant

Complete

Unknown

Yes

Unknown

Tantalum

H.C. Starck Smelting GmbH & Co. KG

GERMANY

CID002550

Compliant

Complete

Yes

DRC

Yes

Tantalum

Hengyang King Xing Lifeng New Materials Co., Ltd.

CHINA

CID002492

Compliant

Complete

Unknown

Yes

Unknown

Tantalum

Hi-Temp

UNITED STATES

CID000731

Compliant

Complete

Unknown

Yes

Unknown

Yes

Tantalum

Jiangxi Dinghai Tantalum & Niobium Co., LTD

CHINA

CID002512

Compliant

Complete

Unknown

Yes

Unknown

Tantalum

JiuJiang JinXin Nonferrous Metals Co., Ltd.

CHINA

CID000914

Compliant

Complete

Yes

DRC

Unknown

Tantalum

Jiujiang Tanbre Co., Ltd.

CHINA

CID000917

Compliant

Complete

Yes

DRC

Yes

Tantalum

Jiujiang Zhongao Tantalum & Niobium Co, Ltd

CHINA

CID002506

Compliant

Complete

Unknown

Yes

Unknown

Tantalum

KEMET Blue Metals

MEXICO

CID002539

Compliant

Complete

Yes

DRC

Unknown

Tantalum

King-Tan Tantalum Industry Ltd

CHINA

CID000973

Compliant

Complete

Unknown

Yes

Unknown

Yes

Tantalum

LSM Brasil S.A.

BRAZIL

CID001076

Compliant

Complete

Unknown

Yes

Unknown

Tantalum

Metallurgical Products India (Pvt.) Ltd.

INDIA

CID001163

Compliant

Complete

Unknown

Yes

Unknown

Tantalum

Mineração Taboca S.A.

BRAZIL

CID001175

Compliant

Complete

Unknown

Yes

Brazil

Unknown

Tantalum

Mitsui Mining & Smelting

JAPAN

CID001192

Compliant

Complete

Unknown

Yes

Unknown

Tantalum

Molycorp Silmet A.S.

ESTONIA

CID001200

Compliant

Complete

Unknown

Yes

Unknown

Tantalum

Ningxia Orient Tantalum Industry Co., Ltd.

CHINA

CID001277

Compliant

Complete

Yes

DRC

Unknown

Tantalum

Plansee SE Liezen

AUSTRIA

CID002540

Compliant

Complete

Unknown

Yes

Unknown

Yes

Tantalum

Plansee SE Reutte

AUSTRIA

CID002556

Compliant

Complete

Unknown

Yes

Unknown

Yes

Tantalum

QuantumClean

UNITED STATES

CID001508

Compliant

Complete

Unknown

Yes

Unknown

Tantalum

RFH Tantalum Smeltry Co., Ltd

CHINA

CID001522

Compliant

Complete

Unknown

Yes

Unknown

Yes

Tantalum

Shanghai Jiangxi Metals Co. Ltd

CHINA

CID001634

None

Unknown

Tantalum

Solikamsk Magnesium Works OAO

RUSSIAN FEDERATION

CID001769

Compliant

Complete

Unknown

Yes

Russian Federation

Yes

Tantalum

Taki Chemicals

JAPAN

CID001869

Compliant

Complete

Unknown

Yes

Unknown

Tantalum

Telex

UNITED STATES

CID001891

Compliant

Complete

Unknown

Yes

Unknown

Yes

Tantalum

Ulba

KAZAKHSTAN

CID001969

Compliant

Complete

Yes

DRC

Yes

Tantalum

Yichun Jin Yang Rare Metal Co., Ltd

CHINA

CID002307

Compliant

Complete

Unknown

Yes

Unknown

Tantalum

Zhuzhou Cement Carbide

CHINA

CID002232

Compliant

Complete

Yes

DRC

Unknown

Tin

Alpha

UNITED STATES

CID000292

Compliant

Complete

Unknown

Yes

Unknown

Tin

China Rare Metal Materials Company

CHINA

CID000244

Compliant

Complete

Unknown

Yes

Unknown

Tin

China Tin Group Co., Ltd.

CHINA

CID001070

Active

In Process

Unknown

Tin

CNMC (Guangxi) PGMA Co. Ltd.

CHINA

CID000278

None

Unknown

Tin

Cooper Santa

BRAZIL

CID000295

Active

In Process

Unknown

Tin

CV Gita Pesona

INDONESIA

CID000306

Active

In Process

Unknown

Indonesia

Unknown

Tin

CV JusTindo

INDONESIA

CID000307

Active

In Process

Unknown

Indonesia

Unknown

Tin

CV Makmur Jaya

INDONESIA

CID000308

None

Unknown

Indonesia

Unknown

Tin

CV Nurjanah

INDONESIA

CID000309

Active

In Process

Unknown

Indonesia

Unknown

Tin

CV Serumpun Sebalai

INDONESIA

CID000313

None

Unknown

Indonesia

Unknown

Tin

CV United Smelting

INDONESIA

CID000315

Compliant

Complete

Unknown

Yes

Indonesia

Unknown

Tin

Dowa

JAPAN

CID000402

Compliant

Complete

Unknown

Yes

Unknown

Yes

Tin

EM Vinto

BOLIVIA

CID000438

Compliant

Complete

Unknown

Yes

Unknown

Tin

Estanho de Rondônia S.A.

BRAZIL

CID000448

None

Unknown

Tin

Fenix Metals

POLAND

CID000468

Active

In Process

Unknown

Tin

Gejiu Kai Meng Industry and Trade LLC

CHINA

CID000942

None

Unknown

Tin

Gejiu Non-Ferrous Metal Processing Co. Ltd.

CHINA

CID000538

Compliant

Complete

Unknown

Yes

Unknown

Tin

Gejiu Zi-Li

CHINA

CID000555

None

Unknown

Tin

Huichang Jinshunda Tin Co. Ltd

CHINA

CID000760

None

Unknown

Tin

Jiangxi Nanshan

CHINA

CID000864

None

Unknown

Tin

Linwu Xianggui Smelter Co

CHINA

CID001063

None

Unknown

Tin

Magnu’s Minerais Metais e Ligas LTDA

BRAZIL

CID002468

Compliant

Complete

Unknown

Yes

Finland, Chile

Unknown

Tin

Malaysia Smelting Corporation (MSC)

MALAYSIA

CID001105

Compliant

Complete

Yes

DRC, Central Africa

Unknown

Tin

Melt Metais e Ligas S/A

BRAZIL

CID002500

Compliant

Complete

Unknown

Yes

Unknown

Tin

Metallo Chimique

BELGIUM

CID001143

Compliant

Complete

Unknown

Yes

Unknown

Tin

Mineração Taboca S.A.

BRAZIL

CID001173

Compliant

Complete

Unknown

Yes

Brazil

Unknown

Tin

Minsur

PERU

CID001182

Compliant

Complete

Unknown

Yes

Brazil

Unknown

Tin

Mitsubishi Materials Corporation

JAPAN

CID001191

Compliant

Complete

Unknown

Yes

Unknown

Tin

Novosibirsk Integrated Tin Works

RUSSIAN FEDERATION

CID001305

None

Unknown

Tin

O.M. Manufacturing (Thailand) Co., Ltd.

THAILAND

CID001314

Active

In Process

Unknown

Tin

O.M. Manufacturing Philippines, Inc.

PHILIPPINES

CID002517

Active

In Process

Unknown

Tin

OMSA

BOLIVIA

CID001337

Compliant

Complete

Unknown

Yes

Bolivia

Unknown

Tin

PT Alam Lestari Kencana

INDONESIA

CID001393

None

Unknown

Indonesia

Unknown

Tin

PT Artha Cipta Langgeng

INDONESIA

CID001399

Active

In Process

Unknown

Indonesia

Unknown

Tin

PT ATD Makmur Mandiri Jaya

INDONESIA

CID002503

Compliant

Complete

Unknown

Yes

Unknown

Tin

PT Babel Inti Perkasa

INDONESIA

CID001402

Compliant

Complete

Unknown

Yes

Indonesia

Unknown

Tin

PT Babel Surya Alam Lestari

INDONESIA

CID001406

None

Unknown

Indonesia

Unknown

Tin

PT Bangka Kudai Tin

INDONESIA

CID001409

None

Unknown

Indonesia

Unknown

Tin

PT Bangka Putra Karya

INDONESIA

CID001412

Compliant

Complete

Unknown

Yes

Indonesia

Unknown

Tin

PT Bangka Timah Utama Sejahtera

INDONESIA

CID001416

None

Unknown

Indonesia

Unknown

Tin

PT Bangka Tin Industry

INDONESIA

CID001419

Compliant

Complete

Unknown

Yes

Indonesia

Unknown

Tin

PT Belitung Industri Sejahtera

INDONESIA

CID001421

Compliant

Complete

Unknown

Yes

Indonesia

Unknown

Tin

PT BilliTin Makmur Lestari

INDONESIA

CID001424

Active

In Process

Unknown

Indonesia

Unknown

Tin

PT Bukit Timah

INDONESIA

CID001428

Compliant

Complete

Unknown

Yes

Indonesia

Unknown

Tin

PT Donna Kembara Jaya

INDONESIA

CID002473

None

Unknown

Tin

PT DS Jaya Abadi

INDONESIA

CID001434

Compliant

Complete

Unknown

Yes

Indonesia

Unknown

Tin

PT Eunindo Usaha Mandiri

INDONESIA

CID001438

Compliant

Complete

Unknown

Yes

Indonesia

Unknown

Tin

PT Fang Di MulTindo

INDONESIA

CID001442

None

Unknown

Indonesia

Unknown

Tin

PT HANJAYA PERKASA METALS

INDONESIA

CID002287

None

Unknown

Tin

PT HP Metals Indonesia

INDONESIA

CID001445

None

Unknown

Indonesia

Unknown

Tin

PT Inti Stania Prima

INDONESIA

CID002530

Active

In Process

Unknown

Tin

PT Karimun Mining

INDONESIA

CID001448

Active

In Process

Unknown

Indonesia

Unknown

Tin

PT Koba Tin

INDONESIA

CID001449

None

Unknown

Indonesia

Unknown

Tin

PT Mitra Stania Prima

INDONESIA

CID001453

Compliant

Complete

Unknown

Yes

Indonesia

Unknown

Tin

PT Panca Mega Persada

INDONESIA

CID001457

Compliant

Complete

Unknown

Yes

Indonesia

Unknown

Tin

PT Pelat Timah Nusantara Tbk

INDONESIA

CID001486

None

Unknown

Indonesia

Unknown

Tin

PT Prima Timah Utama

INDONESIA

CID001458

Compliant

Complete

Unknown

Yes

Indonesia

Unknown

Tin

PT REFINED BANGKA TIN

INDONESIA

CID001460

Compliant

Complete

Unknown

Yes

Indonesia

Unknown

Tin

PT Sariwiguna Binasentosa

INDONESIA

CID001463

Compliant

Complete

Unknown

Yes

Indonesia

Unknown

Tin

PT Seirama Tin investment

INDONESIA

CID001466

None

Unknown

Indonesia

Unknown

Tin

PT Singkep Times Utama

INDONESIA

CID002476

None

Unknown

Tin

PT Stanindo Inti Perkasa

INDONESIA

CID001468

Compliant

Complete

Unknown

Yes

Indonesia

Unknown

Tin

PT Sumber Jaya Indah

INDONESIA

CID001471

Active

In Process

Unknown

Indonesia

Unknown

Tin

PT Supra Sukses Trinusa

INDONESIA

CID001476

None

Unknown

Indonesia

Unknown

Tin

PT Tambang Timah

INDONESIA

CID001477

Compliant

Complete

Unknown

Yes

Indonesia

Unknown

Tin

PT Timah (Persero), Tbk

INDONESIA

CID001482

Compliant

Complete

Unknown

Yes

Indonesia

Unknown

Tin

PT Tinindo Inter Nusa

INDONESIA

CID001490

Compliant

Complete

Unknown

Yes

Indonesia

Unknown

Tin

PT Tommy Utama

INDONESIA

CID001493

None

Unknown

Indonesia

Unknown

Tin

PT WAHANA PERKIT JAYA

INDONESIA

CID002479

Compliant

Complete

Unknown

Yes

Unknown

Tin

PT Yinchendo Mining Industry

INDONESIA

CID001494

None

Unknown

Indonesia

Unknown

Tin

Rui Da Hung

TAIWAN

CID001539

Active

In Process

Unknown

Tin

Soft Metais, Ltda.

BRAZIL

CID001758

Active

In Process

Unknown

Tin

Thaisarco

THAILAND

CID001898

Compliant

Complete

Yes

DRC

Unknown

Tin

White Solder Metalurgia e Mineração Ltda.

BRAZIL

CID002036

Compliant

Complete

Unknown

Yes

Brazil

Unknown

Tin

Yunnan Chengfeng Non-ferrous Metals Co.,Ltd.

CHINA

CID002158

Active

In Process

Unknown

Tin

Yunnan Tin Company, Ltd.

CHINA

CID002180

Compliant

Complete

Unknown

Yes

China, Brazil, Australia, Bolivia

Unknown

Tungsten

A.L.M.T. Corp.

JAPAN

CID000004

Active

In Process

Unknown

Tungsten

Chenzhou Diamond Tungsten Products Co., Ltd.

China

CID002513

Active

In Process

Unknown

Tungsten

Chongyi Zhangyuan Tungsten Co., Ltd.

CHINA

CID000258

Active

In Process

Unknown

Tungsten

Dayu Jincheng Tungsten Industry Co., Ltd.

CHINA

CID002518

Active

In Process

Unknown

Tungsten

Dayu Weiliang Tungsten Co., Ltd.

CHINA

CID000345

Active

In Process

Unknown

Tungsten

Fujian Jinxin Tungsten Co., Ltd.

CHINA

CID000499

Active

In Process

Unknown

Tungsten

Ganxian Shirui New Material Co., Ltd.

CHINA

CID002531

None

Unknown

Tungsten

Ganzhou Huaxing Tungsten Products Co., Ltd.

CHINA

CID000875

Compliant

Complete

Unknown

Yes

Unknown

Tungsten

Ganzhou Jiangwu Ferrotungsten Co., Ltd.

CHINA

CID002315

Compliant

Complete

Unknown

Yes

Unknown

Tungsten

Ganzhou Non-ferrous Metals Smelting Co., Ltd.

CHINA

CID000868

Active

In Process

Unknown

Tungsten

Ganzhou Seadragon W & Mo Co., Ltd.

CHINA

CID002494

Compliant

Complete

Unknown

Yes

Unknown

Tungsten

Global Tungsten & Powders Corp.

UNITED STATES

CID000568

Compliant

Complete

Unknown

Yes

Europe, Asia, Americas

Yes

Tungsten

Guangdong Xianglu Tungsten Co., Ltd.

CHINA

CID000218

Active

In Process

Unknown

Tungsten

H.C. Starck GmbH

GERMANY

CID002541

Active

In Process

Unknown

Tungsten

H.C. Starck Smelting GmbH & Co.KG

GERMANY

CID002542

Active

In Process

Unknown

Tungsten

Hunan Chenzhou Mining Group Co., Ltd.

CHINA

CID000766

Active

In Process

Unknown

Tungsten

Hunan Chunchang Nonferrous Metals Co., Ltd.

CHINA

CID000769

Compliant

Complete

Unknown

Yes

Unknown

Tungsten

Japan New Metals Co., Ltd.

JAPAN

CID000825

Compliant

Complete

Unknown

Yes

Unknown

Tungsten

Jiangwu H.C. Starck Tungsten Products Co., Ltd.

CHINA

CID002551

Active

In Process

Unknown

Tungsten

Jiangxi Gan Bei Tungsten Co., Ltd.

CHINA

CID002321

Compliant

Complete

Unknown

Yes

Unknown

Tungsten

Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd.

CHINA

CID002313

None

Unknown

Tungsten

Jiangxi Richsea New Materials Co., Ltd.

CHINA

CID002493

None

Unknown

Tungsten

Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.

CHINA

CID002318

Active

In Process

Unknown

Tungsten

Jiangxi Xinsheng Tungsten Industry Co., Ltd.

CHINA

CID002317

Active

In Process

Unknown

Tungsten

Jiangxi Yaosheng Tungsten Co., Ltd.

CHINA

CID002316

Active

In Process

Unknown

Tungsten

Kennametal Fallon

UNITED STATES

CID000966

Active

In Process

Unknown

Tungsten

Kennametal Huntsville

UNITED STATES

CID000105

Active

In Process

Unknown

Tungsten

Malipo Haiyu Tungsten Co., Ltd.

CHINA

CID002319

Compliant

Complete

Unknown

Yes

Unknown

Tungsten

Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC

VIET NAM

CID002543

Active

In Process

Unknown

Tungsten

Tejing (Vietnam) Tungsten Co., Ltd.

VIET NAM

CID001889

Active

In Process

Unknown

Tungsten

Vietnam Youngsun Tungsten Industry Co., Ltd

VIET NAM

CID002011

Compliant

Complete

Yes

DRC, Vietnam

Unknown

Tungsten

Wolfram Bergbau und Hütten AG

AUSTRIA

CID002044

Compliant

Complete

Unknown

Yes

Austria

Yes

Tungsten

Wolfram Company CJSC

RUSSIAN FEDERATION

CID002047

Active

In Process

Unknown

Tungsten

Xiamen Tungsten (H.C.) Co., Ltd.

CHINA

CID002320

Compliant

Complete

Yes

DRC

Unknown

Tungsten

Xiamen Tungsten Co., Ltd.

CHINA

CID002082

Compliant

Complete

Unknown

Yes

Unknown

Tungsten

Xinhai Rendan Shaoguan Tungsten Co., Ltd.

CHINA

CID002095

Active

In Process

Unknown

Gold

U.S. Department of Commerce

House of Currency of Brazil (Casa da Moeda do Brazil)

Brazil

None

Unknown

Tantalum

U.S. Department of Commerce

CBMM

Brazil

None

Unknown

Tantalum

U.S. Department of Commerce

Nippon Mining & Metals Co. Ltd.

Japan

None

Unknown

Tin

U.S. Department of Commerce

Amalgamet Inc.

Peru

None

Unknown

Tin

U.S. Department of Commerce

CSC Pure Technologies

Russia

None

Unknown

Tin

U.S. Department of Commerce

CV Duta Putra Bangka

Indonesia

None

Unknown

Tin

U.S. Department of Commerce

Dongguan Qiandao Tin Co., Ltd

China

None

Unknown

Tin

U.S. Department of Commerce

Electroloy Metal Pte

Singapore

None

Unknown

Tin

U.S. Department of Commerce

Hyundai-Steel

Korea, Republic of

None

Unknown

Tin

U.S. Department of Commerce

Jean Goldschmidt International SA

Belgium

None

Unknown

Tin

U.S. Department of Commerce

Koki Products Co. Ltd.

Thailand

None

Unknown

Tin

U.S. Department of Commerce

KOVOHUTE PRIBRAM NASTUPNICKA, A.S.

Czech Republic

None

Unknown

Tin

U.S. Department of Commerce

Laibin Smelter [Guangxi China Tin Group Co. Ltd.]

China

None

Unknown

Tin

U.S. Department of Commerce

Poongsan Corporation

Korea, Republic of

None

Unknown

Tin

U.S. Department of Commerce

POSCO

Korea, Republic of

None

Unknown

Tin

U.S. Department of Commerce

Pure Technology

Russia

None

Unknown

Tin

U.S. Department of Commerce

Rahman Hydraulic Tin Sdn Bhd

Malaysia

None

Unknown

Tin

U.S. Department of Commerce

Senju Metal Industry Co., Ltd

Japan

None

Unknown

Tin

U.S. Department of Commerce

SGS

Bolivia

None

Unknown

Tin

U.S. Department of Commerce

TaeguTec Ltd.

Korea, Republic of

None

Unknown

Tin

U.S. Department of Commerce

Technic Inc.

United States

None

Unknown

Tungsten

U.S. Department of Commerce

Air Products

United States

None

Unknown

Tungsten

U.S. Department of Commerce

Izawa Metal Co., Ltd

Japan

None

Unknown

Tungsten

U.S. Department of Commerce

Luoyang Mudu Tungsten & Molybdenum Technology Co., Ltd.

China

None

Unknown

Tungsten

U.S. Department of Commerce

Nanchang Cemented Carbide Limited Liability Company

China

None

Unknown

Tungsten

U.S. Department of Commerce

North American Tungsten

Canada

None

Unknown

Tungsten

U.S. Department of Commerce

Nui Phao Mining Company Ltd. And H.C. Starck GmbH

Vietnam

None

Unknown

Tungsten

U.S. Department of Commerce

Saganoseki Smelter & Refinery

Japan

None

Unknown

Tungsten

U.S. Department of Commerce

TaeguTec Ltd.

Korea, Republic of

None

Unknown

Tungsten

U.S. Department of Commerce

Tamano Smelter, Hibi Kyodo Smelting Co., Ltd

Japan

None

Unknown

Tungsten

U.S. Department of Commerce

Voss Metals Company, Inc

United States

None

Unknown

Tungsten

U.S. Department of Commerce

Xiamen Honglu Tungsten Molybdenum Industry Co. Ltd

China

None

Unknown

Tungsten

U.S. Department of Commerce

Zhangyuan Tungsten Co., Ltd

China

None

Unknown