0001072613-17-000388.txt : 20170720
0001072613-17-000388.hdr.sgml : 20170720
20170720161044
ACCESSION NUMBER: 0001072613-17-000388
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170718
FILED AS OF DATE: 20170720
DATE AS OF CHANGE: 20170720
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CITY OF LONDON INVESTMENT GROUP PLC
CENTRAL INDEX KEY: 0001018138
FISCAL YEAR END: 0531
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-04893
FILM NUMBER: 17974484
BUSINESS ADDRESS:
STREET 1: 77 GRACECHURCH STREET
CITY: LONDON
STATE: X0
ZIP: EC3V0AS
BUSINESS PHONE: 011441717110771
MAIL ADDRESS:
STREET 1: 77 GRACECHURCH STREET
CITY: LONDON
STATE: X0
ZIP: EC3V0AS
FORMER NAME:
FORMER CONFORMED NAME: OLLIFF & PARTNERS PLC
DATE OF NAME CHANGE: 19960705
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
CENTRAL INDEX KEY: 0001034546
FISCAL YEAR END: 0531
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-04893
FILM NUMBER: 17974483
BUSINESS ADDRESS:
STREET 1: 77 GRACECHURCH STREET
STREET 2: LONDON ENGLAND
CITY: LONDON
STATE: X0
ZIP: EC3V0AS
BUSINESS PHONE: 4417171107
MAIL ADDRESS:
STREET 1: 77 GRACECHURCH STREET
STREET 2: LONDON ENGLAND
CITY: LONDON
STATE: X0
ZIP: EC3V0AS
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TAIWAN FUND INC
CENTRAL INDEX KEY: 0000804123
STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000]
IRS NUMBER: 042942862
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0831
BUSINESS ADDRESS:
STREET 1: TWO AVENUE DE LAFAYETTE
STREET 2: PO BOX 5049 (02206-5049)
CITY: BOSTON
STATE: MA
ZIP: 02111
BUSINESS PHONE: 6176622789
MAIL ADDRESS:
STREET 1: TWO AVENUE DE LAFAYETTE
STREET 2: PO BOX 5049 (02206-5049)
CITY: BOSTON
STATE: MA
ZIP: 02111
4
1
taiwan-4_18052.xml
OWNERSHIP DOCUMENT
X0306
4
2017-07-18
0
0000804123
TAIWAN FUND INC
TWN
0001018138
CITY OF LONDON INVESTMENT GROUP PLC
77 GRACECHURCH STREET
LONDON ENGLAND
LONDON
X0
EC3V0AS
UNITED KINGDOM
0
0
1
0
0001034546
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
77 GRACECHURCH STREET
LONDON ENGLAND
LONDON
X0
EC3V0AS
UNITED KINGDOM
0
0
1
0
Common Stock, par value $.01 per share
238672
I
As investment adviser to a private investment fund
Common Stock, par value $.01 per share
2017-07-18
2017-07-18
4
P
0
7757
20.20
A
119869
I
As investment adviser to a private investment fund
Common Stock, par value $.01 per share
236418
I
As investment adviser to a private investment fund
Common Stock, par value $.01 per share
200986
I
As investment adviser to a private investment fund
Common Stock, par value $.01 per share
239287
I
As investment adviser to a private investment fund
Common Stock, par value $.01 per share
199550
I
As investment adviser to a Dublin, Ireland-listed open-ended investment company
Common Stock, par value $.01 per share
243552
I
As investment adviser to a private investment fund
Common Stock, par value $.01 per share
236130
I
As investment adviser to a private investment fund
Common Stock, par value $.01 per share
2017-07-18
2017-07-18
4
P
0
3879
20.20
A
55204
I
As investment adviser to a private investment fund
Common Stock, par value $.01 per share
81000
I
As investment adviser to a private investment fund
Common Stock, par value $.01 per share
2017-07-18
2017-07-18
4
P
0
15515
20.20
A
1657691
I
As investment adviser to unaffiliated third-party segregated accounts
These securities are beneficially owned by Emerging (BMI) Markets Country Fund.
These securities are beneficially owned by Emerging Markets Free Fund.
These securities are beneficially owned by Emerging Markets Global Fund.
These securities are beneficially owned by Emerging Markets Investable Fund.
These securities are beneficially owned by Global Emerging Markets Fund.
These securities are beneficially owned by The Emerging World Fund.
These securities are beneficially owned by Emerging Free Markets Country Fund.
These securities are beneficially owned by Emerging Markets Country Fund.
These securities are beneficially owned by Investable Emerging Markets Country Fund.
These securities are beneficially owned by The EM Plus CEF Fund.
These securities are beneficially owned by 14 unaffiliated third-party segregated accounts.
No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.
As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 14 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.
/s/ Thomas Griffith, Director - City of London Group PLC
2017-07-20
/s/ Thomas Griffith, Director - City of London Investment Management
2017-07-20