0001072613-17-000388.txt : 20170720 0001072613-17-000388.hdr.sgml : 20170720 20170720161044 ACCESSION NUMBER: 0001072613-17-000388 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170718 FILED AS OF DATE: 20170720 DATE AS OF CHANGE: 20170720 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CITY OF LONDON INVESTMENT GROUP PLC CENTRAL INDEX KEY: 0001018138 FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-04893 FILM NUMBER: 17974484 BUSINESS ADDRESS: STREET 1: 77 GRACECHURCH STREET CITY: LONDON STATE: X0 ZIP: EC3V0AS BUSINESS PHONE: 011441717110771 MAIL ADDRESS: STREET 1: 77 GRACECHURCH STREET CITY: LONDON STATE: X0 ZIP: EC3V0AS FORMER NAME: FORMER CONFORMED NAME: OLLIFF & PARTNERS PLC DATE OF NAME CHANGE: 19960705 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CITY OF LONDON INVESTMENT MANAGEMENT CO LTD CENTRAL INDEX KEY: 0001034546 FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-04893 FILM NUMBER: 17974483 BUSINESS ADDRESS: STREET 1: 77 GRACECHURCH STREET STREET 2: LONDON ENGLAND CITY: LONDON STATE: X0 ZIP: EC3V0AS BUSINESS PHONE: 4417171107 MAIL ADDRESS: STREET 1: 77 GRACECHURCH STREET STREET 2: LONDON ENGLAND CITY: LONDON STATE: X0 ZIP: EC3V0AS ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TAIWAN FUND INC CENTRAL INDEX KEY: 0000804123 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 042942862 STATE OF INCORPORATION: DE FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: TWO AVENUE DE LAFAYETTE STREET 2: PO BOX 5049 (02206-5049) CITY: BOSTON STATE: MA ZIP: 02111 BUSINESS PHONE: 6176622789 MAIL ADDRESS: STREET 1: TWO AVENUE DE LAFAYETTE STREET 2: PO BOX 5049 (02206-5049) CITY: BOSTON STATE: MA ZIP: 02111 4 1 taiwan-4_18052.xml OWNERSHIP DOCUMENT X0306 4 2017-07-18 0 0000804123 TAIWAN FUND INC TWN 0001018138 CITY OF LONDON INVESTMENT GROUP PLC 77 GRACECHURCH STREET LONDON ENGLAND LONDON X0 EC3V0AS UNITED KINGDOM 0 0 1 0 0001034546 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 77 GRACECHURCH STREET LONDON ENGLAND LONDON X0 EC3V0AS UNITED KINGDOM 0 0 1 0 Common Stock, par value $.01 per share 238672 I As investment adviser to a private investment fund Common Stock, par value $.01 per share 2017-07-18 2017-07-18 4 P 0 7757 20.20 A 119869 I As investment adviser to a private investment fund Common Stock, par value $.01 per share 236418 I As investment adviser to a private investment fund Common Stock, par value $.01 per share 200986 I As investment adviser to a private investment fund Common Stock, par value $.01 per share 239287 I As investment adviser to a private investment fund Common Stock, par value $.01 per share 199550 I As investment adviser to a Dublin, Ireland-listed open-ended investment company Common Stock, par value $.01 per share 243552 I As investment adviser to a private investment fund Common Stock, par value $.01 per share 236130 I As investment adviser to a private investment fund Common Stock, par value $.01 per share 2017-07-18 2017-07-18 4 P 0 3879 20.20 A 55204 I As investment adviser to a private investment fund Common Stock, par value $.01 per share 81000 I As investment adviser to a private investment fund Common Stock, par value $.01 per share 2017-07-18 2017-07-18 4 P 0 15515 20.20 A 1657691 I As investment adviser to unaffiliated third-party segregated accounts These securities are beneficially owned by Emerging (BMI) Markets Country Fund. These securities are beneficially owned by Emerging Markets Free Fund. These securities are beneficially owned by Emerging Markets Global Fund. These securities are beneficially owned by Emerging Markets Investable Fund. These securities are beneficially owned by Global Emerging Markets Fund. These securities are beneficially owned by The Emerging World Fund. These securities are beneficially owned by Emerging Free Markets Country Fund. These securities are beneficially owned by Emerging Markets Country Fund. These securities are beneficially owned by Investable Emerging Markets Country Fund. These securities are beneficially owned by The EM Plus CEF Fund. These securities are beneficially owned by 14 unaffiliated third-party segregated accounts. No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer. As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 14 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities. /s/ Thomas Griffith, Director - City of London Group PLC 2017-07-20 /s/ Thomas Griffith, Director - City of London Investment Management 2017-07-20