-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B3g5V66NqMragDH425ByaaP2yVauE8amhu3JkSpPyDw6Q6JlhWHX9hIhnxO+eqLd G2xn/22hbZeFeuzjngTVRw== 0000804055-02-000446.txt : 20021202 0000804055-02-000446.hdr.sgml : 20021202 20021202115622 ACCESSION NUMBER: 0000804055-02-000446 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021123 FILED AS OF DATE: 20021202 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: ENGUM RICK CENTRAL INDEX KEY: 0001205138 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: COCA COLA ENTERPRISES INC STREET 2: 2500 WINDY RIDGE PARKWAY CITY: ATLANTA STATE: GA ZIP: 30339 BUSINESS PHONE: 7709893000 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: COCA COLA ENTERPRISES INC CENTRAL INDEX KEY: 0000804055 STANDARD INDUSTRIAL CLASSIFICATION: BOTTLED & CANNED SOFT DRINKS CARBONATED WATERS [2086] IRS NUMBER: 580503352 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09300 FILM NUMBER: 02845475 BUSINESS ADDRESS: STREET 1: 2500 WINDY RIDGE PKWY CITY: ATLANTA STATE: GA ZIP: 30339 BUSINESS PHONE: 7709893000 MAIL ADDRESS: STREET 1: 2500 WINDY RIDGE PKWY CITY: ATLANTA STATE: GA ZIP: 30339 3 1 eng470.htm FILING FOR RICK L. ENGUM - VP, CONTROLLER & PRIN. ACCOUNTING OFFICER SEC Form 3
FORM 3
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility
Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
OMB APPROVAL


OMB Number: 3235-0104
Expires: January 31, 2005
Estimated average burden
hours per response. . . . . 0.5
1. Name and Address of Reporting Person*
Engum, Rick      L.

(Last)                     (First)                     (Middle)
Suite 700
2500 Windy Ridge Parkway

(Street)
Atlanta, GA     30339

(City)                     (State)                     (Zip)
U.S.
2. Date of Event
    Requiring Statement
   (Month/Day/Year)
November 23, 2002

3. I.R.S. Identification
    Number of Reporting
    Person, if an entity
    (voluntary)
4. Issuer Name and Ticker or Trading Symbol
Coca-Cola Enterprises Inc.   CCE

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

                        Director                           10% Owner
           X          Officer                             Other

Officer/Other
Description           Vice President, Controller and Principal Accounting Officer
6. If Amendment, Date of
  Original (Month/Day/Year)

7. Individual or Joint/Group
  Filing (Check Applicable Line)

X   Individual Filing
      Joint/Group Filing
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security
   (Instr. 4)

2. Amount of Securities Beneficially Owned
    (Instr. 4)

3. Ownership Form :
    (D) Direct
    (I) Indirect     (Instr. 5)
4. Nature of Beneficial Ownership
    (Instr. 5)
Common Stock 14,180 D
Common Stock 31 I By Custodian For Child
Common Stock 42,933 I By 401(k) and Supplemental 401(k)




Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).

(over)
SEC 1473 (3-99)

Engum, Rick L. - November 2002
Form 3 (continued)
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
    (Instr. 4)
2. Date Exercisable(DE) and Expiration Date(ED)




  (DE)     |     (ED)  
3. Title and Amount of of Underlying Security
    (Instr. 4)
4. Conversion or
    Exercise Price
5. Ownership
    Form
    (D) Direct
    or
    (I) Indirect
    (Instr. 5)
6. Nature of Indirect
    Beneficial Ownership
    (Instr. 5)
1991 SOP (Restated 2/92) 1993 Grant 02/10/1994 | 02/11/2003 Common Stock - 15,000 $5.0000 D  
1994 Stock Option Plan 02/07/1995 | 02/07/2004 Common Stock - 12,000 $7.0750 D  
1995 Stock Option Plan 01/03/1996 | 01/03/2005 Common Stock - 9,300 $5.9584 D  
1996 Performance Action - Plan 18 01/02/1996 | 01/02/2006 Common Stock - 7,500 $9.0209 D  
1997 Performance Stock Option 01/02/1997 | 01/02/2007 Common Stock - 40,200 $15.8959 D  
1997 Stock Options - 1998 Grant - Tranch 1 01/02/1998 | 01/02/2008 Common Stock - 7,600 $40.1422 D  
1997 Stock Options - 1998 Grant - Tranch 2 01/02/1998 | 01/02/2008 Common Stock - 7,600 $46.1635 D  
1997 Stock Options - 1998 Grant - Tranch 3 01/02/1998 | 01/02/2008 Common Stock - 7,600 $53.0880 D  
1997 Stock Options - 1998 Grant - Tranch 4 01/02/1998 | 01/02/2008 Common Stock - 7,600 $61.0512 D  
1997 Stock Options - 1998 Grant - Tranch 5 01/02/1998 | 01/02/2008 Common Stock - 7,600 $70.2089 D  
1999 Premium/Svc Options - Tranch 2 01/04/2000 | 01/04/2009 Common Stock - 6,000 $46.3700 D  
1999 Premium/Svc Options - Tranch 1 01/04/2000 | 01/04/2009 Common Stock - 6,000 $40.3218 D  
1999 Premium/Svc Options - Tranch 3 01/04/2000 | 01/04/2009 Common Stock - 6,000 $53.3255 D  
1999 Premium/Svc Options - Tranch 4 01/04/2000 | 01/04/2009 Common Stock - 6,000 $61.3243 D  
1999 Premium/Svc Options - Tranch 5 01/04/2000 | 01/04/2009 Common Stock - 6,000 $70.5229 D  
2000 Grant 1999 Premium/Svc. Options - Tranch 1 12/14/2000 | 12/14/2009 Common Stock - 8,500 $18.0938 D  
2000 Grant 1999 Premium/Svc. Options - Tranch 2 12/14/2000 | 12/14/2009 Common Stock - 8,500 $20.8079 D  
2000 Grant 1999 Premium/Svc. Options - Tranch 3 12/14/2000 | 12/14/2009 Common Stock - 8,500 $23.9291 D  
2000 Grant 1999 Premium/Svc. Options - Tranch 4 12/14/2000 | 12/14/2009 Common Stock - 8,500 $27.5184 D  
2000 Grant 1999 Premium/Svc. Options - Tranch 5 12/14/2000 | 12/14/2009 Common Stock - 8,500 $31.6462 D  
2001 Stock Option - Subgrant 1 01/02/2002 (1) | 01/02/2011 Common Stock - 7,695 $18.6563 D  
2001 Stock Option - Subgrant 2 01/02/2002 (1) | 01/02/2011 Common Stock - 7,695 $20.5219 D  
2001 Stock Option - Subgrant 3 01/02/2002 (1) | 01/02/2011 Common Stock - 7,695 $22.5741 D  
2001 Stock Option - Subgrant 4 01/02/2002 (1) | 01/02/2011 Common Stock - 7,695 $24.8315 D  
2001 Stock Option - Subgrant 5 01/02/2002 (1) | 01/02/2011 Common Stock - 7,695 $27.3147 D  
2002 Stock Option Grant (right to buy) (2) | 02/01/2012 Common Stock - 32,700 $16.1100 D  

         
Explanation of Responses :


** Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
        See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note:   File three copies of this Form, one of which must be manually signed. If space is insufficient,
            See Instruction 6 for procedure.

Potential persons who are to respond to the collection of information contained in this form are not
required to respond unless the form displays a currently valid OMB number.
/s/ Rick L. Engum
________________________________            12-02-2002    
** Signature of Reporting Person                         Date



Page 2
SEC 1473 (3-99)

Engum, Rick L. - November 2002
Form 3 (continued)
FOOTNOTE Descriptions for Coca-Cola Enterprises Inc. CCE

Form 3 - November 2002

Rick L. Engum
Suite 700
2500 Windy Ridge Parkway
Atlanta, GA 30339

Explanation of responses:

(1)   25% per year after one, two, three and four years, measured from January 2, 2001
(2)   The options vest one-third per year after one, two and three years, measured from February 1, 2002.
Page 3
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