N-8A 1 cfnbn8a20220223.htm CFNB N-8A cfnbn8a20220223.htm - Generated by SEC Publisher for SEC Filing

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM N-8A

 

NOTIFICATION OF REGISTRATION

FILED PURSUANT TO SECTION 8(a) OF THE

INVESTMENT COMPANY ACT OF 1940

 

 

 

The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940 and in connection with such notification of registration submits the following information:

 

 

Name:    CALIFORNIA FIRST LEASING CORPORATION

Address of Principal Business Office (No. & Street, City, State, Zip Code):

          5000 Birch Street, Suite 500, Newport Beach, CA 92660

Telephone Number (including area code):   949-255-0500

 

 

Name and Address of agent for service of process:

 

 

 

Glen T. Tsuma

 

Secretary

 

California First Leasing Corporation

 

5000 Birch Street, Suite 500

 

Newport Beach, CA 92660

 

 

 

Check appropriate box:

 

 

 

 

 

 

 

Registrant is filing a Registration Statement pursuant to Section 8(b) of the Investment Company Act of 1940 concurrently with the filing of Form N-8A:

 

 

 

 

 

 

 

 

 

 

Yes:

 

 

No

X

 

                       

 

 

 


 
         

Item 1.

Exact Name of Registrant

California First Leasing Corporation

 
         

Item 2.

Name of state under the laws of which registrant was organized or created and the date of such organization or creation

         
 

Incorporated in California on April 27, 2001

   
         

Item 3.

Form of organization

Public stock corporation

 
         

Item 4.

Classification of registrant:

Management company

 
         

Item 5.

Type of Management Company

Closed-end diversified company

 
         

Item 6.

Name and address of investment advisor

Not applicable

 
         

Item 7.

Name and address of each officer and director of registrant

   
         
 

The address for each of the named officers and directors is:

 
 

    California First Leasing Corporation, 5000 Birch Street, Suite 500, Newport Beach, CA  92660

 
         
 

Executive Officers

   
 

    Patrick E. Paddon, Chairman of the Board, Chief Executive Officer

 
 

    Glen T. Tsuma, Chief Operating Officer and Secretary

 
 

    S. Leslie Jewett, Chief Financial Officer and Chief Compliance Officer

 

 

    Andrew Branin, Senior Vice President of Accounting and Administration

 

         
 

Independent Directors

   
 

    Michael H. Lowry

   
 

    Harris Ravine

   
 

    Danilo Cacciamatta

   
 

    Robert W. Kelley

   
         

Item 8.

Not applicable

   
         

Item 9.

(a)

Is registrant currently issuing or offering its securities directly to the public

No

 

(b)

Not applicable

   
 

(c)

Does registrant propose to make a public offering of its securities

No

 

(d)

Does registrant have any securities currently issued and outstanding

Yes

 

(e)

Number of beneficial owners outstanding securities and name of company owning 10

 
   

percent or more of registrants outstanding voting securities

 
   

·         As of February 18, 2022, there were an estimated 309 beneficial owners of the 10,284,139 shares outstanding

·         Patrick E. Paddon owns 62.5% of the outstanding shares

·         Glen T. Tsuma owns 13.1% of the outstanding shares

 
         

Item 10.

 

The current value of the registrant's total assets

Total Assets at December 31, 2022:

$252.3 million

         

Item 11.

 

Does the registrant plan to apply for a license to operate as a small business investment company

No

         

Item 12.

 

Copy of last regular periodic report to security holders

   
   

Attached as Exhibit N-8A

   

 

 

 

 

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has caused this notification of registration to be duly signed on its behalf in the City of Newport Beach and State of California on the 25th day of February, 2022.

 

 

 

 

CALIFORNIA FIRST LEASING CORPORATION

 

 

 

 

(Name of Registrant)

 

 

 

 

 

 

 

 

By:

/s/ Patrick E. Paddon

 

 

 

 

 

 

 

 

 

Patrick E. Paddon

 

 

 

 

Chairman and Chief Executive Officer

 

 

 

 

 

 

Attest:

/s/ Glen T. Tsuma

 

 

 

 

 

 

 

 

 

Glen T. Tsuma

 

 

 

 

Chief Operating Officer and Secretary