Location books Record:
1 |
a. Name of person (e.g., a custodian of records) | Sailing Stone Capital Partners LLC |
b. Street 1 | 1 California Street |
Street 2 | |
c. City | San Francisco |
d. State, if applicable |
CALIFORNIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 94111 |
g. Telephone number (including country code if foreign) | 415-429-5198 |
h. Briefly describe the books and records kept at this location:
| Records relating to its function as sub-advisor to the Victory Global Natural Resources Fund |
Location books Record:
2 |
a. Name of person (e.g., a custodian of records) | Citibank N.A. |
b. Street 1 | 388 Greenwich St |
Street 2 | N/A |
c. City | New York |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 10013 |
g. Telephone number (including country code if foreign) | 813-604-4707 |
h. Briefly describe the books and records kept at this location:
| Records relating to its function as custodian |
Location books Record:
3 |
a. Name of person (e.g., a custodian of records) | FIS Investor Services LLC |
b. Street 1 | 4249 Easton Way |
Street 2 | Suite 400 |
c. City | Columbus |
d. State, if applicable |
OHIO
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 43219 |
g. Telephone number (including country code if foreign) | 800-237-4851 |
h. Briefly describe the books and records kept at this location:
| Records relating to its functions as transfer agent and dividend disbursing agent |
Location books Record:
4 |
a. Name of person (e.g., a custodian of records) | Victory Capital Advisers, Inc. |
b. Street 1 | 4900 Tiedeman Road |
Street 2 | 4th Floor |
c. City | Brooklyn |
d. State, if applicable |
OHIO
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 44144 |
g. Telephone number (including country code if foreign) | 800-539-3863 |
h. Briefly describe the books and records kept at this location:
| Records relating to its function as distributor |
Location books Record:
5 |
a. Name of person (e.g., a custodian of records) | Citi Fund Services Ohio, Inc. |
b. Street 1 | 4400 Easton Commons |
Street 2 | Suite 200 |
c. City | Columbus |
d. State, if applicable |
OHIO
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 43219 |
g. Telephone number (including country code if foreign) | 614-470-8000 |
h. Briefly describe the books and records kept at this location:
| Records relating to its functions as sub-administor and sub-fund accountant |
Location books Record:
6 |
a. Name of person (e.g., a custodian of records) | Victory Capital Management Inc. |
b. Street 1 | 4900 Tiedeman Road |
Street 2 | 4th floor |
c. City | Brooklyn |
d. State, if applicable |
OHIO
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 44144 |
g. Telephone number (including country code if foreign) | 800-539-3863 |
h. Briefly describe the books and records kept at this location:
| Records relating to its functions as investment adviser and administrator |
Location books Record:
7 |
a. Name of person (e.g., a custodian of records) | Park Avenue Institutional Advisers LLC |
b. Street 1 | 7 Hanover Square |
Street 2 | |
c. City | New York |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 10004 |
g. Telephone number (including country code if foreign) | 212-919-2017 |
h. Briefly describe the books and records kept at this location:
| Records relating to its function as sub-advisor to the Victory High Yield Fund, Victory Tax-Exempt Fund, Victory high Income Municipal Bond Fund, Victory Floating Rate Fund, and Victory Strategic income Fund |
Director Record:
1 |
a. Full Name | Nigel Andrews |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-22696 |
File Number Record:
2 |
File Number Record: | 811-08979 |
Director Record:
2 |
a. Full Name | Gloria Nelund |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-22696 |
File Number Record:
2 |
File Number Record: | 811-08979 |
Director Record:
3 |
a. Full Name | E. Lee Beard |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-08979 |
File Number Record:
2 |
File Number Record: | 811-22696 |
Director Record:
4 |
a. Full Name | John Kelly |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-22696 |
File Number Record:
2 |
File Number Record: | 811-08979 |
Director Record:
5 |
a. Full Name | David Adcock |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-08979 |
File Number Record:
2 |
File Number Record: | 811-22696 |
Director Record:
6 |
a. Full Name | David Meyer |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-08979 |
File Number Record:
2 |
File Number Record: | 811-22696 |
Director Record:
7 |
a. Full Name | Leigh Wilson |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-08979 |
File Number Record:
2 |
File Number Record: | 811-22696 |
Director Record:
8 |
a. Full Name | David Brown |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-22696 |
File Number Record:
2 |
File Number Record: | 811-08979 |
File Number Record:
3 |
File Number Record: | 811-07852 |
Director Record:
9 |
a. Full Name | Dennis Bushe |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-08979 |
File Number Record:
2 |
File Number Record: | 811-22696 |
Director Record:
10 |
a. Full Name | Sally Dungan |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-08979 |
File Number Record:
2 |
File Number Record: | 811-22696 |