-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NbxO5IwlfJs3xBfcG+zwjodUmWDt/tJ6Qjh9V47jXNR8S+qtmhKFmXkA4Dfo0TyU xq+CBCf5ir+UVDPHOsD1CA== 0001013594-10-000100.txt : 20100204 0001013594-10-000100.hdr.sgml : 20100204 20100204163252 ACCESSION NUMBER: 0001013594-10-000100 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100202 FILED AS OF DATE: 20100204 DATE AS OF CHANGE: 20100204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pike Daniel W CENTRAL INDEX KEY: 0001426867 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15491 FILM NUMBER: 10574509 MAIL ADDRESS: STREET 1: 340 MADISON AVENUE STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10173 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PARLUX FRAGRANCES INC CENTRAL INDEX KEY: 0000802356 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 222562955 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 3725 S W 30TH AVE CITY: FT LAUDERDALE STATE: FL ZIP: 33312 BUSINESS PHONE: 9543169008 MAIL ADDRESS: STREET 1: 3725 S W 30TH AVENUE CITY: FT LAUDERDALE STATE: FL ZIP: 33312 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pike Capital Partners, LP CENTRAL INDEX KEY: 0001220289 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15491 FILM NUMBER: 10574512 BUSINESS ADDRESS: STREET 1: 340 MADISON AVENUE STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10173 BUSINESS PHONE: 212-878-8801 MAIL ADDRESS: STREET 1: 340 MADISON AVENUE STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10173 FORMER NAME: FORMER CONFORMED NAME: PIKE CAPITAL PARTNERS L P DATE OF NAME CHANGE: 20030224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pike Capital Partners (QP), LP CENTRAL INDEX KEY: 0001365921 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15491 FILM NUMBER: 10574511 BUSINESS ADDRESS: STREET 1: 340 MADISON AVENUE STREET 2: 19TH FLOOR CITY: New York STATE: NY ZIP: 10173 BUSINESS PHONE: 212-878-8801 MAIL ADDRESS: STREET 1: 340 MADISON AVENUE STREET 2: 19TH FLOOR CITY: New York STATE: NY ZIP: 10173 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pike Capital Management LLC CENTRAL INDEX KEY: 0001426868 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15491 FILM NUMBER: 10574510 BUSINESS ADDRESS: STREET 1: 340 MADISON AVENUE STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10173 BUSINESS PHONE: 212-878-8818 MAIL ADDRESS: STREET 1: 340 MADISON AVENUE STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10173 4 1 parluxfm4-020410_ex.xml X0303 4 2010-02-02 0 0000802356 PARLUX FRAGRANCES INC PARL 0001220289 Pike Capital Partners, LP 340 MADISON AVENUE 19TH FLOOR NEW YORK NY 10173 0 0 1 0 0001365921 Pike Capital Partners (QP), LP 340 MADISON AVENUE 19TH FLOOR NEW YORK NY 10173 0 0 1 0 0001426868 Pike Capital Management LLC 340 MADISON AVENUE 19TH FLOOR NEW YORK NY 10173 0 0 1 0 0001426867 Pike Daniel W 340 MADISON AVENUE 19TH FLOOR NEW YORK NY 10173 0 0 1 0 Common Stock 2010-02-02 4 P 0 34000 1.7 A 429479 D Common Stock 2010-02-02 4 S 0 34000 1.7 D 2346249 D Represents securities held directly by Pike Capital Partners, LP, a Delaware limited partnership ("LP Fund"). Represents securities held directly by Pike Capital Partners (QP), LP, a Delaware limited partnership ("QP Fund"). Pike Capital Management LLC, a Delaware limited liability company ("Pike Management"), is the general partner of each of the LP Fund and QP Fund. Daniel W. Pike is the managing member of Pike Management. Each of Pike Management and Mr. Pike may be deemed to indirectly beneficially own the securities directly owned by the LP Fund and QP Fund. For purposes of this Form 4, Pike Management and Mr. Pike disclaim ownership of the shares of common stock owned by the funds reporting on this Form 4 except to the extent of their pecuniary interest therein. Pike Capital Partners, LP by Pike Capital Management LLC, General Partner, by Kevin R. Arps, Chief Financial Officer 2010-02-04 Pike Capital Partners (QP), LP by Pike Capital Management LLC, General Partner, by Kevin R. Arps, Chief Financial Officer 2010-02-04 Pike Capital Management LLC, by Kevin R. Arps, Chief Financial Officer 2010-02-04 Daniel W. Pike, by Kevin R. Arps as Attorney-in-Fact 2010-02-04 -----END PRIVACY-ENHANCED MESSAGE-----