-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D1lafR1LeJTXpml7ki+31YszOV/aTrzx9HYwYqbL0iVmcGS7O9L2G+fTnMXXSTU/ z/34BbNOeI9FV/1axnAn7Q== 0000801898-05-000131.txt : 20051227 0000801898-05-000131.hdr.sgml : 20051226 20051227155034 ACCESSION NUMBER: 0000801898-05-000131 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051222 FILED AS OF DATE: 20051227 DATE AS OF CHANGE: 20051227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROOF DONALD C CENTRAL INDEX KEY: 0001144055 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09299 FILM NUMBER: 051287064 MAIL ADDRESS: STREET 1: P O BOX 554 CITY: MILWAUKEE STATE: WI ZIP: 53201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JOY GLOBAL INC CENTRAL INDEX KEY: 0000801898 STANDARD INDUSTRIAL CLASSIFICATION: MINING MACHINERY & EQUIP (NO OIL & GAS FIELD MACH & EQUIP) [3532] IRS NUMBER: 391566457 STATE OF INCORPORATION: DE FISCAL YEAR END: 1029 BUSINESS ADDRESS: STREET 1: 100 EAST WISCONSIN AVE SUITE 2780 CITY: MILWAUKEE STATE: WI ZIP: 53201-0554 BUSINESS PHONE: 4144866400 MAIL ADDRESS: STREET 1: 100 EAST WISCONSIN AVE SUITE 2780 CITY: MILWAUKEE STATE: WI ZIP: 53201-0554 FORMER COMPANY: FORMER CONFORMED NAME: HARNISCHFEGER INDUSTRIES INC DATE OF NAME CHANGE: 19920703 4 1 roof_ex.xml X0202 4 2005-12-22 0 0000801898 JOY GLOBAL INC JOYG 0001144055 ROOF DONALD C P O BOX 554 MILWAUKEE WI 53201 0 1 0 0 Executive Vice President, CFO Deferred Stock Units 2005-12-22 4 A 0 55688 A Common Stock 55688 55688 D These deferred stock units were acquired, on a one-for-one basis, upon the automatic deferral of receipt of the payout of 55,688 performance units (there were not derivative securities) under the terms of the reporting person's performance unit agreement, as amended, and will be settled in shares of common stock or cash, or a combination of the two, at the discretion of the issuer's compensation committee when the reporting person ceases to be a covered employee as defined in Section 162(m)(3) of the Internal Revenue Code, or to the extent that total taxable income from salary and other non-performance based sources (combined with the value of any shares and cash distributed under the issuer's performance unit award program) is less than $1 million for a given fiscal year. The deferred stock units are also payable upon a change in control. The amount of the securities was adjusted for the issuer's 3-for-2 stock split completed on December 12, 2005. Donald C. Roof 2005-12-27 -----END PRIVACY-ENHANCED MESSAGE-----