-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QVFjj8vnm5x2JC0LyJZwzsrEGT6d5JHeZtH0+uWzxwmpRF1BqZU7pWEb+5egemmu pTWbRngo0b0eKjHEBnr7Mw== 0000801898-04-000143.txt : 20040917 0000801898-04-000143.hdr.sgml : 20040917 20040917144032 ACCESSION NUMBER: 0000801898-04-000143 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040916 FILED AS OF DATE: 20040917 DATE AS OF CHANGE: 20040917 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROOF DONALD C CENTRAL INDEX KEY: 0001144055 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09299 FILM NUMBER: 041035618 BUSINESS ADDRESS: STREET 1: P O BOX 554 CITY: MILWAUKEE STATE: WI ZIP: 53201 MAIL ADDRESS: STREET 1: P O BOX 554 CITY: MILWAUKEE STATE: WI ZIP: 53201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JOY GLOBAL INC CENTRAL INDEX KEY: 0000801898 STANDARD INDUSTRIAL CLASSIFICATION: MINING MACHINERY & EQUIP (NO OIL & GAS FIELD MACH & EQUIP) [3532] IRS NUMBER: 391566457 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 100 EAST WISCONSIN AVE SUITE 2780 CITY: MILWAUKEE STATE: WI ZIP: 53201-0554 BUSINESS PHONE: 4144866400 MAIL ADDRESS: STREET 1: 100 EAST WISCONSIN AVE SUITE 2780 CITY: MILWAUKEE STATE: WI ZIP: 53201-0554 FORMER COMPANY: FORMER CONFORMED NAME: HARNISCHFEGER INDUSTRIES INC DATE OF NAME CHANGE: 19920703 4 1 roof_ex.xml X0202 4 2004-09-16 0 0000801898 JOY GLOBAL INC JOYG 0001144055 ROOF DONALD C P O BOX 554 MILWAUKEE WI 53201 0 1 0 0 Executive Vice President, CFO Common Stock 2004-09-16 4 M 0 6496 16.09 A 46875 D Common Stock 2004-09-16 4 S 0 1996 31.287 D 44879 D Common Stock 2004-09-16 4 S 0 1500 31.24 D 43379 D Common Stock 2004-09-16 4 S 0 500 31.22 D 42879 D Common Stock 2004-09-16 4 S 0 1000 31.2 D 41879 D Common Stock 2004-09-16 4 S 0 1500 31.174 D 40379 D Common Stock 5000 I Spouse Employee Stock Option (right to buy) 16.09 2004-09-16 4 M 0 6496 0 D 2012-05-01 Common Stock 6496 0 D This option vested in three equal installments on July 16, 2002, 2003, and 2004. Donald C. Roof 2004-09-17 -----END PRIVACY-ENHANCED MESSAGE-----