0000801337-17-000135.txt : 20171031 0000801337-17-000135.hdr.sgml : 20171031 20171031151850 ACCESSION NUMBER: 0000801337-17-000135 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171027 FILED AS OF DATE: 20171031 DATE AS OF CHANGE: 20171031 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH JAMES COPENHAVER CENTRAL INDEX KEY: 0001201277 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31486 FILM NUMBER: 171165543 MAIL ADDRESS: STREET 1: C/O WEBSTER FINANCIAL CORP STREET 2: 145 BANK STREET CITY: WATERBURY STATE: CT ZIP: 06702 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WEBSTER FINANCIAL CORP CENTRAL INDEX KEY: 0000801337 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 061187536 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: FRED SMITH STREET 2: 132 GRAND STREET CITY: WATERBURY STATE: CT ZIP: 06702 BUSINESS PHONE: 203-578-2202 MAIL ADDRESS: STREET 1: FRED SMITH STREET 2: 132 GRAND STREET CITY: WATERBURY STATE: CT ZIP: 06702 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-10-27 0000801337 WEBSTER FINANCIAL CORP WBS 0001201277 SMITH JAMES COPENHAVER C/O WEBSTER FINANCIAL CORP 145 BANK STREET WATERBURY CT 06702 1 1 0 0 Chairman & Chief Executive Off Common Stock 2017-10-27 4 M 0 1561 32.03 A 316103 D Common Stock 2017-10-27 4 M 0 3891 12.85 A 319994 D Common Stock 2017-10-27 4 M 0 12597 23.81 A 332591 D Common Stock 2017-10-27 4 M 0 4347 23.00 A 336938 D Common Stock 2017-10-27 4 S 0 8943 55.9343 D 327995 D Common Stock 2017-10-30 4 M 0 26434 32.03 A 354429 D Common Stock 2017-10-30 4 F 0 20697 55.70 D 333732 D Common Stock 139922 I 401(k)/ESOP Common Stock 10554 I Directly by Spouse Common Stock 5698 I Directly by Spouse IRA Stock Option 32.03 2017-10-27 4 M 0 1561 0 D 2008-12-18 2017-12-18 Common Stock 1561 26434 D Stock Option 12.85 2017-10-27 4 M 0 3891 0 D 2009-12-16 2018-12-16 Common Stock 3891 109783 D Stock Option 23.81 2017-10-27 4 M 0 12597 0 D 2013-02-22 2022-02-22 Common Stock 12597 99774 D Stock Option 23.00 2017-10-27 4 M 0 4347 0 D 2014-02-20 2023-02-20 Common Stock 4347 122026 D Stock Option 32.03 2017-10-30 4 M 0 26434 0 D 2008-12-18 2017-12-18 Common Stock 26434 0 D Phantom Stock Common Stock 236204 236204 I By Deferred Compensation Plan The reporting person used 8,943 shares of Webster Common Stock to cover the exercise prices. The shares sold at prices between $55.90 and $55.96. Full information regarding the number of shares sold at each separate price will be proviced upon request. 4 yr. incremental vesting - 25% vests each year for 4 years. 3 yr. incremental vesting - 33-1/3% vests each year for 3 years. Each share of phantom stock represents the right to receive one share of Webster Financial Corporation common stock or the cash value thereof. These shares are held in the Webster Deferred Compensation Plan. Shares of phantom stock are payable in shares or in cash following termination of the reporting person's employment with Webster Financial Corporation. Renee P. Seefried by Power of Attorney 2017-10-31