0000801337-17-000135.txt : 20171031
0000801337-17-000135.hdr.sgml : 20171031
20171031151850
ACCESSION NUMBER: 0000801337-17-000135
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171027
FILED AS OF DATE: 20171031
DATE AS OF CHANGE: 20171031
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH JAMES COPENHAVER
CENTRAL INDEX KEY: 0001201277
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31486
FILM NUMBER: 171165543
MAIL ADDRESS:
STREET 1: C/O WEBSTER FINANCIAL CORP
STREET 2: 145 BANK STREET
CITY: WATERBURY
STATE: CT
ZIP: 06702
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WEBSTER FINANCIAL CORP
CENTRAL INDEX KEY: 0000801337
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 061187536
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: FRED SMITH
STREET 2: 132 GRAND STREET
CITY: WATERBURY
STATE: CT
ZIP: 06702
BUSINESS PHONE: 203-578-2202
MAIL ADDRESS:
STREET 1: FRED SMITH
STREET 2: 132 GRAND STREET
CITY: WATERBURY
STATE: CT
ZIP: 06702
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-10-27
0000801337
WEBSTER FINANCIAL CORP
WBS
0001201277
SMITH JAMES COPENHAVER
C/O WEBSTER FINANCIAL CORP
145 BANK STREET
WATERBURY
CT
06702
1
1
0
0
Chairman & Chief Executive Off
Common Stock
2017-10-27
4
M
0
1561
32.03
A
316103
D
Common Stock
2017-10-27
4
M
0
3891
12.85
A
319994
D
Common Stock
2017-10-27
4
M
0
12597
23.81
A
332591
D
Common Stock
2017-10-27
4
M
0
4347
23.00
A
336938
D
Common Stock
2017-10-27
4
S
0
8943
55.9343
D
327995
D
Common Stock
2017-10-30
4
M
0
26434
32.03
A
354429
D
Common Stock
2017-10-30
4
F
0
20697
55.70
D
333732
D
Common Stock
139922
I
401(k)/ESOP
Common Stock
10554
I
Directly by Spouse
Common Stock
5698
I
Directly by Spouse IRA
Stock Option
32.03
2017-10-27
4
M
0
1561
0
D
2008-12-18
2017-12-18
Common Stock
1561
26434
D
Stock Option
12.85
2017-10-27
4
M
0
3891
0
D
2009-12-16
2018-12-16
Common Stock
3891
109783
D
Stock Option
23.81
2017-10-27
4
M
0
12597
0
D
2013-02-22
2022-02-22
Common Stock
12597
99774
D
Stock Option
23.00
2017-10-27
4
M
0
4347
0
D
2014-02-20
2023-02-20
Common Stock
4347
122026
D
Stock Option
32.03
2017-10-30
4
M
0
26434
0
D
2008-12-18
2017-12-18
Common Stock
26434
0
D
Phantom Stock
Common Stock
236204
236204
I
By Deferred Compensation Plan
The reporting person used 8,943 shares of Webster Common Stock to cover the exercise prices. The shares sold at prices between $55.90 and $55.96. Full information regarding the number of shares sold at each separate price will be proviced upon request.
4 yr. incremental vesting - 25% vests each year for 4 years.
3 yr. incremental vesting - 33-1/3% vests each year for 3 years.
Each share of phantom stock represents the right to receive one share of Webster Financial Corporation common stock or the cash value thereof. These shares are held in the Webster Deferred Compensation Plan.
Shares of phantom stock are payable in shares or in cash following termination of the reporting person's employment with Webster Financial Corporation.
Renee P. Seefried by Power of Attorney
2017-10-31