0001085146-22-003673.txt : 20221031 0001085146-22-003673.hdr.sgml : 20221031 20221028173706 ACCESSION NUMBER: 0001085146-22-003673 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221031 DATE AS OF CHANGE: 20221028 EFFECTIVENESS DATE: 20221031 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CONNING INC. CENTRAL INDEX KEY: 0000801051 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 431719355 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04513 FILM NUMBER: 221343225 BUSINESS ADDRESS: STREET 1: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06103-2627 BUSINESS PHONE: 860-299-2151 MAIL ADDRESS: STREET 1: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06103-2627 FORMER COMPANY: FORMER CONFORMED NAME: CONNING Asset Management Co. DATE OF NAME CHANGE: 20040726 FORMER COMPANY: FORMER CONFORMED NAME: CONNING CORP DATE OF NAME CHANGE: 19970407 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000801051 XXXXXXXX 09-30-2022 09-30-2022 false CONNING INC.

ONE FINANCIAL PLAZA HARTFORD CT 06103-2627

13F HOLDINGS REPORT 028-04513 N Robert Pearce 860-299-2151 /s/ Robert Pearce Hartford CT 10-28-2022 0 359 2817144 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 3M CO COM 88579Y101 524 4743 SH SOLE 4743 0 0 ABBOTT LABS COM 002824100 32035 331381 SH SOLE 331381 0 0 ABBVIE INC COM 00287Y109 36596 272909 SH SOLE 272909 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1395 5420 SH SOLE 5420 0 0 ACTIVISION BLIZZARD INC COM 00507V109 485 6528 SH SOLE 6528 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 1359 4937 SH SOLE 4937 0 0 ADVANCED MICRO DEVICES INC COM 007903107 799 12610 SH SOLE 12610 0 0 AFLAC INC COM 001055102 30852 549503 SH SOLE 549503 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 322 2648 SH SOLE 2648 0 0 AIR PRODS & CHEMS INC COM 009158106 425 1826 SH SOLE 1826 0 0 AKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 00971TAJ0 8935 8795000 PRN SOLE 8795000 0 0 ALBEMARLE CORP COM 012653101 205 777 SH SOLE 777 0 0 ALLSTATE CORP COM 020002101 332 2668 SH SOLE 2668 0 0 ALPHABET INC CAP STK 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10406 SH SOLE 10406 0 0 SCHWAB CHARLES CORP COM 808513105 6060 84321 SH SOLE 84321 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 5731 102684 SH SOLE 102684 0 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 6271 107172 SH SOLE 107172 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 2377 33000 SH SOLE 33000 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 306 8500 SH SOLE 8500 0 0 SEMPRA COM 816851109 344 2294 SH SOLE 2294 0 0 SERVICENOW INC COM 81762P102 447 1184 SH SOLE 1184 0 0 SHERWIN WILLIAMS CO COM 824348106 407 1986 SH SOLE 1986 0 0 SIMON PPTY GROUP INC NEW COM 828806109 274 3051 SH SOLE 3051 0 0 SOUTHERN CO COM 842587107 560 8232 SH SOLE 8232 0 0 SOUTHWEST AIRLS CO NOTE 1.250% 5/0 844741BG2 2194 1925000 PRN SOLE 1925000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 61826 173096 SH SOLE 173096 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 24062 59907 SH SOLE 59907 0 0 SPDR SER TR BBG CONV SEC ETF 78464A359 2532 40000 SH SOLE 40000 0 0 SPDR SER TR BLOOMBERG HIGH Y 78468R622 17570 200000 SH SOLE 200000 0 0 SPDR SER TR NUVEEN BLOOMBERG 78464A284 1438 30000 SH SOLE 30000 0 0 SPDR SER TR PORTFOLIO INTRMD 78464A375 1972 62970 SH SOLE 62970 0 0 SPDR SER TR PORTFOLIO LN COR 78464A367 1305 60000 SH SOLE 60000 0 0 SPDR SER TR PORTFOLIO SHORT 78464A474 18858 645375 SH SOLE 645375 0 0 SPDR SER TR S&P DIVID ETF 78464A763 399 3575 SH SOLE 3575 0 0 SSGA ACTIVE ETF TR BLACKSTONE SENR 78467V608 46582 1139762 SH SOLE 1139762 0 0 STARBUCKS CORP COM 855244109 31350 372430 SH SOLE 372430 0 0 STARWOOD PPTY TR INC NOTE 4.375% 4/0 85571BAH8 4492 4600000 PRN SOLE 4600000 0 0 STRYKER CORPORATION COM 863667101 600 2963 SH SOLE 2963 0 0 SYNOPSYS INC COM 871607107 322 1053 SH SOLE 1053 0 0 SYSCO CORP COM 871829107 299 4227 SH SOLE 4227 0 0 TARGET CORP COM 87612E106 31677 213656 SH SOLE 213656 0 0 TE CONNECTIVITY LTD SHS H84989104 314 2847 SH SOLE 2847 0 0 TESLA INC COM 88160R101 5354 20183 SH SOLE 20183 0 0 TEXAS INSTRS INC COM 882508104 33551 216961 SH SOLE 216961 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 6501 12817 SH SOLE 12817 0 0 TJX COS INC NEW COM 872540109 687 11064 SH SOLE 11064 0 0 T-MOBILE US INC COM 872590104 565 4208 SH SOLE 4208 0 0 TRANE TECHNOLOGIES PLC SHS G8994E103 296 2045 SH SOLE 2045 0 0 TRAVELERS COMPANIES INC COM 89417E109 32786 214206 SH SOLE 214206 0 0 TRUIST FINL CORP COM 89832Q109 448 10279 SH SOLE 10279 0 0 TWITTER INC COM 90184L102 248 5660 SH SOLE 5660 0 0 TYSON FOODS INC CL A 902494103 30991 470492 SH SOLE 470492 0 0 UNION PAC CORP COM 907818108 30621 157318 SH SOLE 157318 0 0 UNITED PARCEL SERVICE INC CL B 911312106 29495 182749 SH SOLE 182749 0 0 UNITEDHEALTH GROUP INC COM 91324P102 9199 18215 SH SOLE 18215 0 0 US BANCORP DEL COM NEW 902973304 508 12600 SH SOLE 12600 0 0 VALERO ENERGY CORP COM 91913Y100 381 3568 SH SOLE 3568 0 0 VANECK ETF TRUST FALLEN ANGEL HG 92189F437 3607 137506 SH SOLE 137506 0 0 VANECK ETF TRUST JP MRGAN EM LOC 92189H300 7068 310000 SH SOLE 310000 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 8529 119575 SH SOLE 119575 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 2306 12265 SH SOLE 12265 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 1201 14982 SH SOLE 14982 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 23083 70310 SH SOLE 70310 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 2589 15146 SH SOLE 15146 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 11483 63981 SH SOLE 63981 0 0 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 26260 358554 SH SOLE 358554 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 4828 65000 SH SOLE 65000 0 0 VANGUARD SCOTTSDALE FDS VNG RUS3000IDX 92206C599 456 2830 SH SOLE 2830 0 0 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 2537 69773 SH SOLE 69773 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 357 1160 SH SOLE 1160 0 0 VERINT SYS INC COM 92343X100 285 8500 SH SOLE 8500 0 0 VERINT SYSTEMS INC NOTE 0.250% 4/1 92343XAC4 4016 4800000 PRN SOLE 4800000 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1905 50178 SH SOLE 50178 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 521 1801 SH SOLE 1801 0 0 VIATRIS INC COM 92556V106 124 14570 SH SOLE 14570 0 0 VISA INC COM CL A 92826C839 7320 41206 SH SOLE 41206 0 0 VISHAY INTERTECHNOLOGY INC NOTE 2.250% 6/1 928298AP3 4074 4400000 PRN SOLE 4400000 0 0 WALMART INC COM 931142103 6300 48575 SH SOLE 48575 0 0 WARNER BROS DISCOVERY INC COM SER A 934423104 188 16305 SH SOLE 16305 0 0 WASTE MGMT INC DEL COM 94106L109 512 3195 SH SOLE 3195 0 0 WEC ENERGY GROUP INC COM 92939U106 1183 13227 SH SOLE 13227 0 0 WELLS FARGO CO NEW COM 949746101 1413 35139 SH SOLE 35139 0 0 WELLS FARGO CO NEW PERP PFD CNV A 949746804 8554 7105 SH SOLE 7105 0 0 WESTERN DIGITAL CORP. NOTE 1.500% 2/0 958102AP0 8008 8485000 PRN SOLE 8485000 0 0 WEYERHAEUSER CO MTN BE COM NEW 962166104 229 8012 SH SOLE 8012 0 0 WILLIAMS COS INC COM 969457100 658 22985 SH SOLE 22985 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 4342 69800 SH SOLE 69800 0 0 XCEL ENERGY INC COM 98389B100 297 4648 SH SOLE 4648 0 0 YUM BRANDS INC COM 988498101 282 2649 SH SOLE 2649 0 0 ZOETIS INC CL A 98978V103 603 4064 SH SOLE 4064 0 0