0001085146-22-003673.txt : 20221031
0001085146-22-003673.hdr.sgml : 20221031
20221028173706
ACCESSION NUMBER: 0001085146-22-003673
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220930
FILED AS OF DATE: 20221031
DATE AS OF CHANGE: 20221028
EFFECTIVENESS DATE: 20221031
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CONNING INC.
CENTRAL INDEX KEY: 0000801051
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 431719355
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04513
FILM NUMBER: 221343225
BUSINESS ADDRESS:
STREET 1: ONE FINANCIAL PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06103-2627
BUSINESS PHONE: 860-299-2151
MAIL ADDRESS:
STREET 1: ONE FINANCIAL PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06103-2627
FORMER COMPANY:
FORMER CONFORMED NAME: CONNING Asset Management Co.
DATE OF NAME CHANGE: 20040726
FORMER COMPANY:
FORMER CONFORMED NAME: CONNING CORP
DATE OF NAME CHANGE: 19970407
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000801051
XXXXXXXX
09-30-2022
09-30-2022
false
CONNING INC.
ONE FINANCIAL PLAZA
HARTFORD
CT
06103-2627
13F HOLDINGS REPORT
028-04513
N
Robert Pearce
Managing Director
860-299-2151
/s/ Robert Pearce
Hartford
CT
10-28-2022
0
359
2817144
false
INFORMATION TABLE
2
infotable.xml
INFORMATION TABLE
3M CO
COM
88579Y101
524
4743
SH
SOLE
4743
0
0
ABBOTT LABS
COM
002824100
32035
331381
SH
SOLE
331381
0
0
ABBVIE INC
COM
00287Y109
36596
272909
SH
SOLE
272909
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
1395
5420
SH
SOLE
5420
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
485
6528
SH
SOLE
6528
0
0
ADOBE SYSTEMS INCORPORATED
COM
00724F101
1359
4937
SH
SOLE
4937
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
799
12610
SH
SOLE
12610
0
0
AFLAC INC
COM
001055102
30852
549503
SH
SOLE
549503
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
322
2648
SH
SOLE
2648
0
0
AIR PRODS & CHEMS INC
COM
009158106
425
1826
SH
SOLE
1826
0
0
AKAMAI TECHNOLOGIES INC
NOTE 0.125% 5/0
00971TAJ0
8935
8795000
PRN
SOLE
8795000
0
0
ALBEMARLE CORP
COM
012653101
205
777
SH
SOLE
777
0
0
ALLSTATE CORP
COM
020002101
332
2668
SH
SOLE
2668
0
0
ALPHABET INC
CAP STK CL A
02079K305
5652
59093
SH
SOLE
59093
0
0
ALPHABET INC
CAP STK CL C
02079K107
4039
42012
SH
SOLE
42012
0
0
ALTRIA GROUP INC
COM
02209S103
452
11206
SH
SOLE
11206
0
0
AMAZON COM INC
COM
023135106
8105
71727
SH
SOLE
71727
0
0
AMCOR PLC
ORD
G0250X107
127
11850
SH
SOLE
11850
0
0
AMERICAN ELEC PWR CO INC
COM
025537101
429
4963
SH
SOLE
4963
0
0
AMERICAN EXPRESS CO
COM
025816109
785
5818
SH
SOLE
5818
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
319
6727
SH
SOLE
6727
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
810
3772
SH
SOLE
3772
0
0
AMERIPRISE FINL INC
COM
03076C106
30707
121994
SH
SOLE
121994
0
0
AMERISOURCEBERGEN CORP
COM
03073E105
200
1481
SH
SOLE
1481
0
0
AMGEN INC
COM
031162100
33068
146838
SH
SOLE
146838
0
0
AMPHENOL CORP NEW
CL A
032095101
350
5225
SH
SOLE
5225
0
0
ANALOG DEVICES INC
COM
032654105
32581
234040
SH
SOLE
234040
0
0
AON PLC
SHS CL A
G0403H108
509
1901
SH
SOLE
1901
0
0
APPLE INC
COM
037833100
22226
160828
SH
SOLE
160828
0
0
APPLIED MATLS INC
COM
038222105
5555
67804
SH
SOLE
67804
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
1452
18045
SH
SOLE
18045
0
0
ARES CAPITAL CORP
NOTE 4.625% 3/0
04010LAW3
7656
7510000
PRN
SOLE
7510000
0
0
AT&T INC
COM
00206R102
879
57292
SH
SOLE
57292
0
0
AUTODESK INC
COM
052769106
358
1918
SH
SOLE
1918
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
34287
151718
SH
SOLE
151718
0
0
AUTOZONE INC
COM
053332102
240
112
SH
SOLE
112
0
0
AVALONBAY CMNTYS INC
COM
053484101
298
1617
SH
SOLE
1617
0
0
BECTON DICKINSON & CO
COM
075887109
590
2650
SH
SOLE
2650
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
4045
15147
SH
SOLE
15147
0
0
BEST BUY INC
COM
086516101
29013
458492
SH
SOLE
458492
0
0
BIOGEN INC
COM
09062X103
324
1212
SH
SOLE
1212
0
0
BK OF AMERICA CORP
7.25%CNV PFD L
060505682
8164
6960
SH
SOLE
6960
0
0
BK OF AMERICA CORP
COM
060505104
32957
1092240
SH
SOLE
1092240
0
0
BLACKROCK ENERGY & RES TR
COM
09250U101
237
21990
SH
SOLE
21990
0
0
BLACKROCK ENHANCED EQUITY DI
COM
09251A104
274
33804
SH
SOLE
33804
0
0
BLACKROCK FLOATING RATE INC
COM
091941104
240
22111
SH
SOLE
22111
0
0
BLACKROCK INC
COM
09247X101
29089
52910
SH
SOLE
52910
0
0
BLOCK INC
NOTE 0.125% 3/0
852234AF0
2426
2675000
PRN
SOLE
2675000
0
0
BOEING CO
COM
097023105
602
4970
SH
SOLE
4970
0
0
BOOKING HOLDINGS INC
COM
09857L108
629
383
SH
SOLE
383
0
0
BOOKING HOLDINGS INC
NOTE 0.750% 5/0
09857LAN8
3026
2525000
PRN
SOLE
2525000
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
475
12258
SH
SOLE
12258
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
38323
539543
SH
SOLE
539543
0
0
BROADCOM INC
COM
11135F101
31849
71793
SH
SOLE
71793
0
0
CADENCE DESIGN SYSTEM INC
COM
127387108
394
2409
SH
SOLE
2409
0
0
CALAMOS STRATEGIC TOTAL RETU
COM SH BEN INT
128125101
530
42432
SH
SOLE
42432
0
0
CANADIAN NAT RES LTD
COM
136385101
1015
21798
SH
SOLE
21798
0
0
CAPITAL ONE FINL CORP
COM
14040H105
332
3605
SH
SOLE
3605
0
0
CARRIER GLOBAL CORPORATION
COM
14448C104
208
5858
SH
SOLE
5858
0
0
CATERPILLAR INC
COM
149123101
32913
200767
SH
SOLE
200767
0
0
CBRE GROUP INC
CL A
12504L109
236
3497
SH
SOLE
3497
0
0
CENTENE CORP DEL
COM
15135B101
253
3248
SH
SOLE
3248
0
0
CHARTER COMMUNICATIONS INC N
CL A
16119P108
289
952
SH
SOLE
952
0
0
CHEVRON CORP NEW
COM
166764100
2235
15554
SH
SOLE
15554
0
0
CHIPOTLE MEXICAN GRILL INC
COM
169656105
349
232
SH
SOLE
232
0
0
CHUBB LIMITED
COM
H1467J104
757
4161
SH
SOLE
4161
0
0
CIGNA CORP NEW
COM
125523100
33891
122254
SH
SOLE
122254
0
0
CINTAS CORP
COM
172908105
347
895
SH
SOLE
895
0
0
CISCO SYS INC
COM
17275R102
33357
834642
SH
SOLE
834642
0
0
CITIGROUP INC
COM NEW
172967424
821
19691
SH
SOLE
19691
0
0
CME GROUP INC
COM
12572Q105
31204
176325
SH
SOLE
176325
0
0
CMS ENERGY CORP
COM
125896100
403
6916
SH
SOLE
6916
0
0
COCA COLA CO
COM
191216100
32898
587772
SH
SOLE
587772
0
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
278
4838
SH
SOLE
4838
0
0
COHEN & STEERS INFRASTRUCTUR
COM
19248A109
2746
118147
SH
SOLE
118147
0
0
COLGATE PALMOLIVE CO
COM
194162103
31454
448153
SH
SOLE
448153
0
0
COMCAST CORP NEW
CL A
20030N101
29872
1019398
SH
SOLE
1019398
0
0
CONOCOPHILLIPS
COM
20825C104
34192
334399
SH
SOLE
334399
0
0
CONSOLIDATED EDISON INC
COM
209115104
206
2402
SH
SOLE
2402
0
0
CONSTELLATION BRANDS INC
CL A
21036P108
232
1011
SH
SOLE
1011
0
0
CORTEVA INC
COM
22052L104
272
4763
SH
SOLE
4763
0
0
COSTCO WHSL CORP NEW
COM
22160K105
1889
3999
SH
SOLE
3999
0
0
COTERRA ENERGY INC
COM
127097103
331
12680
SH
SOLE
12680
0
0
CRH PLC
ADR
12626K203
1069
33162
SH
SOLE
33162
0
0
CROWN CASTLE INC
COM
22822V101
545
3768
SH
SOLE
3768
0
0
CSX CORP
COM
126408103
586
22009
SH
SOLE
22009
0
0
CUMMINS INC
COM
231021106
32976
162184
SH
SOLE
162184
0
0
CVS HEALTH CORP
COM
126650100
32719
343398
SH
SOLE
343398
0
0
DANAHER CORPORATION
COM
235851102
1535
5941
SH
SOLE
5941
0
0
DARDEN RESTAURANTS INC
COM
237194105
213
1690
SH
SOLE
1690
0
0
DEERE & CO
COM
244199105
942
2820
SH
SOLE
2820
0
0
DEVON ENERGY CORP NEW
COM
25179M103
473
7870
SH
SOLE
7870
0
0
DISCOVER FINL SVCS
COM
254709108
298
3275
SH
SOLE
3275
0
0
DISNEY WALT CO
COM
254687106
1442
15290
SH
SOLE
15290
0
0
DOLLAR GEN CORP NEW
COM
256677105
444
1853
SH
SOLE
1853
0
0
DOLLAR TREE INC
COM
256746108
206
1512
SH
SOLE
1512
0
0
DOMINION ENERGY INC
COM
25746U109
2434
35223
SH
SOLE
35223
0
0
DOW INC
COM
260557103
214
4877
SH
SOLE
4877
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
752
8085
SH
SOLE
8085
0
0
DUKE REALTY CORP
COM NEW
264411505
331
6868
SH
SOLE
6868
0
0
EATON CORP PLC
SHS
G29183103
1528
11456
SH
SOLE
11456
0
0
EATON VANCE LTD DURATION INC
COM
27828H105
295
32079
SH
SOLE
32079
0
0
EATON VANCE TAX-MANAGED GLOB
COM
27829F108
724
99821
SH
SOLE
99821
0
0
ECOLAB INC
COM
278865100
310
2145
SH
SOLE
2145
0
0
EDWARDS LIFESCIENCES CORP
COM
28176E108
430
5203
SH
SOLE
5203
0
0
ELECTRONIC ARTS INC
COM
285512109
276
2389
SH
SOLE
2389
0
0
ELEVANCE HEALTH INC
COM
036752103
1058
2330
SH
SOLE
2330
0
0
ELEVANCE HEALTH INC
NOTE 2.750%10/1
94973VBG1
8996
1369000
PRN
SOLE
1369000
0
0
EMERSON ELEC CO
COM
291011104
374
5103
SH
SOLE
5103
0
0
ENERGY TRANSFER L P
COM UT LTD PTN
29273V100
800
72572
SH
SOLE
72572
0
0
ENPHASE ENERGY INC
COM
29355A107
358
1289
SH
SOLE
1289
0
0
ENPHASE ENERGY INC
NOTE 3/0
29355AAH0
5791
5000000
PRN
SOLE
5000000
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
253
10640
SH
SOLE
10640
0
0
EOG RES INC
COM
26875P101
32213
288587
SH
SOLE
288587
0
0
EQUINIX INC
COM
29444U700
385
677
SH
SOLE
677
0
0
EQUITY RESIDENTIAL
SH BEN INT
29476L107
262
3897
SH
SOLE
3897
0
0
EURONET WORLDWIDE INC
NOTE 0.750% 3/1
298736AL3
6857
7601000
PRN
SOLE
7601000
0
0
EVERGY INC
COM
30034W106
2130
35866
SH
SOLE
35866
0
0
EVERSOURCE ENERGY
COM
30040W108
203
2598
SH
SOLE
2598
0
0
EXELON CORP
COM
30161N101
210
5593
SH
SOLE
5593
0
0
EXPEDIA GROUP INC
NOTE 2/1
30212PBE4
7759
8930000
PRN
SOLE
8930000
0
0
EXXON MOBIL CORP
COM
30231G102
2974
34061
SH
SOLE
34061
0
0
FASTENAL CO
COM
311900104
208
4513
SH
SOLE
4513
0
0
FEDEX CORP
COM
31428X106
289
1948
SH
SOLE
1948
0
0
FIDELITY NATL INFORMATION SV
COM
31620M106
311
4114
SH
SOLE
4114
0
0
FIFTH THIRD BANCORP
COM
316773100
201
6304
SH
SOLE
6304
0
0
FISERV INC
COM
337738108
505
5396
SH
SOLE
5396
0
0
FORD MTR CO DEL
COM
345370860
304
27158
SH
SOLE
27158
0
0
FORD MTR CO DEL
NOTE 3/1
345370CZ1
4286
4600000
PRN
SOLE
4600000
0
0
FORTINET INC
COM
34959E109
296
6025
SH
SOLE
6025
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
306
11193
SH
SOLE
11193
0
0
FTI CONSULTING INC
NOTE 2.000% 8/1
302941AP4
5758
3500000
PRN
SOLE
3500000
0
0
GALLAGHER ARTHUR J & CO
COM
363576109
202
1180
SH
SOLE
1180
0
0
GENERAL DYNAMICS CORP
COM
369550108
31652
149324
SH
SOLE
149324
0
0
GENERAL ELECTRIC CO
COM NEW
369604301
498
8045
SH
SOLE
8045
0
0
GENERAL MLS INC
COM
370334104
541
7060
SH
SOLE
7060
0
0
GENERAL MTRS CO
COM
37045V100
374
11669
SH
SOLE
11669
0
0
GENUINE PARTS CO
COM
372460105
31256
209517
SH
SOLE
209517
0
0
GILEAD SCIENCES INC
COM
375558103
33648
545940
SH
SOLE
545940
0
0
GLOBAL X FDS
US PFD ETF
37954Y657
15900
775225
SH
SOLE
775225
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
903
3083
SH
SOLE
3083
0
0
HANCOCK JOHN TAX-ADVANTAGED
COM
41013V100
236
11250
SH
SOLE
11250
0
0
HANNON ARMSTRONG SUST INFR C
NOTE 8/1
41068XAD2
4222
4500000
PRN
SOLE
4500000
0
0
HCA HEALTHCARE INC
COM
40412C101
374
2034
SH
SOLE
2034
0
0
HERSHEY CO
COM
427866108
306
1388
SH
SOLE
1388
0
0
HESS CORP
COM
42809H107
244
2242
SH
SOLE
2242
0
0
HOME DEPOT INC
COM
437076102
34594
125474
SH
SOLE
125474
0
0
HONEYWELL INTL INC
COM
438516106
1101
6593
SH
SOLE
6593
0
0
HOPE BANCORP INC
NOTE 2.000% 5/1
43940TAB5
4284
4450000
PRN
SOLE
4450000
0
0
HP INC
COM
40434L105
30626
1230142
SH
SOLE
1230142
0
0
HUMANA INC
COM
444859102
628
1295
SH
SOLE
1295
0
0
HUNTINGTON BANCSHARES INC
COM
446150104
137
10370
SH
SOLE
10370
0
0
ILLINOIS TOOL WKS INC
COM
452308109
31342
173652
SH
SOLE
173652
0
0
ILLUMINA INC
COM
452327109
207
1084
SH
SOLE
1084
0
0
ILLUMINA INC
NOTE 8/1
452327AK5
7738
8065000
PRN
SOLE
8065000
0
0
INTEL CORP
COM
458140100
30759
1194661
SH
SOLE
1194661
0
0
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
5069
56105
SH
SOLE
56105
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
662
5576
SH
SOLE
5576
0
0
INTUIT
COM
461202103
5579
14404
SH
SOLE
14404
0
0
INTUITIVE SURGICAL INC
COM NEW
46120E602
620
3310
SH
SOLE
3310
0
0
INVESCO EXCH TRADED FD TR II
TAXABLE MUN BD
46138G805
12056
470000
SH
SOLE
470000
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
1808
6764
SH
SOLE
6764
0
0
ISHARES INC
CORE MSCI EMKT
46434G103
4941
114965
SH
SOLE
114965
0
0
ISHARES TR
0-5YR HI YL CP
46434V407
17113
428474
SH
SOLE
428474
0
0
ISHARES TR
20 YR TR BD ETF
464287432
19773
193000
SH
SOLE
193000
0
0
ISHARES TR
CORE MSCI EAFE
46432F842
8168
155075
SH
SOLE
155075
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
19546
89144
SH
SOLE
89144
0
0
ISHARES TR
CORE S&P SCP ETF
464287804
33907
388887
SH
SOLE
388887
0
0
ISHARES TR
CORE S&P500 ETF
464287200
56129
156502
SH
SOLE
156502
0
0
ISHARES TR
EAFE GRWTH ETF
464288885
496
6830
SH
SOLE
6830
0
0
ISHARES TR
EAFE VALUE ETF
464288877
696
18053
SH
SOLE
18053
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
42763
599005
SH
SOLE
599005
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
39025
380920
SH
SOLE
380920
0
0
ISHARES TR
ISHS 1-5YR INVS
464288646
1232
25000
SH
SOLE
25000
0
0
ISHARES TR
JPMORGAN USD EMG
464288281
9052
114000
SH
SOLE
114000
0
0
ISHARES TR
MBS ETF
464288588
35503
387672
SH
SOLE
387672
0
0
ISHARES TR
MSCI EAFE ETF
464287465
20668
369005
SH
SOLE
369005
0
0
ISHARES TR
PFD AND INCM SEC
464288687
24746
781359
SH
SOLE
781359
0
0
ISHARES TR
RUS 1000 ETF
464287622
960
4864
SH
SOLE
4864
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
7789
37022
SH
SOLE
37022
0
0
ISHARES TR
RUS MD CP GR ETF
464287481
2026
25833
SH
SOLE
25833
0
0
ISHARES TR
RUS MDCP VAL ETF
464287473
2002
20848
SH
SOLE
20848
0
0
ISHARES TR
RUS MID CAP ETF
464287499
13899
223630
SH
SOLE
223630
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
12757
77355
SH
SOLE
77355
0
0
ISHARES TR
S&P 500 GRWT ETF
464287309
2103
36351
SH
SOLE
36351
0
0
ISHARES TR
S&P 500 VAL ETF
464287408
2056
16001
SH
SOLE
16001
0
0
ISHARES TR
S&P SML 600 GWT
464287887
1151
11320
SH
SOLE
11320
0
0
ISHARES TR
SP SMCP600VL ETF
464287879
1466
17776
SH
SOLE
17776
0
0
J P MORGAN EXCHANGE TRADED F
HIGH YLD RESRCH
46641Q878
1484
35000
SH
SOLE
35000
0
0
JAZZ INVESTMENTS I LTD
NOTE 2.000% 6/1
472145AF8
3656
3400000
PRN
SOLE
3400000
0
0
JOHNSON & JOHNSON
COM
478160104
33963
208097
SH
SOLE
208097
0
0
JOHNSON CTLS INTL PLC
SHS
G51502105
313
6350
SH
SOLE
6350
0
0
JPMORGAN CHASE & CO
COM
46625H100
34713
332460
SH
SOLE
332460
0
0
KAMAN CORP
NOTE 3.250% 5/0
483548AF0
2844
3050000
PRN
SOLE
3050000
0
0
KIMBERLY-CLARK CORP
COM
494368103
31046
276114
SH
SOLE
276114
0
0
KINDER MORGAN INC DEL
COM
49456B101
312
18755
SH
SOLE
18755
0
0
KLA CORP
COM NEW
482480100
452
1492
SH
SOLE
1492
0
0
KROGER CO
COM
501044101
258
5890
SH
SOLE
5890
0
0
L3HARRIS TECHNOLOGIES INC
COM
502431109
304
1463
SH
SOLE
1463
0
0
LAM RESEARCH CORP
COM
512807108
4893
13368
SH
SOLE
13368
0
0
LAUDER ESTEE COS INC
CL A
518439104
5041
23349
SH
SOLE
23349
0
0
LILLY ELI & CO
COM
532457108
38055
117792
SH
SOLE
117792
0
0
LINDE PLC
SHS
G5494J103
1137
4217
SH
SOLE
4217
0
0
LOCKHEED MARTIN CORP
COM
539830109
32490
84184
SH
SOLE
84184
0
0
LOWES COS INC
COM
548661107
1459
7767
SH
SOLE
7767
0
0
LUMENTUM HLDGS INC
NOTE 0.500%12/1
55024UAD1
3544
3800000
PRN
SOLE
3800000
0
0
M & T BK CORP
COM
55261F104
32502
184513
SH
SOLE
184513
0
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
231
4859
SH
SOLE
4859
0
0
MARATHON PETE CORP
COM
56585A102
634
6386
SH
SOLE
6386
0
0
MARRIOTT INTL INC NEW
CL A
571903202
302
2156
SH
SOLE
2156
0
0
MARSH & MCLENNAN COS INC
COM
571748102
703
4709
SH
SOLE
4709
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
6567
23096
SH
SOLE
23096
0
0
MCDONALDS CORP
COM
580135101
31291
135736
SH
SOLE
135736
0
0
MCKESSON CORP
COM
58155Q103
534
1572
SH
SOLE
1572
0
0
MEDTRONIC PLC
SHS
G5960L103
2048
25357
SH
SOLE
25357
0
0
MERCK & CO INC
COM
58933Y105
3608
41898
SH
SOLE
41898
0
0
META PLATFORMS INC
CL A
30303M102
2899
21364
SH
SOLE
21364
0
0
METLIFE INC
COM
59156R108
2903
47758
SH
SOLE
47758
0
0
MICROCHIP TECHNOLOGY INC.
COM
595017104
241
3944
SH
SOLE
3944
0
0
MICROCHIP TECHNOLOGY INC.
NOTE 0.125%11/1
595017AU8
4251
4200000
PRN
SOLE
4200000
0
0
MICRON TECHNOLOGY INC
COM
595112103
454
9057
SH
SOLE
9057
0
0
MICROSOFT CORP
COM
594918104
18799
80717
SH
SOLE
80717
0
0
MODERNA INC
COM
60770K107
288
2439
SH
SOLE
2439
0
0
MONDELEZ INTL INC
CL A
609207105
32605
595176
SH
SOLE
595176
0
0
MONSTER BEVERAGE CORP NEW
COM
61174X109
504
5799
SH
SOLE
5799
0
0
MOODYS CORP
COM
615369105
244
1003
SH
SOLE
1003
0
0
MORGAN STANLEY
COM NEW
617446448
1076
13613
SH
SOLE
13613
0
0
MOTOROLA SOLUTIONS INC
COM NEW
620076307
248
1107
SH
SOLE
1107
0
0
MSCI INC
COM
55354G100
238
564
SH
SOLE
564
0
0
NETFLIX INC
COM
64110L106
1139
4839
SH
SOLE
4839
0
0
NEWMONT CORP
COM
651639106
232
5522
SH
SOLE
5522
0
0
NEXTERA ENERGY INC
COM
65339F101
1430
18235
SH
SOLE
18235
0
0
NIKE INC
CL B
654106103
5106
61428
SH
SOLE
61428
0
0
NORFOLK SOUTHN CORP
COM
655844108
499
2380
SH
SOLE
2380
0
0
NORTHROP GRUMMAN CORP
COM
666807102
706
1502
SH
SOLE
1502
0
0
NORTHWESTERN CORP
COM NEW
668074305
3798
77076
SH
SOLE
77076
0
0
NOVO-NORDISK A S
ADR
670100205
203
2036
SH
SOLE
2036
0
0
NUCOR CORP
COM
670346105
269
2518
SH
SOLE
2518
0
0
NUVEEN FLOATING RATE INCOME
COM
67072T108
438
54000
SH
SOLE
54000
0
0
NUVEEN MUN VALUE FD INC
COM
670928100
134
15800
SH
SOLE
15800
0
0
NVIDIA CORPORATION
COM
67066G104
7363
60657
SH
SOLE
60657
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
213
1443
SH
SOLE
1443
0
0
OCCIDENTAL PETE CORP
COM
674599105
370
6028
SH
SOLE
6028
0
0
ON SEMICONDUCTOR CORP
NOTE 5/0
682189AS4
5774
4250000
PRN
SOLE
4250000
0
0
ONEOK INC NEW
COM
682680103
400
7812
SH
SOLE
7812
0
0
ORACLE CORP
COM
68389X105
936
15333
SH
SOLE
15333
0
0
OREILLY AUTOMOTIVE INC
COM
67103H107
399
567
SH
SOLE
567
0
0
PACCAR INC
COM
693718108
240
2863
SH
SOLE
2863
0
0
PARKER-HANNIFIN CORP
COM
701094104
266
1099
SH
SOLE
1099
0
0
PARSONS CORP DEL
NOTE 0.250% 8/1
70202LAB8
7920
7670000
PRN
SOLE
7670000
0
0
PAYCHEX INC
COM
704326107
301
2681
SH
SOLE
2681
0
0
PAYPAL HLDGS INC
COM
70450Y103
852
9897
SH
SOLE
9897
0
0
PEPSICO INC
COM
713448108
34447
211181
SH
SOLE
211181
0
0
PFIZER INC
COM
717081103
36646
838124
SH
SOLE
838124
0
0
PHILIP MORRIS INTL INC
COM
718172109
24659
297405
SH
SOLE
297405
0
0
PHILLIPS 66
COM
718546104
358
4440
SH
SOLE
4440
0
0
PIMCO INCOME STRATEGY FD II
COM
72201J104
94
13666
SH
SOLE
13666
0
0
PIONEER NAT RES CO
COM
723787107
378
1745
SH
SOLE
1745
0
0
PIONEER NAT RES CO
NOTE 0.250% 5/1
723787AP2
9864
4515000
PRN
SOLE
4515000
0
0
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
197
18747
SH
SOLE
18747
0
0
PNC FINL SVCS GROUP INC
COM
693475105
32984
220951
SH
SOLE
220951
0
0
PPG INDS INC
COM
693506107
238
2151
SH
SOLE
2151
0
0
PRICE T ROWE GROUP INC
COM
74144T108
221
2107
SH
SOLE
2107
0
0
PRINCIPAL FINANCIAL GROUP IN
COM
74251V102
1274
17652
SH
SOLE
17652
0
0
PROCTER AND GAMBLE CO
COM
742718109
34989
277374
SH
SOLE
277374
0
0
PROGRESSIVE CORP
COM
743315103
580
4987
SH
SOLE
4987
0
0
PROLOGIS INC.
COM
74340W103
931
9168
SH
SOLE
9168
0
0
PRUDENTIAL FINL INC
COM
744320102
277
3231
SH
SOLE
3231
0
0
PUBLIC STORAGE
COM
74460D109
382
1306
SH
SOLE
1306
0
0
PUBLIC SVC ENTERPRISE GRP IN
COM
744573106
229
4078
SH
SOLE
4078
0
0
QUALCOMM INC
COM
747525103
31607
280003
SH
SOLE
280003
0
0
QUANTA SVCS INC
COM
74762E102
205
1613
SH
SOLE
1613
0
0
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
34215
418336
SH
SOLE
418336
0
0
REGENERON PHARMACEUTICALS
COM
75886F107
455
660
SH
SOLE
660
0
0
REGIONS FINANCIAL CORP NEW
COM
7591EP100
223
11088
SH
SOLE
11088
0
0
REPUBLIC SVCS INC
COM
760759100
225
1655
SH
SOLE
1655
0
0
RIO TINTO PLC
SPONSORED ADR
767204100
205
3720
SH
SOLE
3720
0
0
ROCKWELL AUTOMATION INC
COM
773903109
221
1026
SH
SOLE
1026
0
0
ROPER TECHNOLOGIES INC
COM
776696106
296
823
SH
SOLE
823
0
0
ROSS STORES INC
COM
778296103
253
3002
SH
SOLE
3002
0
0
S&P GLOBAL INC
COM
78409V104
790
2586
SH
SOLE
2586
0
0
SALESFORCE INC
COM
79466L302
1010
7020
SH
SOLE
7020
0
0
SCHLUMBERGER LTD
COM STK
806857108
374
10406
SH
SOLE
10406
0
0
SCHWAB CHARLES CORP
COM
808513105
6060
84321
SH
SOLE
84321
0
0
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
5731
102684
SH
SOLE
102684
0
0
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
6271
107172
SH
SOLE
107172
0
0
SELECT SECTOR SPDR TR
ENERGY
81369Y506
2377
33000
SH
SOLE
33000
0
0
SELECT SECTOR SPDR TR
RL EST SEL SEC
81369Y860
306
8500
SH
SOLE
8500
0
0
SEMPRA
COM
816851109
344
2294
SH
SOLE
2294
0
0
SERVICENOW INC
COM
81762P102
447
1184
SH
SOLE
1184
0
0
SHERWIN WILLIAMS CO
COM
824348106
407
1986
SH
SOLE
1986
0
0
SIMON PPTY GROUP INC NEW
COM
828806109
274
3051
SH
SOLE
3051
0
0
SOUTHERN CO
COM
842587107
560
8232
SH
SOLE
8232
0
0
SOUTHWEST AIRLS CO
NOTE 1.250% 5/0
844741BG2
2194
1925000
PRN
SOLE
1925000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
61826
173096
SH
SOLE
173096
0
0
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
24062
59907
SH
SOLE
59907
0
0
SPDR SER TR
BBG CONV SEC ETF
78464A359
2532
40000
SH
SOLE
40000
0
0
SPDR SER TR
BLOOMBERG HIGH Y
78468R622
17570
200000
SH
SOLE
200000
0
0
SPDR SER TR
NUVEEN BLOOMBERG
78464A284
1438
30000
SH
SOLE
30000
0
0
SPDR SER TR
PORTFOLIO INTRMD
78464A375
1972
62970
SH
SOLE
62970
0
0
SPDR SER TR
PORTFOLIO LN COR
78464A367
1305
60000
SH
SOLE
60000
0
0
SPDR SER TR
PORTFOLIO SHORT
78464A474
18858
645375
SH
SOLE
645375
0
0
SPDR SER TR
S&P DIVID ETF
78464A763
399
3575
SH
SOLE
3575
0
0
SSGA ACTIVE ETF TR
BLACKSTONE SENR
78467V608
46582
1139762
SH
SOLE
1139762
0
0
STARBUCKS CORP
COM
855244109
31350
372430
SH
SOLE
372430
0
0
STARWOOD PPTY TR INC
NOTE 4.375% 4/0
85571BAH8
4492
4600000
PRN
SOLE
4600000
0
0
STRYKER CORPORATION
COM
863667101
600
2963
SH
SOLE
2963
0
0
SYNOPSYS INC
COM
871607107
322
1053
SH
SOLE
1053
0
0
SYSCO CORP
COM
871829107
299
4227
SH
SOLE
4227
0
0
TARGET CORP
COM
87612E106
31677
213656
SH
SOLE
213656
0
0
TE CONNECTIVITY LTD
SHS
H84989104
314
2847
SH
SOLE
2847
0
0
TESLA INC
COM
88160R101
5354
20183
SH
SOLE
20183
0
0
TEXAS INSTRS INC
COM
882508104
33551
216961
SH
SOLE
216961
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
6501
12817
SH
SOLE
12817
0
0
TJX COS INC NEW
COM
872540109
687
11064
SH
SOLE
11064
0
0
T-MOBILE US INC
COM
872590104
565
4208
SH
SOLE
4208
0
0
TRANE TECHNOLOGIES PLC
SHS
G8994E103
296
2045
SH
SOLE
2045
0
0
TRAVELERS COMPANIES INC
COM
89417E109
32786
214206
SH
SOLE
214206
0
0
TRUIST FINL CORP
COM
89832Q109
448
10279
SH
SOLE
10279
0
0
TWITTER INC
COM
90184L102
248
5660
SH
SOLE
5660
0
0
TYSON FOODS INC
CL A
902494103
30991
470492
SH
SOLE
470492
0
0
UNION PAC CORP
COM
907818108
30621
157318
SH
SOLE
157318
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
29495
182749
SH
SOLE
182749
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
9199
18215
SH
SOLE
18215
0
0
US BANCORP DEL
COM NEW
902973304
508
12600
SH
SOLE
12600
0
0
VALERO ENERGY CORP
COM
91913Y100
381
3568
SH
SOLE
3568
0
0
VANECK ETF TRUST
FALLEN ANGEL HG
92189F437
3607
137506
SH
SOLE
137506
0
0
VANECK ETF TRUST
JP MRGAN EM LOC
92189H300
7068
310000
SH
SOLE
310000
0
0
VANGUARD BD INDEX FDS
TOTAL BND MRKT
921937835
8529
119575
SH
SOLE
119575
0
0
VANGUARD INDEX FDS
MID CAP ETF
922908629
2306
12265
SH
SOLE
12265
0
0
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
1201
14982
SH
SOLE
14982
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
23083
70310
SH
SOLE
70310
0
0
VANGUARD INDEX FDS
SMALL CP ETF
922908751
2589
15146
SH
SOLE
15146
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
11483
63981
SH
SOLE
63981
0
0
VANGUARD SCOTTSDALE FDS
LG-TERM COR BD
92206C813
26260
358554
SH
SOLE
358554
0
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
4828
65000
SH
SOLE
65000
0
0
VANGUARD SCOTTSDALE FDS
VNG RUS3000IDX
92206C599
456
2830
SH
SOLE
2830
0
0
VANGUARD TAX-MANAGED FDS
VAN FTSE DEV MKT
921943858
2537
69773
SH
SOLE
69773
0
0
VANGUARD WORLD FDS
INF TECH ETF
92204A702
357
1160
SH
SOLE
1160
0
0
VERINT SYS INC
COM
92343X100
285
8500
SH
SOLE
8500
0
0
VERINT SYSTEMS INC
NOTE 0.250% 4/1
92343XAC4
4016
4800000
PRN
SOLE
4800000
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
1905
50178
SH
SOLE
50178
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
521
1801
SH
SOLE
1801
0
0
VIATRIS INC
COM
92556V106
124
14570
SH
SOLE
14570
0
0
VISA INC
COM CL A
92826C839
7320
41206
SH
SOLE
41206
0
0
VISHAY INTERTECHNOLOGY INC
NOTE 2.250% 6/1
928298AP3
4074
4400000
PRN
SOLE
4400000
0
0
WALMART INC
COM
931142103
6300
48575
SH
SOLE
48575
0
0
WARNER BROS DISCOVERY INC
COM SER A
934423104
188
16305
SH
SOLE
16305
0
0
WASTE MGMT INC DEL
COM
94106L109
512
3195
SH
SOLE
3195
0
0
WEC ENERGY GROUP INC
COM
92939U106
1183
13227
SH
SOLE
13227
0
0
WELLS FARGO CO NEW
COM
949746101
1413
35139
SH
SOLE
35139
0
0
WELLS FARGO CO NEW
PERP PFD CNV A
949746804
8554
7105
SH
SOLE
7105
0
0
WESTERN DIGITAL CORP.
NOTE 1.500% 2/0
958102AP0
8008
8485000
PRN
SOLE
8485000
0
0
WEYERHAEUSER CO MTN BE
COM NEW
962166104
229
8012
SH
SOLE
8012
0
0
WILLIAMS COS INC
COM
969457100
658
22985
SH
SOLE
22985
0
0
WISDOMTREE TR
EUROPE HEDGED EQ
97717X701
4342
69800
SH
SOLE
69800
0
0
XCEL ENERGY INC
COM
98389B100
297
4648
SH
SOLE
4648
0
0
YUM BRANDS INC
COM
988498101
282
2649
SH
SOLE
2649
0
0
ZOETIS INC
CL A
98978V103
603
4064
SH
SOLE
4064
0
0